handouts/ho09.tex
author Christian Urban <christian dot urban at kcl dot ac dot uk>
Wed, 10 Dec 2014 23:50:35 +0000
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\documentclass{article}
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\usepackage{../style}
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\usepackage{../langs}
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\usepackage{../graphics}
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\usepackage{../grammar}
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\usepackage{multicol}
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\begin{document}
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\section*{Handout 9 (Static Analysis)}
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If we want to improve the safety and security of our programs,
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we need a more principled approach to programming. Testing is
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good, but as Dijkstra famously said: 
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\begin{quote}\it 
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``Program testing can be a very effective way to show the
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\underline{\smash{presence}} of bugs, but it is hopelessly
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inadequate for showing their \underline{\smash{absence}}.''
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\end{quote}
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\noindent While such a more principled approach has been the
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subject of intense study for a long, long time, only in the
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past few years some impressive results have been achieved. One
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is the complete formalisation and (mathematical) verification
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of a microkernel operating system called seL4.
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\begin{center}
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\url{http://sel4.systems}
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\end{center}
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\noindent In 2011 this work was included in the MIT Technology
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Review in the annual list of the world’s ten most important
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emerging
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technologies.\footnote{\url{http://www2.technologyreview.com/tr10/?year=2011}}
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While this work is impressive, its technical details are too
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enormous for an explanation here. Therefore let us look at
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something much simpler, namely finding out properties about
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programs using \emph{static analysis}.
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Static analysis is a technique that checks properties of a
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program without actually running the program. This should
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raise alarm bells with you---because almost all interesting
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properties about programs are equivalent to the halting
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problem, which we know is undecidable. For example estimating
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the memory consumption of programs is in general undecidable,
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just like the halting problem. Static analysis circumvents
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this undecidability-problem by essentially allowing answers
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\emph{yes} and \emph{no}, but also \emph{don't know}. With
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this ``trick'' even the halting problem becomes
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decidable\ldots{}for example we could always say \emph{don't
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know}. Of course this would be silly. The point is that we
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should be striving for a method that answers as often as
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possible either \emph{yes} or \emph{no}---just in cases when
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it is too difficult we fall back on the
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\emph{don't-know}-answer. This might sound all like abstract
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nonsense. Therefore let us look at a concrete example.
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\subsubsection*{A Simple, Idealised Programming Language}
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Our starting point is a small, idealised programming language.
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This language, amongst other things, contains variables
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holding integers. We want to find out what the sign of these
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integers will be when the program runs. This sign-analysis
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seems like a very simple problem, but it will turn out even
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such simple problems, if approached naively, are in general
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undecidable, just like Turing's halting problem. I let you
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think why?
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Is sign-analysis of variables an interesting problem? Well,
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yes---if a compiler can find out that for example a variable
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will never be negative and this variable is used as an index
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for an array, then the compiler does not need to generate code
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for an underflow-test. Remember some languages are immune to
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buffer-overflow attacks because they add underflow and
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overflow checks everywhere. If the compiler can omit the
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underflow test, for example, then this can potentially
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drastically speed up the generated code.
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What do programs in our programming language look like? The 
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following grammar gives a first specification:
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\begin{multicols}{2}
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\begin{plstx}[rhs style=,one per line,left margin=9mm]
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: \meta{Stmt} ::= \meta{label} \texttt{:}
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                | \meta{var} \texttt{:=} \meta{Exp}
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                | \texttt{jmp?} \meta{Exp} \meta{label}
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                | \texttt{goto} \meta{label}\\
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: \meta{Prog} ::= \meta{Stmt} \ldots{} \meta{Stmt}\\
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\end{plstx}
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\columnbreak
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\begin{plstx}[rhs style=,one per line]
: \meta{Exp} ::= \meta{Exp} \texttt{+} \meta{Exp}
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               | \meta{Exp} \texttt{*} \meta{Exp}
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               | \meta{Exp} \texttt{=} \meta{Exp} 
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               | \meta{num}
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               | \meta{var}\\
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\end{plstx}
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\end{multicols}
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\noindent I assume you are familiar with such
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grammars.\footnote{\url{http://en.wikipedia.org/wiki/Backus–Naur_Form}}
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There are three main syntactic categories: \emph{statments}
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and \emph{expressions} as well as \emph{programs}, which are
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sequences of statements. Statements are either labels,
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variable assignments, conditional jumps (\pcode{jmp?}) and
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unconditional jumps (\pcode{goto}). Labels are just strings,
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which can be used as the target of a jump. The conditional
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jumps and variable assignments involve (arithmetic)
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expressions. Expressions are either numbers, variables or
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compound expressions built up from \pcode{+}, \pcode{*} and
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\emph{=} (for simplicity reasons we do not consider any other
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operations). We assume we have negative and positive numbers,
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\ldots \pcode{-2}, \pcode{-1}, \pcode{0}, \pcode{1},
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\pcode{2}\ldots{} An example program that calculates the
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factorial of 5 is as follows:
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\begin{lstlisting}[language={},xleftmargin=10mm]
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      a := 1
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      n := 5 
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top:  
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      jmp? n = 0 done 
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      a := a * n 
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      n := n + -1 
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      goto top 
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done:
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\end{lstlisting}
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\noindent Each line of the program contains a statement. In
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the first two lines we assign values to the variables
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\pcode{a} and \pcode{n}. In line 4 we test whether \pcode{n}
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is zero, in which case we jump to the end of the program
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marked with the label \pcode{done}. If \pcode{n} is not zero,
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we multiply the content of \pcode{a} by \pcode{n}, decrease
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\pcode{n} by one and jump back to the beginning of the loop,
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marked with the label \pcode{top}.
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\begin{figure}[t]
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\begin{lstlisting}[numbers=none,
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                   language={},xleftmargin=10mm]
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      n := 6
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      m1 := 0
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      m2 := 1
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loop: 
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      jmp? n = 0 done
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      tmp := m2
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      m2 := m1 + m2
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      m1 := tmp
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      n := n + -1
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      goto top
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done:
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\end{lstlisting}
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\label{A mystery program in our idealised programming language.}
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\end{figure}
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350
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Even if our language is rather small, it is still Turing
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complete---so rather powerful. However, discussing this more
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would lead us to far astray.
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350
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What would be missing in comparison with real
335
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(low-level machine) code? Well, the numbers we assume to be
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arbitrary precision, which is not the case in real code. There
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basic number formats have a rang and might over-run or
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under-run from this range. Our assumption about variables,
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does not correspond to actual registers, which are only 
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limited on real hardware. Obviously, real code has richer
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operations than just addition, multiplication and equality.
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But this are not really essential limitations of our simple
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examples.
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\end{document}
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%%% Local Variables: 
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%%% mode: latex
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%%% TeX-master: t
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%%% End: