author | urbanc |
Mon, 14 Feb 2011 23:10:44 +0000 | |
changeset 103 | f460d5f75cb5 |
parent 101 | d3fe0597080a |
child 104 | 5bd73aa805a7 |
permissions | -rw-r--r-- |
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(*<*) |
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theory Paper |
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imports "../Myhill" "LaTeXsugar" |
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begin |
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declare [[show_question_marks = false]] |
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|
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consts |
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REL :: "(string \<times> string) \<Rightarrow> bool" |
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UPLUS :: "'a set \<Rightarrow> 'a set \<Rightarrow> (nat \<times> 'a) set" |
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|
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abbreviation |
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"EClass x R \<equiv> R `` {x}" |
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|
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abbreviation |
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"append_rexp2 r_itm r \<equiv> append_rexp r r_itm" |
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notation (latex output) |
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str_eq_rel ("\<approx>\<^bsub>_\<^esub>") and |
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str_eq ("_ \<approx>\<^bsub>_\<^esub> _") and |
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Seq (infixr "\<cdot>" 100) and |
23 |
Star ("_\<^bsup>\<star>\<^esup>") and |
|
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pow ("_\<^bsup>_\<^esup>" [100, 100] 100) and |
|
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Suc ("_+1" [100] 100) and |
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quotient ("_ \<^raw:\ensuremath{\!\sslash\!}> _" [90, 90] 90) and |
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REL ("\<approx>") and |
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UPLUS ("_ \<^raw:\ensuremath{\uplus}> _" [90, 90] 90) and |
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L ("\<^raw:\ensuremath{\cal{L}}>'(_')" [0] 101) and |
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Lam ("\<lambda>'(_')" [100] 100) and |
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Trn ("'(_, _')" [100, 100] 100) and |
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EClass ("\<lbrakk>_\<rbrakk>\<^bsub>_\<^esub>" [100, 100] 100) and |
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transition ("_ \<^raw:\ensuremath{\stackrel{\text{>_\<^raw:}}{\Longmapsto}}> _" [100, 100, 100] 100) and |
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Setalt ("\<^raw:\ensuremath{\bigplus}>_" [1000] 999) and |
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append_rexp2 ("_ \<^raw:\ensuremath{\triangleleft}> _" [100, 100] 100) and |
|
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append_rhs_rexp ("_ \<^raw:\ensuremath{\triangleleft}> _" [100, 100] 50) |
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|
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(*>*) |
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||
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|
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section {* Introduction *} |
42 |
||
43 |
text {* |
|
58 | 44 |
Regular languages are an important and well-understood subject in Computer |
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Science, with many beautiful theorems and many useful algorithms. There is a |
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wide range of textbooks on this subject, many of which are aimed at students |
47 |
and contain very detailed ``pencil-and-paper'' proofs |
|
60 | 48 |
(e.g.~\cite{Kozen97}). It seems natural to exercise theorem provers by |
101 | 49 |
formalising the theorems and by verifying formally the algorithms. |
59 | 50 |
|
66 | 51 |
There is however a problem: the typical approach to regular languages is to |
52 |
introduce finite automata and then define everything in terms of them. For |
|
53 |
example, a regular language is normally defined as one whose strings are |
|
54 |
recognised by a finite deterministic automaton. This approach has many |
|
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benefits. Among them is the fact that it is easy to convince oneself that |
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regular languages are closed under complementation: one just has to exchange |
57 |
the accepting and non-accepting states in the corresponding automaton to |
|
58 |
obtain an automaton for the complement language. The problem, however, lies with |
|
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formalising such reasoning in a HOL-based theorem prover, in our case |
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Isabelle/HOL. Automata are build up from states and transitions that |
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need to be represented as graphs, matrices or functions, none |
62 |
of which can be defined as inductive datatype. |
|
66 | 63 |
|
82 | 64 |
In case of graphs and matrices, this means we have to build our own |
65 |
reasoning infrastructure for them, as neither Isabelle/HOL nor HOL4 nor |
|
66 |
HOLlight support them with libraries. Even worse, reasoning about graphs and |
|
67 |
matrices can be a real hassle in HOL-based theorem provers. Consider for |
|
68 |
example the operation of sequencing two automata, say $A_1$ and $A_2$, by |
|
69 |
connecting the accepting states of $A_1$ to the initial state of $A_2$: |
|
60 | 70 |
|
71 |
\begin{center} |
|
66 | 72 |
\begin{tabular}{ccc} |
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\begin{tikzpicture}[scale=0.8] |
|
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%\draw[step=2mm] (-1,-1) grid (1,1); |
|
75 |
||
76 |
