# HG changeset patch # User Christian Urban # Date 1282888620 -28800 # Node ID 1f9360daf6e1554cc1c428b71d8916cfcc887a41 # Parent fc3e8f79e698c98d25f303c804738ebc64edc74c make copies of the "old" files diff -r fc3e8f79e698 -r 1f9360daf6e1 Nominal/Ex/Lambda.thy --- a/Nominal/Ex/Lambda.thy Fri Aug 27 02:25:40 2010 +0000 +++ b/Nominal/Ex/Lambda.thy Fri Aug 27 13:57:00 2010 +0800 @@ -17,6 +17,7 @@ thm lam.bn_defs thm lam.perm_simps thm lam.eq_iff +thm lam.eq_iff[folded alphas] thm lam.fv_bn_eqvt thm lam.size_eqvt diff -r fc3e8f79e698 -r 1f9360daf6e1 Quotient-Paper/Paper-old.thy --- /dev/null Thu Jan 01 00:00:00 1970 +0000 +++ b/Quotient-Paper/Paper-old.thy Fri Aug 27 13:57:00 2010 +0800 @@ -0,0 +1,1239 @@ +(*<*) +theory Paper +imports "Quotient" + "LaTeXsugar" + "../Nominal/FSet" +begin + +(**** + +** things to do for the next version +* +* - what are quot_thms? +* - what do all preservation theorems look like, + in particular preservation for quotient + compositions + - explain how Quotient R Abs Rep is proved (j-version) + - give an example where precise specification helps (core Haskell in nominal?) + + - Quote from Peter: + + One might think quotient have been studied to death, but + + - Mention Andreas Lochbiler in Acknowledgements and 'desceding'. + +*) + +notation (latex output) + rel_conj ("_ \\\ _" [53, 53] 52) and + pred_comp ("_ \\ _" [1, 1] 30) and + "op -->" (infix "\" 100) and + "==>" (infix "\" 100) and + fun_map ("_ \<^raw:\mbox{\singlearr}> _" 51) and + fun_rel ("_ \<^raw:\mbox{\doublearr}> _" 51) and + list_eq (infix "\" 50) and (* Not sure if we want this notation...? *) + fempty ("\") and + funion ("_ \ _") and + finsert ("{_} \ _") and + Cons ("_::_") and + concat ("flat") and + fconcat ("\") + + + +ML {* +fun nth_conj n (_, r) = nth (HOLogic.dest_conj r) n; + +fun style_lhs_rhs proj = Scan.succeed (fn ctxt => fn t => + let + val concl = + Object_Logic.drop_judgment (ProofContext.theory_of ctxt) (Logic.strip_imp_concl t) + in + case concl of (_ $ l $ r) => proj (l, r) + | _ => error ("Binary operator expected in term: " ^ Syntax.string_of_term ctxt concl) + end); +*} + +setup {* + Term_Style.setup "rhs1" (style_lhs_rhs (nth_conj 0)) #> + Term_Style.setup "rhs2" (style_lhs_rhs (nth_conj 1)) #> + Term_Style.setup "rhs3" (style_lhs_rhs (nth_conj 2)) +*} + +(*>*) + + +section {* Introduction *} + +text {* + \begin{flushright} + {\em ``Not using a [quotient] package has its advantages: we do not have to\\ + collect all the theorems we shall ever want into one giant list;''}\\ + Larry Paulson \cite{Paulson06} + \end{flushright} + + \noindent + Isabelle is a popular generic theorem prover in which many logics can be + implemented. The most widely used one, however, is Higher-Order Logic + (HOL). This logic consists of a small number of axioms and inference rules + over a simply-typed term-language. Safe reasoning in HOL is ensured by two + very restricted mechanisms for extending the logic: one is the definition of + new constants in terms of existing ones; the other is the introduction of + new types by identifying non-empty subsets in existing types. It is well + understood how to use both mechanisms for dealing with quotient + constructions in HOL (see \cite{Homeier05,Paulson06}). For example the + integers in Isabelle/HOL are constructed by a quotient construction over the + type @{typ "nat \ nat"} and the equivalence relation + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "(n\<^isub>1, n\<^isub>2) \ (m\<^isub>1, m\<^isub>2) \ n\<^isub>1 + m\<^isub>2 = m\<^isub>1 + n\<^isub>2"}\hfill\numbered{natpairequiv} + \end{isabelle} + + \noindent + This constructions yields the new type @{typ int} and definitions for @{text + "0"} and @{text "1"} of type @{typ int} can be given in terms of pairs of + natural numbers (namely @{text "(0, 0)"} and @{text "(1, 0)"}). Operations + such as @{text "add"} with type @{typ "int \ int \ int"} can be defined in + terms of operations on pairs of natural numbers (namely @{text + "add_pair (n\<^isub>1, m\<^isub>1) (n\<^isub>2, + m\<^isub>2) \ (n\<^isub>1 + n\<^isub>2, m\<^isub>1 + m\<^isub>2)"}). + Similarly one can construct the type of finite sets, written @{term "\ fset"}, + by quotienting the type @{text "\ list"} according to the equivalence relation + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "xs \ ys \ (\x. memb x xs \ memb x ys)"}\hfill\numbered{listequiv} + \end{isabelle} + + \noindent + which states that two lists are equivalent if every element in one list is + also member in the other. The empty finite set, written @{term "{||}"}, can + then be defined as the empty list and the union of two finite sets, written + @{text "\"}, as list append. + + Quotients are important in a variety of areas, but they are really ubiquitous in + the area of reasoning about programming language calculi. A simple example + is the lambda-calculus, whose raw terms are defined as + + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "t ::= x | t t | \x.t"}\hfill\numbered{lambda} + \end{isabelle} + + \noindent + The problem with this definition arises, for instance, when one attempts to + prove formally the substitution lemma \cite{Barendregt81} by induction + over the structure of terms. This can be fiendishly complicated (see + \cite[Pages 94--104]{CurryFeys58} for some ``rough'' sketches of a proof + about raw lambda-terms). In contrast, if we reason about + $\alpha$-equated lambda-terms, that means terms quotient according to + $\alpha$-equivalence, then the reasoning infrastructure provided, + for example, by Nominal Isabelle \cite{UrbanKaliszyk11} makes the formal + proof of the substitution lemma almost trivial. + + The difficulty is that in order to be able to reason about integers, finite + sets or $\alpha$-equated lambda-terms one needs to establish a reasoning + infrastructure by transferring, or \emph{lifting}, definitions and theorems + from the raw type @{typ "nat \ nat"} to the quotient type @{typ int} + (similarly for finite sets and $\alpha$-equated lambda-terms). This lifting + usually requires a \emph{lot} of tedious reasoning effort \cite{Paulson06}. + It is feasible to do this work manually, if one has only a few quotient + constructions at hand. But if they have to be done over and over again, as in + Nominal Isabelle, then manual reasoning is not an option. + + The purpose of a \emph{quotient package} is to ease the lifting of theorems + and automate the reasoning as much as possible. In the + context of HOL, there have been a few quotient packages already + \cite{harrison-thesis,Slotosch97}. The most notable one is by Homeier + \cite{Homeier05} implemented in HOL4. The fundamental construction these + quotient packages perform can be illustrated by the following picture: + +%%% FIXME: Referee 1 says: +%%% Diagram is unclear. Firstly, isn't an existing type a "set (not sets) of raw elements"? +%%% Secondly, isn't the _set of_ equivalence classes mapped to and from the new type? +%%% Thirdly, what do the words "non-empty subset" refer to ? + +%%% Cezary: I like the diagram, maybe 'new type' could be outside, but otherwise +%%% I wouldn't change it. + + \begin{center} + \mbox{}\hspace{20mm}\begin{tikzpicture} + %%\draw[step=2mm] (-4,-1) grid (4,1); + + \draw[very thick] (0.7,0.3) circle (4.85mm); + \draw[rounded corners=1mm, very thick] ( 0.0,-0.9) rectangle ( 1.8, 0.9); + \draw[rounded corners=1mm, very thick] (-1.95,0.8) rectangle (-2.9,-0.195); + + \draw (-2.0, 0.8) -- (0.7,0.8); + \draw (-2.0,-0.195) -- (0.7,-0.195); + + \draw ( 0.7, 0.23) node {\begin{tabular}{@ {}c@ {}}equiv-\\[-1mm]clas.\end{tabular}}; + \draw (-2.45, 0.35) node {\begin{tabular}{@ {}c@ {}}new\\[-1mm]type\end{tabular}}; + \draw (1.8, 0.35) node[right=-0.1mm] + {\begin{tabular}{@ {}l@ {}}existing\\[-1mm] type\\ (sets of raw elements)\end{tabular}}; + \draw (0.9, -0.55) node {\begin{tabular}{@ {}l@ {}}non-empty\\[-1mm]subset\end{tabular}}; + + \draw[->, very thick] (-1.8, 0.36) -- (-0.1,0.36); + \draw[<-, very thick] (-1.8, 0.16) -- (-0.1,0.16); + \draw (-0.95, 0.26) node[above=0.4mm] {@{text Rep}}; + \draw (-0.95, 0.26) node[below=0.4mm] {@{text Abs}}; + + \end{tikzpicture} + \end{center} + + \noindent + The starting point is an existing type, to which we refer as the + \emph{raw type} and over which an equivalence relation given by the user is + defined. With this input the package introduces a new type, to which we + refer as the \emph{quotient type}. This type comes with an + \emph{abstraction} and a \emph{representation} function, written @{text Abs} + and @{text Rep}.\footnote{Actually slightly more basic functions are given; + the functions @{text Abs} and @{text Rep} need to be derived from them. We + will show the details later. } They relate elements in the + existing type to elements in the new type and vice versa, and can be uniquely + identified by their quotient type. For example for the integer quotient construction + the types of @{text Abs} and @{text Rep} are + + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "Abs :: nat \ nat \ int"}\hspace{10mm}@{text "Rep :: int \ nat \ nat"} + \end{isabelle} + + \noindent + We therefore often write @{text Abs_int} and @{text Rep_int} if the + typing information is important. + + Every abstraction and representation function stands for an isomorphism + between the non-empty subset and elements in the new type. They are + necessary for making definitions involving the new type. For example @{text + "0"} and @{text "1"} of type @{typ int} can be defined as + + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "0 \ Abs_int (0, 0)"}\hspace{10mm}@{text "1 \ Abs_int (1, 0)"} + \end{isabelle} + + \noindent + Slightly more complicated is the definition of @{text "add"} having type + @{typ "int \ int \ int"}. Its definition is as follows + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "add n m \ Abs_int (add_pair (Rep_int n) (Rep_int m))"} + \hfill\numbered{adddef} + \end{isabelle} + + \noindent + where we take the representation of the arguments @{text n} and @{text m}, + add them according to the function @{text "add_pair"} and then take the + abstraction of the result. This is all straightforward and the existing + quotient packages can deal with such definitions. But what is surprising is + that none of them can deal with slightly more complicated definitions involving + \emph{compositions} of quotients. Such compositions are needed for example + in case of quotienting lists to yield finite sets and the operator that + flattens lists of lists, defined as follows + + @{thm [display, indent=10] concat.simps(1) concat.simps(2)[no_vars]} + + \noindent + We expect that the corresponding operator on finite sets, written @{term "fconcat"}, + builds finite unions of finite sets: + + @{thm [display, indent=10] fconcat_empty[no_vars] fconcat_insert[no_vars]} + + \noindent + The quotient package should automatically provide us with a definition for @{text "\"} in + terms of @{text flat}, @{text Rep_fset} and @{text Abs_fset}. The problem is + that the method used in the existing quotient + packages of just taking the representation of the arguments and then taking + the abstraction of the result is \emph{not} enough. The reason is that in case + of @{text "\"} we obtain the incorrect definition + + @{text [display, indent=10] "\ S \ Abs_fset (flat (Rep_fset S))"} + + \noindent + where the right-hand side is not even typable! This problem can be remedied in the + existing quotient packages by introducing an intermediate step and reasoning + about flattening of lists of finite sets. However, this remedy is rather + cumbersome and inelegant in light of our work, which can deal with such + definitions directly. The solution is that we need to build aggregate + representation and abstraction functions, which in case of @{text "\"} + generate the following definition + + @{text [display, indent=10] "\ S \ Abs_fset (flat ((map_list Rep_fset \ Rep_fset) S))"} + + \noindent + where @{term map_list} is the usual mapping function for lists. In this paper we + will present a formal definition of our aggregate abstraction and + representation functions (this definition was omitted in \cite{Homeier05}). + They generate definitions, like the one above for @{text "\"}, + according to the type of the raw constant and the type + of the quotient constant. This means we also have to extend the notions + of \emph{aggregate equivalence relation}, \emph{respectfulness} and \emph{preservation} + from Homeier \cite{Homeier05}. + + In addition we are able to address the criticism by Paulson \cite{Paulson06} cited + at the beginning of this section about having to collect theorems that are + lifted from the raw level to the quotient level into one giant list. Homeier's and + also our quotient package are modular so that they allow lifting + theorems separately. This has the advantage for the user of being able to develop a + formal theory interactively as a natural progression. A pleasing side-result of + the modularity is that we are able to clearly specify what is