\draw[rounded corners=1mm, very thick] (-1.0,-0.3) rectangle (-0.2,0.3); |
|
77 |
\draw[rounded corners=1mm, very thick] ( 0.2,-0.3) rectangle ( 1.0,0.3); |
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78 |
||
79 |
\node (A) at (-1.0,0.0) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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80 |
\node (B) at ( 0.2,0.0) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
|
81 |
||
82 |
\node (C) at (-0.2, 0.13) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
|
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\node (D) at (-0.2,-0.13) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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84 |
||
85 |
\node (E) at (1.0, 0.2) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
|
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\node (F) at (1.0,-0.0) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
|
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\node (G) at (1.0,-0.2) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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||
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\draw (-0.6,0.0) node {\footnotesize$A_1$}; |
|
90 |
\draw ( 0.6,0.0) node {\footnotesize$A_2$}; |
|
91 |
\end{tikzpicture} |
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92 |
||
93 |
& |
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94 |
||
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\raisebox{1.1mm}{\bf\Large$\;\;\;\Rightarrow\,\;\;$} |
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||
97 |
& |
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98 |
||
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\begin{tikzpicture}[scale=0.8] |
|
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%\draw[step=2mm] (-1,-1) grid (1,1); |
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||
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\draw[rounded corners=1mm, very thick] (-1.0,-0.3) rectangle (-0.2,0.3); |
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\draw[rounded corners=1mm, very thick] ( 0.2,-0.3) rectangle ( 1.0,0.3); |
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||
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\node (A) at (-1.0,0.0) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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\node (B) at ( 0.2,0.0) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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||
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\node (C) at (-0.2, 0.13) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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\node (D) at (-0.2,-0.13) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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||
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\node (E) at (1.0, 0.2) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
|
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\node (F) at (1.0,-0.0) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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\node (G) at (1.0,-0.2) [circle, very thick, draw, fill=white, inner sep=0.4mm] {}; |
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||
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\draw (C) to [very thick, bend left=45] (B); |
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\draw (D) to [very thick, bend right=45] (B); |
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||
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\draw (-0.6,0.0) node {\footnotesize$A_1$}; |
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\draw ( 0.6,0.0) node {\footnotesize$A_2$}; |
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\end{tikzpicture} |
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||
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\end{tabular} |
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\end{center} |
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||
125 |
\noindent |
|
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On ``paper'' we can define the corresponding graph in terms of the disjoint |
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union of the state nodes. Unfortunately in HOL, the standard definition for disjoint |
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union, namely |
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% |
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\begin{equation}\label{disjointunion} |
|
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@{term "UPLUS A\<^isub>1 A\<^isub>2 \<equiv> {(1, x) | x. x \<in> A\<^isub>1} \<union> {(2, y) | y. y \<in> A\<^isub>2}"} |
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\end{equation} |
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|
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\noindent |
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changes the type---the disjoint union is not a set, but a set of pairs. |
136 |
Using this definition for disjoint unions means we do not have a single type for automata |
|
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and hence will not be able to state certain properties about \emph{all} |
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automata, since there is no type quantification available in HOL. An |
139 |
alternative, which provides us with a single type for automata, is to give every |
|
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state node an identity, for example a natural |
|
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number, and then be careful to rename these identities apart whenever |
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connecting two automata. This results in clunky proofs |
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establishing that properties are invariant under renaming. Similarly, |
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connecting two automata represented as matrices results in very adhoc |
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constructions, which are not pleasant to reason about. |
146 |
||
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Functions are much better supported in Isabelle/HOL, but they still lead to similar |
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problems as with graphs. Composing, for example, two non-deterministic automata in parallel |
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requires also the formalisation of disjoint unions. Nipkow \cite{Nipkow98} |
101 | 150 |
dismisses for this the option of using identities, because it leads according to |
151 |
him to ``messy proofs''. He |
|
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opts for a variant of \eqref{disjointunion} using bit lists, but writes |
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|
154 |
\begin{quote} |
|
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\it% |
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\begin{tabular}{@ {}l@ {}p{0.88\textwidth}@ {}} |
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`` & All lemmas appear obvious given a picture of the composition of automata\ldots |
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Yet their proofs require a painful amount of detail.'' |
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\end{tabular} |
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\end{quote} |
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161 |
||
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\noindent |
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and |
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164 |
||
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\begin{quote} |
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\it% |
|
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\begin{tabular}{@ {}l@ {}p{0.88\textwidth}@ {}} |
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`` & If the reader finds the above treatment in terms of bit lists revoltingly |
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concrete, I cannot disagree. A more abstract approach is clearly desirable.'' |
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\end{tabular} |
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\end{quote} |
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|
173 |
||
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\noindent |
175 |
Moreover, it is not so clear how to conveniently impose a finiteness condition |
|
176 |
upon functions in order to represent \emph{finite} automata. The best is |
|
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probably to resort to more advanced reasoning frameworks, such as \emph{locales} |
178 |
or \emph{type classes}, |
|
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which are not avaiable in \emph{all} HOL-based theorem provers. |
82 | 180 |
|
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Because of these problems to do with representing automata, there seems |
182 |
to be no substantial formalisation of automata theory and regular languages |
|
93 | 183 |
carried out in HOL-based theorem provers. Nipkow establishes in |
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\cite{Nipkow98} the link between regular expressions and automata in |
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the context of lexing. The only larger formalisations of automata theory |
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are carried out in Nuprl \cite{Constable00} and in Coq (for example |
187 |
\cite{Filliatre97}). |
|
58 | 188 |
|
82 | 189 |
In this paper, we will not attempt to formalise automata theory in |
190 |
Isabelle/HOL, but take a completely different approach to regular |
|
191 |
languages. Instead of defining a regular language as one where there exists |
|
192 |
an automaton that recognises all strings of the language, we define a |
|
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regular language as: |
|
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|
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\begin{definition} |
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A language @{text A} is \emph{regular}, provided there is a regular expression that matches all |
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strings of @{text "A"}. |
198 |
\end{definition} |
|
199 |
||
200 |
\noindent |
|
88 | 201 |
The reason is that regular expressions, unlike graphs, matrices and functons, can |
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be easily defined as inductive datatype. Consequently a corresponding reasoning |
203 |
infrastructure comes for free. This has recently been exploited in HOL4 with a formalisation |
|
101 | 204 |
of regular expression matching based on derivatives \cite{OwensSlind08} and |
205 |
with an equivalence checker for regular expressions in Isabelle/HOL \cite{KraussNipkow11}. |
|
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The purpose of this paper is to |
|
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show that a central result about regular languages---the Myhill-Nerode theorem---can |
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be recreated by only using regular expressions. This theorem gives necessary |
|
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and sufficient conditions for when a language is regular. As a corollary of this |
|
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theorem we can easily establish the usual closure properties, including |
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complementation, for regular languages.\smallskip |
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|
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\noindent |
|
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{\bf Contributions:} |
215 |
There is an extensive literature on regular languages. |
|
216 |
To our knowledge, our proof of the Myhill-Nerode theorem is the |
|