involved + in the lifting process (this was only hinted at in \cite{Homeier05} and + implemented as a ``rough recipe'' in ML-code). + + + The paper is organised as follows: Section \ref{sec:prelims} presents briefly + some necessary preliminaries; Section \ref{sec:type} describes the definitions + of quotient types and shows how definitions of constants can be made over + quotient types. Section \ref{sec:resp} introduces the notions of respectfulness + and preservation; Section \ref{sec:lift} describes the lifting of theorems; + Section \ref{sec:examples} presents some examples + and Section \ref{sec:conc} concludes and compares our results to existing + work. +*} + +section {* Preliminaries and General Quotients\label{sec:prelims} *} + +text {* + We give in this section a crude overview of HOL and describe the main + definitions given by Homeier for quotients \cite{Homeier05}. + + At its core, HOL is based on a simply-typed term language, where types are + recorded in Church-style fashion (that means, we can always infer the type of + a term and its subterms without any additional information). The grammars + for types and terms are as follows + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + \begin{tabular}{@ {}rl@ {\hspace{3mm}}l@ {}} + @{text "\, \ ::="} & @{text "\ | (\,\, \) \"} & (type variables and type constructors)\\ + @{text "t, s ::="} & @{text "x\<^isup>\ | c\<^isup>\ | t t | \x\<^isup>\. t"} & + (variables, constants, applications and abstractions)\\ + \end{tabular} + \end{isabelle} + + \noindent + We often write just @{text \} for @{text "() \"}, and use @{text "\s"} and + @{text "\s"} to stand for collections of type variables and types, + respectively. The type of a term is often made explicit by writing @{text + "t :: \"}. HOL includes a type @{typ bool} for booleans and the function + type, written @{text "\ \ \"}. HOL also contains many primitive and defined + constants; for example, a primitive constant is equality, with type @{text "= :: \ \ \ \ + bool"}, and the identity function with type @{text "id :: \ \ \"} is + defined as @{text "\x\<^sup>\. x\<^sup>\"}. + + An important point to note is that theorems in HOL can be seen as a subset + of terms that are constructed specially (namely through axioms and proof + rules). As a result we are able to define automatic proof + procedures showing that one theorem implies another by decomposing the term + underlying the first theorem. + + Like Homeier's, our work relies on map-functions defined for every type + constructor taking some arguments, for example @{text map_list} for lists. Homeier + describes in \cite{Homeier05} map-functions for products, sums, options and + also the following map for function types + + @{thm [display, indent=10] fun_map_def[no_vars, THEN eq_reflection]} + + \noindent + Using this map-function, we can give the following, equivalent, but more + uniform definition for @{text add} shown in \eqref{adddef}: + + @{text [display, indent=10] "add \ (Rep_int \ Rep_int \ Abs_int) add_pair"} + + \noindent + Using extensionality and unfolding the definition of @{text "\"}, + we can get back to \eqref{adddef}. + In what follows we shall use the convention to write @{text "map_\"} for a map-function + of the type-constructor @{text \}. For a type @{text \} with arguments @{text "\\<^isub>1\<^isub>\\<^isub>n"} the + type of @{text "map_\"} has to be @{text "\\<^isub>1\\\\\<^isub>n\\\<^isub>1\\\<^isub>n \"}. For example @{text "map_list"} + has to have the type @{text "\\\ list"}. + In our implementation we maintain + a database of these map-functions that can be dynamically extended. + + It will also be necessary to have operators, referred to as @{text "rel_\"}, + which define equivalence relations in terms of constituent equivalence + relations. For example given two equivalence relations @{text "R\<^isub>1"} + and @{text "R\<^isub>2"}, we can define an equivalence relations over + products as follows + % + @{text [display, indent=10] "(R\<^isub>1 \ R\<^isub>2) (x\<^isub>1, x\<^isub>2) (y\<^isub>1, y\<^isub>2) \ R\<^isub>1 x\<^isub>1 y\<^isub>1 \ R\<^isub>2 x\<^isub>2 y\<^isub>2"} + + \noindent + Homeier gives also the following operator for defining equivalence + relations over function types + % + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{thm fun_rel_def[of "R\<^isub>1" "R\<^isub>2", no_vars, THEN eq_reflection]} + \hfill\numbered{relfun} + \end{isabelle} + + \noindent + In the context of quotients, the following two notions from \cite{Homeier05} + are needed later on. + + \begin{definition}[Respects]\label{def:respects} + An element @{text "x"} respects a relation @{text "R"} provided @{text "R x x"}. + \end{definition} + + \begin{definition}[Bounded Quantification and Bounded Abstractions]\label{def:babs} + @{text "\x \ S. P x"} holds if for all @{text x}, @{text "x \ S"} implies @{text "P x"}; + and @{text "(\x \ S. f x) = f x"} provided @{text "x \ S"}. + \end{definition} + + The central definition in Homeier's work \cite{Homeier05} relates equivalence + relations, abstraction and representation functions: + + \begin{definition}[Quotient Types] + Given a relation $R$, an abstraction function $Abs$ + and a representation function $Rep$, the predicate @{term "Quotient R Abs Rep"} + holds if and only if + \begin{enumerate} + \item @{thm (rhs1) Quotient_def[of "R", no_vars]} + \item @{thm (rhs2) Quotient_def[of "R", no_vars]} + \item @{thm (rhs3) Quotient_def[of "R", no_vars]} + \end{enumerate} + \end{definition} + + \noindent + The value of this definition lies in the fact that validity of @{text "Quotient R Abs Rep"} can + often be proved in terms of the validity of @{text "Quotient"} over the constituent + types of @{text "R"}, @{text Abs} and @{text Rep}. + For example Homeier proves the following property for higher-order quotient + types: + + \begin{proposition}\label{funquot} + @{thm[mode=IfThen] fun_quotient[where ?R1.0="R\<^isub>1" and ?R2.0="R\<^isub>2" + and ?abs1.0="Abs\<^isub>1" and ?abs2.0="Abs\<^isub>2" and ?rep1.0="Rep\<^isub>1" and ?rep2.0="Rep\<^isub>2"]} + \end{proposition} + + \noindent + As a result, Homeier is able to build an automatic prover that can nearly + always discharge a proof obligation involving @{text "Quotient"}. Our quotient + package makes heavy + use of this part of Homeier's work including an extension + for dealing with compositions of equivalence relations defined as follows: + +%%% FIXME Referee 2 claims that composition-of-relations means OO, and this is also +%%% what