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first that is based on regular expressions, only. We prove the part of this theorem |
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stating that a regular expression has only finitely many partitions using certain |
|
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tagging-functions. Again to our best knowledge, these tagging functions have |
|
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not been used before to establish the Myhill-Nerode theorem. |
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*} |
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||
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section {* Preliminaries *} |
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||
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text {* |
|
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Strings in Isabelle/HOL are lists of characters with the \emph{empty string} |
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being represented by the empty list, written @{term "[]"}. \emph{Languages} |
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are sets of strings. The language containing all strings is written in |
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Isabelle/HOL as @{term "UNIV::string set"}. The concatenation of two languages |
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is written @{term "A ;; B"} and a language raised to the power @{text n} is written |
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@{term "A \<up> n"}. They are defined as usual |
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|
233 |
\begin{center} |
|
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@{thm Seq_def[THEN eq_reflection, where A1="A" and B1="B"]} |
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\hspace{7mm} |
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@{thm pow.simps(1)[THEN eq_reflection, where A1="A"]} |
|
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\hspace{7mm} |
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@{thm pow.simps(2)[THEN eq_reflection, where A1="A" and n1="n"]} |
|
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\end{center} |
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||
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\noindent |
|
58 | 242 |
where @{text "@"} is the usual list-append operation. The Kleene-star of a language @{text A} |
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is defined as the union over all powers, namely @{thm Star_def}. In the paper |
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we will make use of the following properties of these constructions. |
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|
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\begin{proposition}\label{langprops}\mbox{}\\ |
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\begin{tabular}{@ {}ll} |
248 |
(i) & @{thm star_cases} \\ |
|
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(ii) & @{thm[mode=IfThen] pow_length}\\ |
|
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(iii) & @{thm seq_Union_left} \\ |
|
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\end{tabular} |
252 |
\end{proposition} |
|
253 |
||
254 |
\noindent |
|
100 | 255 |
In @{text "(ii)"} we use the notation @{term "length s"} for the length of a |
256 |
string. This property states that if @{term "[] \<notin> A"} then the lengths of |
|
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the strings in @{term "A \<up> (Suc n)"} must be longer than @{text n}. We omit |
|
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the proofs for these properties, but invite the reader to consult our |
|
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formalisation.\footnote{Available at ???} |
|
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|
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The notation in Isabelle/HOL for the quotient of a language @{text A} according to an |
262 |
equivalence relation @{term REL} is @{term "A // REL"}. We will write |
|
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@{text "\<lbrakk>x\<rbrakk>\<^isub>\<approx>"} for the equivalence class defined |
264 |
as @{text "{y | y \<approx> x}"}. |
|
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||
266 |
||
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Central to our proof will be the solution of equational systems |
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involving equivalence classes of languages. For this we will use Arden's lemma \cite{Brzozowski64} |
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which solves equations of the form @{term "X = A ;; X \<union> B"} provided |
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@{term "[] \<notin> A"}. However we will need the following ``reverse'' |
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version of Arden's lemma. |
272 |
||
75 | 273 |
\begin{lemma}[Reverse Arden's Lemma]\label{arden}\mbox{}\\ |
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If @{thm (prem 1) arden} then |
275 |
@{thm (lhs) arden} has the unique solution |
|
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@{thm (rhs) arden}. |
|
50 | 277 |
\end{lemma} |
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||
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\begin{proof} |
|
86 | 280 |
For the right-to-left direction we assume @{thm (rhs) arden} and show |
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that @{thm (lhs) arden} holds. From Prop.~\ref{langprops}@{text "(i)"} |
|
71 | 282 |
we have @{term "A\<star> = {[]} \<union> A ;; A\<star>"}, |
50 | 283 |
which is equal to @{term "A\<star> = {[]} \<union> A\<star> ;; A"}. Adding @{text B} to both |
284 |
sides gives @{term "B ;; A\<star> = B ;; ({[]} \<union> A\<star> ;; A)"}, whose right-hand side |
|
51 | 285 |
is equal to @{term "(B ;; A\<star>) ;; A \<union> B"}. This completes this direction. |
50 | 286 |
|
86 | 287 |
For the other direction we assume @{thm (lhs) arden}. By a simple induction |