wikipedia says. Any idea for a different name? Conjugation of Relations? + + \begin{definition}[Composition of Relations] + @{abbrev "rel_conj R\<^isub>1 R\<^isub>2"} where @{text "\\"} is the predicate + composition defined by + @{thm (concl) pred_compI[of "R\<^isub>1" "x" "y" "R\<^isub>2" "z"]} + holds if and only if there exists a @{text y} such that @{thm (prem 1) pred_compI[of "R\<^isub>1" "x" "y" "R\<^isub>2" "z"]} and + @{thm (prem 2) pred_compI[of "R\<^isub>1" "x" "y" "R\<^isub>2" "z"]}. + \end{definition} + + \noindent + Unfortunately a general quotient theorem for @{text "\\\"}, analogous to the one + for @{text "\"} given in Proposition \ref{funquot}, would not be true + in general. It cannot even be stated inside HOL, because of restrictions on types. + However, we can prove specific instances of a + quotient theorem for composing particular quotient relations. + For example, to lift theorems involving @{term flat} the quotient theorem for + composing @{text "\\<^bsub>list\<^esub>"} will be necessary: given @{term "Quotient R Abs Rep"} + with @{text R} being an equivalence relation, then + + @{text [display, indent=2] "Quotient (rel_list R \\\ \\<^bsub>list\<^esub>) (Abs_fset \ map_list Abs) (map_list Rep \ Rep_fset)"} + + \vspace{-.5mm} +*} + +section {* Quotient Types and Quotient Definitions\label{sec:type} *} + +text {* + The first step in a quotient construction is to take a name for the new + type, say @{text "\\<^isub>q"}, and an equivalence relation, say @{text R}, + defined over a raw type, say @{text "\"}. The type of the equivalence + relation must be @{text "\ \ \ \ bool"}. The user-visible part of + the quotient type declaration is therefore + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + \isacommand{quotient\_type}~~@{text "\s \\<^isub>q = \ / R"}\hfill\numbered{typedecl} + \end{isabelle} + + \noindent + and a proof that @{text "R"} is indeed an equivalence relation. Two concrete + examples are + + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + \begin{tabular}{@ {}l} + \isacommand{quotient\_type}~~@{text "int = nat \ nat / \\<^bsub>nat \ nat\<^esub>"}\\ + \isacommand{quotient\_type}~~@{text "\ fset = \ list / \\<^bsub>list\<^esub>"} + \end{tabular} + \end{isabelle} + + \noindent + which introduce the type of integers and of finite sets using the + equivalence relations @{text "\\<^bsub>nat \ nat\<^esub>"} and @{text + "\\<^bsub>list\<^esub>"} defined in \eqref{natpairequiv} and + \eqref{listequiv}, respectively (the proofs about being equivalence + relations is omitted). Given this data, we define for declarations shown in + \eqref{typedecl} the quotient types internally as + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + \isacommand{typedef}~~@{text "\s \\<^isub>q = {c. \x. c = R x}"} + \end{isabelle} + + \noindent + where the right-hand side is the (non-empty) set of equivalence classes of + @{text "R"}. The constraint in this declaration is that the type variables + in the raw type @{text "\"} must be included in the type variables @{text + "\s"} declared for @{text "\\<^isub>q"}. HOL will then provide us with the following + abstraction and representation functions + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "abs_\\<^isub>q :: \ set \ \s \\<^isub>q"}\hspace{10mm}@{text "rep_\\<^isub>q :: \s \\<^isub>q \ \ set"} + \end{isabelle} + + \noindent + As can be seen from the type, they relate the new quotient type and equivalence classes of the raw + type. However, as Homeier \cite{Homeier05} noted, it is much more convenient + to work with the following derived abstraction and representation functions + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "Abs_\\<^isub>q x \ abs_\\<^isub>q (R x)"}\hspace{10mm}@{text "Rep_\\<^isub>q x \ \ (rep_\\<^isub>q x)"} + \end{isabelle} + + \noindent + on the expense of having to use Hilbert's choice operator @{text "\"} in the + definition of @{text "Rep_\\<^isub>q"}. These derived notions relate the + quotient type and the raw type directly, as can be seen from their type, + namely @{text "\ \ \s \\<^isub>q"} and @{text "\s \\<^isub>q \ \"}, + respectively. Given that @{text "R"} is an equivalence relation, the + following property holds for every quotient type + (for the proof see \cite{Homeier05}). + + \begin{proposition} + @{text "Quotient R Abs_\\<^isub>q Rep_\\<^isub>q"}. + \end{proposition} + + The next step in a quotient construction is to introduce definitions of new constants + involving the quotient type. These definitions need to be given in terms of concepts + of the raw type (remember this is the only way how to extend HOL + with new definitions). For the user the visible part of such definitions is the declaration + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + \isacommand{quotient\_definition}~~@{text "c :: \"}~~\isacommand{is}~~@{text "t :: \"} + \end{isabelle} + + \noindent + where @{text t} is the definiens (its type @{text \} can always be inferred) + and @{text "c"} is the name of definiendum, whose type @{text "\"} needs to be + given explicitly (the point is that @{text "\"} and @{text "\"} can only differ + in places where a quotient and raw type is involved). Two concrete examples are + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + \begin{tabular}{@ {}l} + \isacommand{quotient\_definition}~~@{text "0 :: int"}~~\isacommand{is}~~@{text "(0::nat, 0::nat)"}\\ + \isacommand{quotient\_definition}~~@{text "\ :: (\ fset) fset \ \ fset"}~~% + \isacommand{is}~~@{text "flat"} + \end{tabular} + \end{isabelle} + + \noindent + The first one declares zero for integers and the second the operator for + building unions of finite sets (@{text "flat"} having the type + @{text "(\ list) list \ \ list"}). + + From such declarations given by the user, the quotient package needs to derive proper + definitions using @{text "Abs"} and @{text "Rep"}. The data we rely on is the given quotient type + @{text "\"} and the raw type @{text "\"}. They allow us to define \emph{aggregate + abstraction} and \emph{representation functions} using the functions @{text "ABS (\, + \)"} and @{text "REP (\, \)"} whose clauses we shall give below. The idea behind + these two functions is to simultaneously descend into the raw types @{text \} and + quotient types @{text \}, and generate the appropriate + @{text "Abs"} and @{text "Rep"} in places where the types differ. Therefore + we generate just the identity whenever the types are equal. On the ``way'' down, + however we might have to use map-functions to let @{text Abs} and @{text Rep} act + over the appropriate types. In what follows we use the short-hand notation + @{text "ABS (\s, \s)"} to mean @{text "ABS (\\<^isub>1, \\<^isub>1)\ABS (\\<^isub>n, \\<^isub>n)"}; similarly + for @{text REP}. + % + \begin{center} + \hfill + \begin{tabular}{rcl} + \multicolumn{3}{@ {\hspace{-4mm}}l}{equal types:}\\ + @{text "ABS (\, \)"} & $\dn$ & @{text "id :: \ \ \"}\\ + @{text "REP (\, \)"} & $\dn$ & @{text "id :: \ \ \"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{function types:}\\ + @{text "ABS (\\<^isub>1 \ \\<^isub>2, \\<^isub>1 \ \\<^isub>2)"} & $\dn$ & @{text "REP (\\<^isub>1, \\<^isub>1) \ ABS (\\<^isub>2, \\<^isub>2)"}\\ + @{text "REP (\\<^isub>1 \ \\<^isub>2, \\<^isub>1 \ \\<^isub>2)"} & $\dn$ & @{text "ABS (\\<^isub>1, \\<^isub>1) \ REP (\\<^isub>2, \\<^isub>2)"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{equal type constructors:}\\ + @{text "ABS (\s \, \s \)"} & $\dn$ & @{text "map_\ (ABS (\s, \s))"}\\ + @{text "REP (\s \, \s \)"} & $\dn$ & @{text "map_\ (REP (\s, \s))"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{unequal type constructors with @{text "\s + \\<^isub>q"} being the quotient of the raw type @{text "\s \"}:}\\ + @{text "ABS (\s \, \s \\<^isub>q)"} & $\dn$ & @{text "Abs_\\<^isub>q \ (MAP(\s \) (ABS (\s', \s)))"}\\ + @{text "REP (\s \, \s \\<^isub>q)"} & $\dn$ & @{text "(MAP(\s \) (REP (\s', \s))) \ Rep_\\<^isub>q"} + \end{tabular}\hfill\numbered{ABSREP} + \end{center} + % + \noindent + In the last two clauses we rely on the fact that the type @{text "\s + \\<^isub>q"} is the quotient of the raw type @{text "\s \"} (for example + @{text "int"} and @{text "nat \ nat"}, or @{text "\ fset"} and @{text "\ + list"}). The quotient construction ensures that the type variables in @{text + "\s \"} must be among the @{text "\s"}. The @{text "\s'"} are given by the + substitutions for the @{text "\s"} when matching @{text "\s \"} against + @{text "\s \"}. The + function @{text "MAP"} calculates an \emph{aggregate map-function} for a raw + type as follows: + % + \begin{center} + \begin{tabular}{rcl} + @{text "MAP' (\)"} & $\dn$ & @{text "a\<^sup>\"}\\ + @{text "MAP' (\)"} & $\dn$ & @{text "id :: \ \ \"}\\ + @{text "MAP' (\s \)"} & $\dn$ & @{text "map_\ (MAP'(\s))"}\smallskip\\ + @{text "MAP (\)"} & $\dn$ & @{text "\as. MAP'(\)"} + \end{tabular} + \end{center} + % + \noindent + In this definition we rely on the fact that in the first clause we can interpret type-variables @{text \} as + term variables @{text a}. In the last clause we build an abstraction over all + term-variables of the map-function generated by the auxiliary function + @{text "MAP'"}. + The need for aggregate map-functions can be seen in cases where we build quotients, + say @{text "(\, \) \\<^isub>q"}, out of compound raw types, say @{text "(\ list) \ \"}. + In this case @{text MAP} generates the + aggregate map-function: + +%%% FIXME: Reviewer 2 asks: last two lines defining ABS and REP for +%%% unequal type constructors: How are the $\varrho$s defined? The +%%% following paragraph mentions them, but this paragraph is unclear, +%%% since it then mentions $\alpha$s, which do not seem to be defined +%%% either. As a result, I do not understand the first two sentences +%%% in this paragraph. I can imagine roughly what the following +%%% sentence `The $\sigma$s' are given by the matchers for the +%%% $\alpha$s$ when matching $\varrho$s $\kappa$ against $\sigma$s +%%% $\kappa$.' means, but also think that it is too vague. + + @{text [display, indent=10] "\a b. map_prod (map_list a) b"} + + \noindent + which is essential in order to define the corresponding aggregate + abstraction and representation functions. + + To see how these definitions pan out in practise, let us return to our + example about @{term "concat"} and @{term "fconcat"}, where we have the raw type + @{text "(\ list) list \ \ list"} and the quotient type @{text "(\ fset) fset \ \ + fset"}. Feeding these types into @{text ABS} gives us (after some @{text "\"}-simplifications) + the abstraction function + + @{text [display, indent=10] "(map_list (map_list id \ Rep_fset) \ Rep_fset) \ Abs_fset \ map_list id"} + + \noindent + In our implementation we further + simplify this function by rewriting with the usual laws about @{text + "map"}s and @{text "id"}, for example @{term "map_list id = id"} and @{text "f \ id = + id \ f = f"}. This gives us the simpler abstraction function + + @{text [display, indent=10] "(map_list Rep_fset \ Rep_fset) \ Abs_fset"} + + \noindent + which we can use for defining @{term "fconcat"} as follows + + @{text [display, indent=10] "\ \ ((map_list Rep_fset \ Rep_fset) \ Abs_fset) flat"} + + \noindent + Note that by using the operator @{text "\"} and special clauses + for function types in \eqref{ABSREP}, we do not have to + distinguish between arguments and results, but can deal with them uniformly. + Consequently, all definitions in the quotient package + are of the general form + + @{text [display, indent=10] "c \ ABS (\, \) t"} + + \noindent + where @{text \} is the type of the definiens @{text "t"} and @{text "\"} the + type of the defined quotient constant @{text "c"}. This data can be easily + generated from the declaration given by the user. + To increase the confidence in this way of making definitions, we can prove + that the terms involved are all typable. + + \begin{lemma} + If @{text "ABS (\, \)"} returns some abstraction function @{text "Abs"} + and @{text "REP (\, \)"} some representation function @{text "Rep"}, + then @{text "Abs"} is of type @{text "\ \ \"} and @{text "Rep"} of type + @{text "\ \ \"}. + \end{lemma} + + \begin{proof} + By mutual induction and analysing the definitions of @{text "ABS"} and @{text "REP"}. + The cases of equal types and function types are + straightforward (the latter follows from @{text "\"} having the + type @{text "(\ \ \) \ (\ \ \) \ (\ \ \) \ (\ \ \)"}). In case of equal type + constructors we can observe that a map-function after applying the functions + @{text "ABS (\s, \s)"} produces a term of type @{text "\s \ \ \s \"}. The + interesting case is the one with unequal type constructors. Since we know + the quotient is between @{text "\s \\<^isub>q"} and @{text "\s \"}, we have + that @{text "Abs_\\<^isub>q"} is of type @{text "\s \ \ \s + \\<^isub>q"}. This type can be more specialised to @{text "\s[\s] \ \ \s + \\<^isub>q"} where the type variables @{text "\s"} are instantiated with the + @{text "\s"}. The complete type can be calculated by observing that @{text + "MAP (\s \)"}, after applying the functions @{text "ABS (\s', \s)"} to it, + returns a term of type @{text "\s[\s'] \ \ \s[\s] \"}. This type is + equivalent to @{text "\s \ \ \s[\s] \"}, which we just have to compose with + @{text "\s[\s] \ \ \s \\<^isub>q"} according to the type of @{text "\"}.