51 | 288 |
on @{text n}, we can establish the property |
50 | 289 |
|
290 |
\begin{center} |
|
86 | 291 |
@{text "(*)"}\hspace{5mm} @{thm (concl) arden_helper} |
50 | 292 |
\end{center} |
293 |
||
294 |
\noindent |
|
295 |
Using this property we can show that @{term "B ;; (A \<up> n) \<subseteq> X"} holds for |
|
71 | 296 |
all @{text n}. From this we can infer @{term "B ;; A\<star> \<subseteq> X"} using the definition |
297 |
of @{text "\<star>"}. |
|
51 | 298 |
For the inclusion in the other direction we assume a string @{text s} |
86 | 299 |
with length @{text k} is element in @{text X}. Since @{thm (prem 1) arden} |
75 | 300 |
we know by Prop.~\ref{langprops}@{text "(ii)"} that |
71 | 301 |
@{term "s \<notin> X ;; (A \<up> Suc k)"} since its length is only @{text k} |
51 | 302 |
(the strings in @{term "X ;; (A \<up> Suc k)"} are all longer). |
53 | 303 |
From @{text "(*)"} it follows then that |
50 | 304 |
@{term s} must be element in @{term "(\<Union>m\<in>{0..k}. B ;; (A \<up> m))"}. This in turn |
75 | 305 |
implies that @{term s} is in @{term "(\<Union>n. B ;; (A \<up> n))"}. Using Prop.~\ref{langprops}@{text "(iii)"} |
71 | 306 |
this is equal to @{term "B ;; A\<star>"}, as we needed to show.\qed |
50 | 307 |
\end{proof} |
67 | 308 |
|
309 |
\noindent |
|
88 | 310 |
Regular expressions are defined as the inductive datatype |
67 | 311 |
|
312 |
\begin{center} |
|
313 |
@{text r} @{text "::="} |
|
314 |
@{term NULL}\hspace{1.5mm}@{text"|"}\hspace{1.5mm} |
|
315 |
@{term EMPTY}\hspace{1.5mm}@{text"|"}\hspace{1.5mm} |
|
316 |
@{term "CHAR c"}\hspace{1.5mm}@{text"|"}\hspace{1.5mm} |
|
317 |
@{term "SEQ r r"}\hspace{1.5mm}@{text"|"}\hspace{1.5mm} |
|
318 |
@{term "ALT r r"}\hspace{1.5mm}@{text"|"}\hspace{1.5mm} |
|
319 |
@{term "STAR r"} |
|
320 |
\end{center} |
|
321 |
||
322 |
\noindent |
|
88 | 323 |
and the language matched by a regular expression is defined as |
67 | 324 |
|
325 |
\begin{center} |
|
326 |
\begin{tabular}{c@ {\hspace{10mm}}c} |
|
327 |
\begin{tabular}{rcl} |
|
328 |
@{thm (lhs) L_rexp.simps(1)} & @{text "\<equiv>"} & @{thm (rhs) L_rexp.simps(1)}\\ |
|
329 |
@{thm (lhs) L_rexp.simps(2)} & @{text "\<equiv>"} & @{thm (rhs) L_rexp.simps(2)}\\ |
|
330 |
@{thm (lhs) L_rexp.simps(3)[where c="c"]} & @{text "\<equiv>"} & @{thm (rhs) L_rexp.simps(3)[where c="c"]}\\ |
|
331 |
\end{tabular} |
|
332 |
& |
|
333 |
\begin{tabular}{rcl} |
|
334 |
@{thm (lhs) L_rexp.simps(4)[where ?r1.0="r\<^isub>1" and ?r2.0="r\<^isub>2"]} & @{text "\<equiv>"} & |
|
335 |
@{thm (rhs) L_rexp.simps(4)[where ?r1.0="r\<^isub>1" and ?r2.0="r\<^isub>2"]}\\ |
|
336 |
@{thm (lhs) L_rexp.simps(5)[where ?r1.0="r\<^isub>1" and ?r2.0="r\<^isub>2"]} & @{text "\<equiv>"} & |
|
337 |
@{thm (rhs) L_rexp.simps(5)[where ?r1.0="r\<^isub>1" and ?r2.0="r\<^isub>2"]}\\ |
|
338 |
@{thm (lhs) L_rexp.simps(6)[where r="r"]} & @{text "\<equiv>"} & |
|
339 |
@{thm (rhs) L_rexp.simps(6)[where r="r"]}\\ |
|
340 |
\end{tabular} |
|
341 |
\end{tabular} |
|
342 |
\end{center} |
|
70 | 343 |
|
100 | 344 |
Given a finite set of regular expressions @{text rs}, we will make use of the operation of generating |
92 | 345 |
a regular expression that matches all languages of @{text rs}. We only need to know the existence |
346 |
of such a regular expression and therefore we use Isabelle/HOL's @{const "fold_graph"} and Hilbert's |
|
93 | 347 |
@{text "\<epsilon>"} to define @{term "\<Uplus>rs"}. This operation, roughly speaking, folds @{const ALT} over the |
100 | 348 |
set @{text rs} with @{const NULL} for the empty set. We can prove that for a finite set @{text rs} |
82 | 349 |
|
88 | 350 |
\begin{center} |
93 | 351 |
@{thm (lhs) folds_alt_simp} @{text "= \<Union> (\<calL> ` rs)"} |
88 | 352 |
\end{center} |
353 |
||
354 |
\noindent |
|
90 | 355 |
holds, whereby @{text "\<calL> ` rs"} stands for the |
356 |
image of the set @{text rs} under function @{text "\<calL>"}. |
|
50 | 357 |
*} |
39
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
358 |
|
100 | 359 |
section {* The Myhill-Nerode Theorem, First Part *} |
54 | 360 |
|
361 |
text {* |
|
77 | 362 |
The key definition in the Myhill-Nerode theorem is the |
75 | 363 |
\emph{Myhill-Nerode relation}, which states that w.r.t.~a language two |
364 |
strings are related, provided there is no distinguishing extension in this |
|
365 |
language. This can be defined as: |
|
366 |
||
70 | 367 |
\begin{definition}[Myhill-Nerode Relation]\mbox{}\\ |
75 | 368 |
@{thm str_eq_def[simplified str_eq_rel_def Pair_Collect]} |
70 | 369 |
\end{definition} |
370 |
||
71 | 371 |
\noindent |
75 | 372 |
It is easy to see that @{term "\<approx>A"} is an equivalence relation, which |
373 |
partitions the set of all strings, @{text "UNIV"}, into a set of disjoint |
|
101 | 374 |
equivalence classes. To illustrate this quotient construction, let us give an |
375 |
example: consider the regular language containing just |
|
92 | 376 |
the string @{text "[c]"}. The relation @{term "\<approx>({[c]})"} partitions @{text UNIV} |
101 | 377 |
into three equivalence classes @{text "X\<^isub>1"}, @{text "X\<^isub>2"} and @{text "X\<^isub>3"} |
90 | 378 |
as follows |
379 |
||
380 |
\begin{center} |
|
381 |
@{text "X\<^isub>1 = {[]}"}\hspace{5mm} |
|
382 |
@{text "X\<^isub>2 = {[c]}"}\hspace{5mm} |
|
383 |
@{text "X\<^isub>3 = UNIV - {[], [c]}"} |
|
384 |
\end{center} |
|
385 |
||
386 |
One direction of the Myhill-Nerode theorem establishes |
|
93 | 387 |
that if there are finitely many equivalence classes, like in the example above, then |
388 |
the language is regular. In our setting we therefore have to show: |
|
75 | 389 |
|
390 |
\begin{theorem}\label{myhillnerodeone} |
|
96 | 391 |
@{thm[mode=IfThen] Myhill_Nerode1} |
75 | 392 |
\end{theorem} |
71 | 393 |
|
75 | 394 |
\noindent |
90 | 395 |
To prove this theorem, we first define the set @{term "finals A"} as those equivalence |
100 | 396 |
classes from @{term "UNIV // \<approx>A"} that contain strings of @{text A}, namely |
75 | 397 |
% |
71 | 398 |
\begin{equation} |
70 | 399 |
@{thm finals_def} |
71 | 400 |
\end{equation} |
401 |
||
402 |
\noindent |
|
92 | 403 |
In our running example, @{text "X\<^isub>2"} is the only equivalence class in @{term "finals {[c]}"}. |
90 | 404 |
It is straightforward to show that in general @{thm lang_is_union_of_finals} and |
79 | 405 |
@{thm finals_in_partitions} hold. |
75 | 406 |
Therefore if we know that there exists a regular expression for every |
100 | 407 |
equivalence class in \mbox{@{term "finals A"}} (which by assumption must be |
93 | 408 |
a finite set), then we can use @{text "\<bigplus>"} to obtain a regular expression |
98 | 409 |
that matches every string in @{text A}. |
70 | 410 |
|
75 | 411 |
|
90 | 412 |
Our proof of Thm.~\ref{myhillnerodeone} relies on a method that can calculate a |
79 | 413 |
regular expression for \emph{every} equivalence class, not just the ones |
77 | 414 |
in @{term "finals A"}. We |
93 | 415 |
first define the notion of \emph{one-character-transition} between |
416 |
two equivalence classes |
|
75 | 417 |
% |
71 | 418 |
\begin{equation} |
419 |
@{thm transition_def} |
|
420 |
\end{equation} |
|
70 | 421 |
|
71 | 422 |
\noindent |
92 | 423 |
which means that if we concatenate the character @{text c} to the end of all |
424 |
strings in the equivalence class @{text Y}, we obtain a subset of |
|
77 | 425 |
@{text X}. Note that we do not define an automaton here, we merely relate two sets |
98 | 426 |
(with respect to a character). In our concrete example we have |
92 | 427 |
@{term "X\<^isub>1 \<Turnstile>c\<Rightarrow> X\<^isub>2"}, @{term "X\<^isub>1 \<Turnstile>d\<Rightarrow> X\<^isub>3"} with @{text d} being any |
93 | 428 |
other character than @{text c}, and @{term "X\<^isub>3 \<Turnstile>d\<Rightarrow> X\<^isub>3"} for any @{text d}. |
75 | 429 |
|
100 | 430 |
Next we build an \emph{initial} equational system that |
75 | 431 |
contains an equation for each equivalence class. Suppose we have |
432 |
the equivalence classes @{text "X\<^isub>1,\<dots>,X\<^isub>n"}, there must be one and only one that |
|
433 |
contains the empty string @{text "[]"} (since equivalence classes are disjoint). |
|
77 | 434 |
Let us assume @{text "[] \<in> X\<^isub>1"}. We build the following equational system |
75 | 435 |
|
436 |
\begin{center} |
|
437 |
\begin{tabular}{rcl} |
|
438 |
@{text "X\<^isub>1"} & @{text "="} & @{text "(Y\<^isub>1\<^isub>1, CHAR c\<^isub>1\<^isub>1) + \<dots> + (Y\<^isub>1\<^isub>p, CHAR c\<^isub>1\<^isub>p) + \<lambda>(EMPTY)"} \\ |
|
439 |
@{text "X\<^isub>2"} & @{text "="} & @{text "(Y\<^isub>2\<^isub>1, CHAR c\<^isub>2\<^isub>1) + \<dots> + (Y\<^isub>2\<^isub>o, CHAR c\<^isub>2\<^isub>o)"} \\ |
|
440 |
& $\vdots$ \\ |
|
441 |
@{text "X\<^isub>n"} & @{text "="} & @{text "(Y\<^isub>n\<^isub>1, CHAR c\<^isub>n\<^isub>1) + \<dots> + (Y\<^isub>n\<^isub>q, CHAR c\<^isub>n\<^isub>q)"}\\ |
|
442 |
\end{tabular} |
|
443 |
\end{center} |
|
70 | 444 |
|
75 | 445 |
\noindent |
100 | 446 |
where the terms @{text "(Y\<^isub>i\<^isub>j, CHAR c\<^isub>i\<^isub>j)"} |
447 |
stand for all transitions @{term "Y\<^isub>i\<^isub>j \<Turnstile>c\<^isub>i\<^isub>j\<Rightarrow> |
|
448 |
X\<^isub>i"}. There can only be |
|
449 |
finitely many such terms in a right-hand side since there are only finitely many |
|
450 |
equivalence classes and only finitely many characters. The term @{text |
|
451 |
"\<lambda>(EMPTY)"} in the first equation acts as a marker for the equivalence class |
|
452 |
containing @{text "[]"}.\footnote{Note that we mark, roughly speaking, the |
|
75 | 453 |
single ``initial'' state in the equational system, which is different from |
100 | 454 |
the method by Brzozowski \cite{Brzozowski64}, where he marks the |
455 |
``terminal'' states. We are forced to set up the equational system in our |
|
456 |
way, because the Myhill-Nerode relation determines the ``direction'' of the |
|
457 |
transitions. The successor ``state'' of an equivalence class @{text Y} can |
|
458 |
be reached by adding characters to the end of @{text Y}. This is also the |
|
459 |
reason why we have to use our reverse version of Arden's lemma.} |
|
460 |
Overloading the function @{text \<calL>} for the two kinds of terms in the |
|
92 | 461 |
equational system, we have |
75 | 462 |
|
463 |
\begin{center} |
|
92 | 464 |
@{text "\<calL>(Y, r) \<equiv>"} % |
465 |
@{thm (rhs) L_rhs_item.simps(2)[where X="Y" and r="r", THEN eq_reflection]}\hspace{10mm} |
|
86 | 466 |
@{thm L_rhs_item.simps(1)[where r="r", THEN eq_reflection]} |
75 | 467 |
\end{center} |
468 |
||
469 |
\noindent |
|
100 | 470 |
and we can prove for @{text "X\<^isub>2\<^isub>.\<^isub>.\<^isub>n"} that the following equations |
75 | 471 |
% |
472 |
\begin{equation}\label{inv1} |
|
83 | 473 |
@{text "X\<^isub>i = \<calL>(Y\<^isub>i\<^isub>1, CHAR c\<^isub>i\<^isub>1) \<union> \<dots> \<union> \<calL>(Y\<^isub>i\<^isub>q, CHAR c\<^isub>i\<^isub>q)"}. |
75 | 474 |
\end{equation} |
475 |
||
476 |
\noindent |
|
477 |
hold. Similarly for @{text "X\<^isub>1"} we can show the following equation |
|
478 |
% |
|
479 |
\begin{equation}\label{inv2} |
|
83 | 480 |
@{text "X\<^isub>1 = \<calL>(Y\<^isub>i\<^isub>1, CHAR c\<^isub>i\<^isub>1) \<union> \<dots> \<union> \<calL>(Y\<^isub>i\<^isub>p, CHAR c\<^isub>i\<^isub>p) \<union> \<calL>(\<lambda>(EMPTY))"}. |
75 | 481 |
\end{equation} |
482 |
||
483 |
\noindent |
|
101 | 484 |
The reason for adding the @{text \<lambda>}-marker to our initial equational system is |
103 | 485 |
to obtain this equation: it only holds with the marker, since none of |
100 | 486 |
the other terms contain the empty string. |
487 |
||
101 | 488 |
Our representation for the equations in Isabelle/HOL are pairs, |
100 | 489 |
where the first component is an equivalence class and the second component |
101 | 490 |
is a set of terms. Given a set of equivalence |
100 | 491 |
classes @{text CS}, our initial equational system @{term "Init CS"} is thus |
101 | 492 |
formally defined as |
100 | 493 |
|
494 |
\begin{center} |
|
495 |
\begin{tabular}{rcl} |
|
496 |
@{thm (lhs) Init_rhs_def} & @{text "\<equiv>"} & |
|
497 |
@{text "if"}~@{term "[] \<in> X"}\\ |
|
498 |
& & @{text "then"}~@{term "{Trn Y (CHAR c) | Y c. Y \<in> CS \<and> Y \<Turnstile>c\<Rightarrow> X} \<union> {Lam EMPTY}"}\\ |
|
499 |
& & @{text "else"}~@{term "{Trn Y (CHAR c)| Y c. Y \<in> CS \<and> Y \<Turnstile>c\<Rightarrow> X}"}\\ |
|
500 |
@{thm (lhs) Init_def} & @{text "\<equiv>"} & @{thm (rhs) Init_def} |
|
501 |
\end{tabular} |
|
502 |
\end{center} |
|
503 |
||
504 |
||
505 |
||
506 |
\noindent |
|
507 |
Because we use sets of terms |
|
101 | 508 |
for representing the right-hand sides of equations, we can |
100 | 509 |
prove \eqref{inv1} and \eqref{inv2} more concisely as |
93 | 510 |
% |
100 | 511 |
\begin{lemma}\label{inv} |
512 |
If @{thm (prem 1) test} then @{text "X = \<Union> \<calL> ` rhs"}. |
|
513 |
\end{lemma} |
|
77 | 514 |
|
93 | 515 |
\noindent |
92 | 516 |
Our proof of Thm.~\ref{myhillnerodeone} will proceed by transforming the |
100 | 517 |
initial equational system into one in \emph{solved form} maintaining the invariant |
518 |
in Lemma \ref{inv}. From the solved form we will be able to read |
|
89 | 519 |
off the regular expressions. |
520 |
||
100 | 521 |
In order to transform an equational system into solved form, we have two |
89 | 522 |
operations: one that takes an equation of the form @{text "X = rhs"} and removes |
93 | 523 |
the recursive occurences of @{text X} in the @{text rhs} using our variant of Arden's |
92 | 524 |
Lemma. The other operation takes an equation @{text "X = rhs"} |
89 | 525 |
and substitutes @{text X} throughout the rest of the equational system |
92 | 526 |
adjusting the remaining regular expressions approriately. To define this adjustment |
527 |
we define the \emph{append-operation} |
|
89 | 528 |
|
529 |
\begin{center} |
|
92 | 530 |
@{thm append_rexp.simps(2)[where X="Y" and r="r\<^isub>1" and rexp="r\<^isub>2", THEN eq_reflection]}\hspace{10mm} |
531 |
@{thm append_rexp.simps(1)[where r="r\<^isub>1" and rexp="r\<^isub>2", THEN eq_reflection]} |
|
89 | 532 |
\end{center} |
533 |
||
92 | 534 |
\noindent |
535 |
which we also lift to entire right-hand sides of equations, written as |
|
93 | 536 |
@{thm (lhs) append_rhs_rexp_def[where rexp="r"]}. With this we can define |
101 | 537 |
the \emph{arden-operation} for an equation of the form @{text "X = rhs"} as: |
94 | 538 |
|
92 | 539 |
\begin{center} |
94 | 540 |
\begin{tabular}{rc@ {\hspace{2mm}}r@ {\hspace{1mm}}l} |
541 |
@{thm (lhs) Arden_def} & @{text "\<equiv>"}~~\mbox{} & \multicolumn{2}{@ {\hspace{-2mm}}l}{@{text "let"}}\\ |
|
542 |
& & @{text "rhs' ="} & @{term "rhs - {Trn X r | r. Trn X r \<in> rhs}"} \\ |
|
543 |
& & @{text "r' ="} & @{term "STAR (\<Uplus> {r. Trn X r \<in> rhs})"}\\ |
|
544 |
& & \multicolumn{2}{@ {\hspace{-2mm}}l}{@{text "in"}~~@{term "append_rhs_rexp rhs' r'"}}\\ |
|
545 |
\end{tabular} |
|
92 | 546 |
\end{center} |
93 | 547 |
|
548 |
\noindent |
|
101 | 549 |
In this definition, we first delete all terms of the form @{text "(X, r)"} from @{text rhs}; |
94 | 550 |
then we calculate the combinded regular expressions for all @{text r} coming |
551 |
from the deleted @{text "(X, r)"}, and take the @{const STAR} of it; |
|
552 |
finally we append this regular expression to @{text rhs'}. It can be easily seen |
|
95 | 553 |
that this operation mimics Arden's lemma on the level of equations. |
554 |
The \emph{substituion-operation} takes an equation |
|
555 |
of the form @{text "X = xrhs"} and substitutes it into the right-hand side @{text rhs}. |
|
94 | 556 |
|
557 |
\begin{center} |
|
95 | 558 |
\begin{tabular}{rc@ {\hspace{2mm}}r@ {\hspace{1mm}}l} |
559 |
@{thm (lhs) Subst_def} & @{text "\<equiv>"}~~\mbox{} & \multicolumn{2}{@ {\hspace{-2mm}}l}{@{text "let"}}\\ |
|
560 |
& & @{text "rhs' ="} & @{term "rhs - {Trn X r | r. Trn X r \<in> rhs}"} \\ |
|
561 |
& & @{text "r' ="} & @{term "\<Uplus> {r. Trn X r \<in> rhs}"}\\ |
|
562 |
& & \multicolumn{2}{@ {\hspace{-2mm}}l}{@{text "in"}~~@{term "rhs' \<union> append_rhs_rexp xrhs r'"}}\\ |
|
563 |
\end{tabular} |
|
94 | 564 |
\end{center} |
95 | 565 |
|
566 |
\noindent |
|
567 |
We again delete first all occurence of @{text "(X, r)"} in @{text rhs}; we then calculate |
|
568 |
the regular expression corresponding to the deleted terms; finally we append this |
|
569 |
regular expression to @{text "xrhs"} and union it up with @{text rhs'}. When we use |
|
570 |
the substitution operation we will arrange it so that @{text "xrhs"} does not contain |
|
571 |
any occurence of @{text X}. |
|
96 | 572 |
|
100 | 573 |
With these two operation in place, we can define the operation that removes one equation |
574 |
from an equational systems @{text ES}. The operation @{const Subst_all} |
|
96 | 575 |
substitutes an equation @{text "X = xrhs"} throughout an equational system @{text ES}; |
100 | 576 |
@{const Remove} then completely removes such an equation from @{text ES} by substituting |
577 |
it to the rest of the equational system, but first eliminating all recursive occurences |
|
96 | 578 |
of @{text X} by applying @{const Arden} to @{text "xrhs"}. |
579 |
||
580 |
\begin{center} |
|
581 |
\begin{tabular}{rcl} |
|
582 |
@{thm (lhs) Subst_all_def} & @{text "\<equiv>"} & @{thm (rhs) Subst_all_def}\\ |
|
583 |
@{thm (lhs) Remove_def} & @{text "\<equiv>"} & @{thm (rhs) Remove_def} |
|
584 |
\end{tabular} |
|
585 |
\end{center} |
|
100 | 586 |
|
587 |
\noindent |
|
588 |
Finially, we can define how an equational system should be solved. For this |
|
101 | 589 |
we will need to iterate the elimination of an equation until only one equation |
100 | 590 |
will be left in the system. However, we not just want to have any equation |
591 |
as being the last one, but the one for which we want to calculate the regular |
|
592 |
expression. Therefore we define the iteration step so that it chooses an |
|
593 |
equation with an equivalence class that is not @{text X}. This allows us to |
|
101 | 594 |
control, which equation will be the last. We use Hilbert's choice operator, |
103 | 595 |
written @{text SOME}, to choose an equation to be eliminated in @{text ES}. |
100 | 596 |
|
597 |
\begin{center} |
|
598 |
\begin{tabular}{rc@ {\hspace{4mm}}r@ {\hspace{1mm}}l} |
|
599 |
@{thm (lhs) Iter_def} & @{text "\<equiv>"}~~\mbox{} & \multicolumn{2}{@ {\hspace{-4mm}}l}{@{text "let"}}\\ |
|
600 |
& & @{text "(Y, yrhs) ="} & @{term "SOME (Y, yrhs). (Y, yrhs) \<in> ES \<and> X \<noteq> Y"} \\ |
|
601 |
& & \multicolumn{2}{@ {\hspace{-4mm}}l}{@{text "in"}~~@{term "Remove ES Y yrhs"}}\\ |
|
602 |
\end{tabular} |
|
603 |
\end{center} |
|
604 |
||
605 |
\noindent |
|
103 | 606 |
The last definition we need applies @{term Iter} over and over again until a condition |
101 | 607 |
@{text COND} is \emph{not} satisfied anymore. The condition states that there |
103 | 608 |
are more than one equation left in the equational system @{text ES}. For this |
609 |
we use Isabelle/HOL's @{text while}-operator as follows: |
|
101 | 610 |
|
100 | 611 |
\begin{center} |
612 |
@{thm Solve_def} |
|
613 |
\end{center} |
|
614 |
||
101 | 615 |
\noindent |
103 | 616 |
We are not concerned here with the definition of this operator |
617 |
(see \cite{BerghoferNipkow00}), but note that we eliminate |
|
618 |
in each @{const Iter}-step a single equation, and therefore |
|
619 |
have a well-founded termination order by taking the cardinality |
|
620 |
of the equational system @{text ES}. This enables us to prove |
|
621 |
properties about our definition of @{const Solve} called with |
|
622 |
our initial equational system @{term "Init (UNIV // \<approx>A)"} from ??? |
|
623 |
as follows: |
|
624 |
||
100 | 625 |
|
626 |
\begin{center} |
|
103 | 627 |
\begin{tabular}{l} |
628 |
@{term "invariant (Init (UNIV // \<approx>A))"} \\ |
|
629 |
@{term "\<forall>ES. invariant ES \<and> Cond ES \<longrightarrow> invariant (Iter X ES)"}\\ |
|
630 |
@{term "\<forall>ES. invariant ES \<and> Cond ES \<longrightarrow> card (Iter X ES) < card ES"}\\ |
|
631 |
@{term "\<forall>ES. invariant ES \<and> \<not> Cond ES \<longrightarrow> P ES"}\\ |
|
632 |
\hline |
|
633 |
\multicolumn{1}{c}{@{term "P (Solve X (Init (UNIV // \<approx>A)))"}} |
|
634 |
\end{tabular} |
|
100 | 635 |
\end{center} |
103 | 636 |
|
637 |
\noindent |
|
638 |
This principle states that given an invariant we can prove a property |
|
639 |
@{text "P"} involving @{const Solve}. For this we have to first show that the |
|
640 |
initial equational system satisfies the invariant; second that the iteration |
|
641 |
step @{text "Iter"} preserves the the invariant as long as the condition @{term Cond}; |
|
642 |
third that @{text "Iter"} decreases the termination order, and fourth that |
|
643 |
once the condition does not hold for an invariant equational system @{text ES}, |
|
644 |
then the property must hold. |
|
645 |
||
646 |
The property @{term P} we will show states that @{term "Solve X (Init (UNIV // \<approx>A))"} |
|
647 |
returns with a single equation @{text "X = xrhs"}, for some @{text "xrhs"} and |
|
648 |
that this equation satisfies also the invariant. The invariant is composed |
|
649 |
of several properties |
|
650 |
||
651 |
\begin{center} |
|
652 |
\begin{tabular}{rcl@ {\hspace{10mm}}l} |
|
653 |
@{text "invariant X ES"} & @{text "\<equiv>"} & |
|
654 |
@{term "finite ES"} & @{text "(finiteness)"}\\ |
|
655 |
& @{text "\<and>"} & @{thm (rhs) finite_rhs_def} & @{text "(finiteness rhs)"}\\ |
|
656 |
& @{text "\<and>"} & @{text "\<forall>(X, rhs)\<in>ES. X = \<Union>\<calL> ` rhs"} & @{text "(validity)"}\\ |
|
657 |
& @{text "\<and>"} & @{thm (rhs) distinct_equas_def} & @{text "(distinctness)"}\\ |
|
658 |
& @{text "\<and>"} & @{thm (rhs) ardenable_def} & @{text "(ardenable)"}\\ |
|
659 |
\end{tabular} |
|
660 |
\end{center} |
|
661 |
||
54 | 662 |
*} |
663 |
||
100 | 664 |
|
665 |
||
666 |
||
667 |
section {* Myhill-Nerode, Second Part *} |
|
39
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
668 |
|
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
669 |
text {* |
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
670 |
|
54 | 671 |
\begin{theorem} |
39
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
672 |
Given @{text "r"} is a regular expressions, then @{thm rexp_imp_finite}. |
54 | 673 |
\end{theorem} |
39
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
674 |
|
a59473f0229d
tuned a little bit the section about finite partitions
urbanc
parents:
37
diff
changeset
|
675 |
\begin{proof} |
a59473f0229d
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By induction on the structure of @{text r}. The cases for @{const NULL}, @{const EMPTY} |
50 | 677 |
and @{const CHAR} are straightforward, because we can easily establish |
39
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|
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679 |
\begin{center} |
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680 |
\begin{tabular}{l} |
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@{thm quot_null_eq}\\ |
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682 |
@{thm quot_empty_subset}\\ |
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683 |
@{thm quot_char_subset} |
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684 |
\end{tabular} |
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685 |
\end{center} |
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686 |
|
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\end{proof} |
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*} |
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689 |
|
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|
54 | 691 |
section {* Conclusion and Related Work *} |
692 |
||
92 | 693 |
text {* |
694 |
In this paper we took the view that a regular language as one where there exists |
|
695 |
a regular expression that matches all its strings. For us it was important to find |
|
696 |
out how far we can push this point of view. Having formalised the Myhill-Nerode |
|
697 |
theorem means pushed very far. Having the Myhill-Nerode theorem means we can |
|
698 |
formalise much of the textbook results in this subject. |
|
699 |
||
700 |
||
701 |
*} |
|
702 |
||
703 |
||
24 | 704 |
(*<*) |
705 |
end |
|
706 |
(*>*) |