\qed + \end{proof} +*} + +section {* Respectfulness and Preservation \label{sec:resp} *} + +text {* + The main point of the quotient package is to automatically ``lift'' theorems + involving constants over the raw type to theorems involving constants over + the quotient type. Before we can describe this lifting process, we need to impose + two restrictions in form of proof obligations that arise during the + lifting. The reason is that even if definitions for all raw constants + can be given, \emph{not} all theorems can be lifted to the quotient type. Most + notable is the bound variable function, that is the constant @{text bn}, defined + for raw lambda-terms as follows + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + @{text "bn (x) \ \"}\hspace{4mm} + @{text "bn (t\<^isub>1 t\<^isub>2) \ bn (t\<^isub>1) \ bn (t\<^isub>2)"}\hspace{4mm} + @{text "bn (\x. t) \ {x} \ bn (t)"} + \end{isabelle} + + \noindent + We can generate a definition for this constant using @{text ABS} and @{text REP}. + But this constant does \emph{not} respect @{text "\"}-equivalence and + consequently no theorem involving this constant can be lifted to @{text + "\"}-equated lambda terms. Homeier formulates the restrictions in terms of + the properties of \emph{respectfulness} and \emph{preservation}. We have + to slightly extend Homeier's definitions in order to deal with quotient + compositions. + +%%% FIXME: Reviewer 3 asks why are the definitions that follow enough to deal +%%% with quotient composition. + + To formally define what respectfulness is, we have to first define + the notion of \emph{aggregate equivalence relations} using the function @{text "REL(\, \)"} + The idea behind this function is to simultaneously descend into the raw types + @{text \} and quotient types @{text \}, and generate the appropriate + quotient equivalence relations in places where the types differ and equalities + elsewhere. + + \begin{center} + \hfill + \begin{tabular}{rcl} + \multicolumn{3}{@ {\hspace{-4mm}}l}{equal types:}\\ + @{text "REL (\, \)"} & $\dn$ & @{text "= :: \ \ \ \ bool"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{equal type constructors:}\\ + @{text "REL (\s \, \s \)"} & $\dn$ & @{text "rel_\ (REL (\s, \s))"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{unequal type constructors with @{text "\s + \\<^isub>q"} being the quotient of the raw type @{text "\s \"}:}\smallskip\\ + @{text "REL (\s \, \s \\<^isub>q)"} & $\dn$ & @{text "rel_\\<^isub>q (REL (\s', \s))"}\\ + \end{tabular}\hfill\numbered{REL} + \end{center} + + \noindent + The @{text "\s'"} in the last clause are calculated as in \eqref{ABSREP}: + we know that type @{text "\s \\<^isub>q"} is the quotient of the raw type + @{text "\s \"}. The @{text "\s'"} are the substitutions for @{text "\s"} obtained by matching + @{text "\s \"} and @{text "\s \"}. + + Let us return to the lifting procedure of theorems. Assume we have a theorem + that contains the raw constant @{text "c\<^isub>r :: \"} and which we want to + lift to a theorem where @{text "c\<^isub>r"} is replaced by the corresponding + constant @{text "c\<^isub>q :: \"} defined over a quotient type. In this situation + we generate the following proof obligation + + @{text [display, indent=10] "REL (\, \) c\<^isub>r c\<^isub>r"} + + \noindent + Homeier calls these proof obligations \emph{respectfulness + theorems}. However, unlike his quotient package, we might have several + respectfulness theorems for one constant---he has at most one. + The reason is that because of our quotient compositions, the types + @{text \} and @{text \} are not completely determined by @{text "c\<^bsub>r\<^esub>"}. + And for every instantiation of the types, a corresponding + respectfulness theorem is necessary. + + Before lifting a theorem, we require the user to discharge + respectfulness proof obligations. In case of @{text bn} + this obligation is as follows + + @{text [display, indent=10] "(\\<^isub>\ \ =) bn bn"} + + \noindent + and the point is that the user cannot discharge it: because it is not true. To see this, + we can just unfold the definition of @{text "\"} \eqref{relfun} + using extensionality to obtain the false statement + + @{text [display, indent=10] "\t\<^isub>1 t\<^isub>2. if t\<^isub>1 \\<^isub>\ t\<^isub>2 then bn(t\<^isub>1) = bn(t\<^isub>2)"} + + \noindent + In contrast, if we lift a theorem about @{text "append"} to a theorem describing + the union of finite sets, then we need to discharge the proof obligation + + @{text [display, indent=10] "(\\<^bsub>list\<^esub> \ \\<^bsub>list\<^esub> \ \\<^bsub>list\<^esub>) append append"} + + \noindent + To do so, we have to establish + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ %%% + if @{text "xs \\<^bsub>list\<^esub> ys"} and @{text "us \\<^bsub>list\<^esub> vs"} + then @{text "xs @ us \\<^bsub>list\<^esub> ys @ vs"} + \end{isabelle} + + \noindent + which is straightforward given the definition shown in \eqref{listequiv}. + + The second restriction we have to impose arises from non-lifted polymorphic + constants, which are instantiated to a type being quotient. For example, + take the @{term "cons"}-constructor to add a pair of natural numbers to a + list, whereby we assume the pair of natural numbers turns into an integer in + the quotient construction. The point is that we still want to use @{text + cons} for adding integers to lists---just with a different type. To be able + to lift such theorems, we need a \emph{preservation property} for @{text + cons}. Assuming we have a polymorphic raw constant @{text "c\<^isub>r :: \"} + and a corresponding quotient constant @{text "c\<^isub>q :: \"}, then a + preservation property is as follows + +%%% FIXME: Reviewer 2 asks: You say what a preservation theorem is, +%%% but not which preservation theorems you assume. Do you generate a +%%% proof obligation for a preservation theorem for each raw constant +%%% and its corresponding lifted constant? + +%%% Cezary: I think this would be a nice thing to do but we have not +%%% done it, the theorems need to be 'guessed' from the remaining obligations + + @{text [display, indent=10] "Quotient R\<^bsub>\s\<^esub> Abs\<^bsub>\s\<^esub> Rep\<^bsub>\s\<^esub> implies ABS (\, \) c\<^isub>r = c\<^isub>r"} + + \noindent + where the @{text "\s"} stand for the type variables in the type of @{text "c\<^isub>r"}. + In case of @{text cons} (which has type @{text "\ \ \ list \ \ list"}) we have + + @{text [display, indent=10] "(Rep ---> map_list Rep ---> map_list Abs) cons = cons"} + + \noindent + under the assumption @{text "Quotient R Abs Rep"}. Interestingly, if we have + an instance of @{text cons} where the type variable @{text \} is instantiated + with @{text "nat \ nat"} and we also quotient this type to yield integers, + then we need to show the corresponding preservation property. + + %%%@ {thm [display, indent=10] insert_preserve2[no_vars]} + + %Given two quotients, one of which quotients a container, and the + %other quotients the type in the container, we can write the + %composition of those quotients. To compose two quotient theorems + %we compose the relations with relation composition as defined above + %and the abstraction and relation functions are the ones of the sub + %quotients composed with the usual function composition. + %The @ {term "Rep"} and @ {term "Abs"} functions that we obtain agree + %with the definition of aggregate Abs/Rep functions and the + %relation is the same as the one given by aggregate relations. + %This becomes especially interesting + %when we compose the quotient with itself, as there is no simple + %intermediate step. + % + %Lets take again the example of @ {term flat}. To be able to lift + %theorems that talk about it we provide the composition quotient + %theorem which allows quotienting inside the container: + % + %If @ {term R} is an equivalence relation and @ {term "Quotient R Abs Rep"} + %then + % + %@ {text [display, indent=10] "Quotient (list_rel R \\\ \\<^bsub>list\<^esub>) (abs_fset \ map_list Abs) (map_list Rep o rep_fset)"} + %%% + %%%\noindent + %%%this theorem will then instantiate the quotients needed in the + %%%injection and cleaning proofs allowing the lifting procedure to + %%%proceed in an unchanged way. +*} + +section {* Lifting of Theorems\label{sec:lift} *} + +text {* + +%%% FIXME Reviewer 3 asks: Section 5 shows the technicalities of +%%% lifting theorems. But there is no clarification about the +%%% correctness. A reader would also be interested in seeing some +%%% discussions about the generality and limitation of the approach +%%% proposed there + + The main benefit of a quotient package is to lift automatically theorems over raw + types to theorems over quotient types. We will perform this lifting in + three phases, called \emph{regularization}, + \emph{injection} and \emph{cleaning} according to procedures in Homeier's ML-code. + + The purpose of regularization is to change the quantifiers and abstractions + in a ``raw'' theorem to quantifiers over variables that respect their respective relations + (Definition \ref{def:respects} states what respects means). The purpose of injection is to add @{term Rep} + and @{term Abs} of appropriate types in front of constants and variables + of the raw type so that they can be replaced by the corresponding constants from the + quotient type. The purpose of cleaning is to bring the theorem derived in the + first two phases into the form the user has specified. Abstractly, our + package establishes the following three proof steps: + +%%% FIXME: Reviewer 1 complains that the reader needs to guess the +%%% meaning of reg_thm and inj_thm, as well as the arguments of REG +%%% which are given above. I wouldn't change it. + + \begin{center} + \begin{tabular}{l@ {\hspace{4mm}}l} + 1.) Regularization & @{text "raw_thm \ reg_thm"}\\ + 2.) Injection & @{text "reg_thm \ inj_thm"}\\ + 3.) Cleaning & @{text "inj_thm \ quot_thm"}\\ + \end{tabular} + \end{center} + + \noindent + which means, stringed together, the raw theorem implies the quotient theorem. + In contrast to other quotient packages, our package requires that the user specifies + both, the @{text "raw_thm"} (as theorem) and the \emph{term} of the @{text "quot_thm"}.\footnote{Though we + also provide a fully automated mode, where the @{text "quot_thm"} is guessed + from the form of @{text "raw_thm"}.} As a result, the user has fine control + over which parts of a raw theorem should be lifted. + + The second and third proof step performed in package will always succeed if the appropriate + respectfulness and preservation theorems are given. In contrast, the first + proof step can fail: a theorem given by the user does not always + imply a regularized version and a stronger one needs to be proved. An example + for this kind of failure is the simple statement for integers @{text "0 \ 1"}. + One might hope that it can be proved by lifting @{text "(0, 0) \ (1, 0)"}, + but this raw theorem only shows that two particular elements in the + equivalence classes are not equal. In order to obtain @{text "0 \ 1"}, a + more general statement stipulating that the equivalence classes are not + equal is necessary. This kind of failure is beyond the scope where the + quotient package can help: the user has to provide a raw theorem that + can be regularized automatically, or has to provide an explicit proof + for the first proof step. + + In the following we will first define the statement of the + regularized theorem based on @{text "raw_thm"} and + @{text "quot_thm"}. Then we define the statement of the injected theorem, based + on @{text "reg_thm"} and @{text "quot_thm"}. We then show the three proof steps, + which can all be performed independently from each other. + + We first define the function @{text REG}, which takes the terms of the + @{text "raw_thm"} and @{text "quot_thm"} as input and returns + @{text "reg_thm"}. The idea + behind this function is that it replaces quantifiers and + abstractions involving raw types by bounded ones, and equalities + involving raw types by appropriate aggregate + equivalence relations. It is defined by simultaneously recursing on + the structure of @{text "raw_thm"} and @{text "quot_thm"} as follows: + + \begin{center} + \begin{tabular}{rcl} + \multicolumn{3}{@ {}l}{abstractions:}\smallskip\\ + @{text "REG (\x\<^sup>\. t, \x\<^sup>\. s)"} & $\dn$ & + $\begin{cases} + @{text "\x\<^sup>\. REG (t, s)"} \quad\mbox{provided @{text "\ = \"}}\\ + @{text "\x\<^sup>\ \ Respects (REL (\, \)). REG (t, s)"} + \end{cases}$\smallskip\\ + \\ + \multicolumn{3}{@ {}l}{universal quantifiers:}\\ + @{text "REG (\x\<^sup>\. t, \x\<^sup>\. s)"} & $\dn$ & + $\begin{cases} + @{text "\x\<^sup>\. REG (t, s)"} \quad\mbox{provided @{text "\ = \"}}\\ + @{text "\x\<^sup>\ \ Respects (REL (\, \)). REG (t, s)"} + \end{cases}$\smallskip\\ + \multicolumn{3}{@ {}l}{equality:}\smallskip\\ + %% REL of two equal types is the equality so we do not need a separate case + @{text "REG (=\<^bsup>\\\\bool\<^esup>, =\<^bsup>\\\\bool\<^esup>)"} & $\dn$ & @{text "REL (\, \)"}\\\smallskip\\ + \multicolumn{3}{@ {}l}{applications, variables and constants:}\\ + @{text "REG (t\<^isub>1 t\<^isub>2, s\<^isub>1 s\<^isub>2)"} & $\dn$ & @{text "REG (t\<^isub>1, s\<^isub>1) REG (t\<^isub>2, s\<^isub>2)"}\\ + @{text "REG (x\<^isub>1, x\<^isub>2)"} & $\dn$ & @{text "x\<^isub>1"}\\ + @{text "REG (c\<^isub>1, c\<^isub>2)"} & $\dn$ & @{text "c\<^isub>1"}\\ + \end{tabular} + \end{center} + % + \noindent + In the above definition we omitted the cases for existential quantifiers + and unique existential quantifiers, as they are very similar to the cases + for the universal quantifier. + + Next we define the function @{text INJ} which takes as argument + @{text "reg_thm"} and @{text "quot_thm"} (both as + terms) and returns @{text "inj_thm"}: + + \begin{center} + \begin{tabular}{rcl} + \multicolumn{3}{@ {\hspace{-4mm}}l}{abstractions:}\\ + @{text "INJ (\x. t :: \, \x. s :: \) "} & $\dn$ & + $\begin{cases} + @{text "\x. INJ (t, s)"} \quad\mbox{provided @{text "\ = \"}}\\ + @{text "REP (\, \) (ABS (\, \) (\x. INJ (t, s)))"} + \end{cases}$\\ + @{text "INJ (\x \ R. t :: \, \x. s :: \) "} & $\dn$ + & @{text "REP (\, \) (ABS (\, \) (\x \ R. INJ (t, s)))"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{universal quantifiers:}\\ + @{text "INJ (\ t, \ s) "} & $\dn$ & @{text "\ INJ (t, s)"}\\ + @{text "INJ (\ t \ R, \ s) "} & $\dn$ & @{text "\ INJ (t, s) \ R"}\smallskip\\ + \multicolumn{3}{@ {\hspace{-4mm}}l}{applications, variables and constants:}\smallskip\\ + @{text "INJ (t\<^isub>1 t\<^isub>2, s\<^isub>1 s\<^isub>2) "} & $\dn$ & @{text " INJ (t\<^isub>1, s\<^isub>1) INJ (t\<^isub>2, s\<^isub>2)"}\\ + @{text "INJ (x\<^isub>1\<^sup>\, x\<^isub>2\<^sup>\) "} & $\dn$ & + $\begin{cases} + @{text "x\<^isub>1"} \quad\mbox{provided @{text "\ = \"}}\\ + @{text "REP (\, \) (ABS (\, \) x\<^isub>1)"}\\ + \end{cases}$\\ + @{text "INJ (c\<^isub>1\<^sup>\, c\<^isub>2\<^sup>\) "} & $\dn$ & + $\begin{cases} + @{text "c\<^isub>1"} \quad\mbox{provided @{text "\ = \"}}\\ + @{text "REP (\, \) (ABS (\, \) c\<^isub>1)"}\\ + \end{cases}$\\ + \end{tabular} + \end{center} + + \noindent + In this definition we again omitted the cases for existential and unique existential + quantifiers. + +%%% FIXME: Reviewer2 citing following sentence: You mention earlier +%%% that this implication may fail to be true. Does that meant that +%%% the `first proof step' is a heuristic that proves the implication +%%% raw_thm \implies reg_thm in some instances, but fails in others? +%%% You should clarify under which circumstances the implication is +%%% being proved here. +%%% Cezary: It would be nice to cite Homeiers discussions in the +%%% Quotient Package manual from HOL (the longer paper), do you agree? + + In the first proof step, establishing @{text "raw_thm \ reg_thm"}, we always + start with an implication. Isabelle provides \emph{mono} rules that can split up + the implications into simpler implicational subgoals. This succeeds for every + monotone connective, except in places where the function @{text REG} replaced, + for instance, a quantifier by a bounded quantifier. In this case we have + rules of the form + + @{text [display, indent=10] "(\x. R x \ (P x \ Q x)) \ (\x. P x \ \x \ R. Q x)"} + + \noindent + They decompose a bounded quantifier on the right-hand side. We can decompose a + bounded quantifier anywhere if R is an equivalence relation or + if it is a relation over function types with the range being an equivalence + relation. If @{text R} is an equivalence relation we can prove that + + @{text [display, indent=10] "\x \ Respects R. P x = \x. P x"} + + \noindent + If @{term R\<^isub>2} is an equivalence relation, we can prove that for any predicate @{term P} + +%%% FIXME Reviewer 1 claims the theorem is obviously false so maybe we +%%% should include a proof sketch? + + @{thm [display, indent=10] (concl) ball_reg_eqv_range[of R\<^isub>1 R\<^isub>2, no_vars]} + + \noindent + The last theorem is new in comparison with Homeier's package. There the + injection procedure would be used to prove such goals and + the assumption about the equivalence relation would be used. We use the above theorem directly, + because this allows us to completely separate the first and the second + proof step into two independent ``units''. + + The second proof step, establishing @{text "reg_thm \ inj_thm"}, starts with an equality + between the terms of the regularized theorem and the injected theorem. + The proof again follows the structure of the + two underlying terms and is defined for a goal being a relation between these two terms. + + \begin{itemize} + \item For two constants an appropriate respectfulness theorem is applied. + \item For two variables, we use the assumptions proved in the regularization step. + \item For two abstractions, we @{text "\"}-expand and @{text "\"}-reduce them. + \item For two applications, we check that the right-hand side is an application of + @{term Rep} to an @{term Abs} and @{term "Quotient R Rep Abs"} holds. If yes then we + can apply the theorem: + + @{term [display, indent=10] "R x y \ R x (Rep (Abs y))"} + + Otherwise we introduce an appropriate relation between the subterms + and continue with two subgoals using the lemma: + + @{text [display, indent=10] "(R\<^isub>1 \ R\<^isub>2) f g \ R\<^isub>1 x y \ R\<^isub>2 (f x) (g y)"} + \end{itemize} + + We defined the theorem @{text "inj_thm"} in such a way that + establishing the equivalence @{text "inj_thm \ quot_thm"} can be + achieved by rewriting @{text "inj_thm"} with the preservation theorems and quotient + definitions. First the definitions of all lifted constants + are used to fold the @{term Rep} with the raw constants. Next for + all abstractions and quantifiers the lambda and + quantifier preservation theorems are used to replace the + variables that include raw types with respects by quantifiers + over variables that include quotient types. We show here only + the lambda preservation theorem. Given + @{term "Quotient R\<^isub>1 Abs\<^isub>1 Rep\<^isub>1"} and @{term "Quotient R\<^isub>2 Abs\<^isub>2 Rep\<^isub>2"}, we have: + + @{thm [display, indent=10] (concl) lambda_prs[of _ "Abs\<^isub>1" "Rep\<^isub>1" _ "Abs\<^isub>2" "Rep\<^isub>2", no_vars]} + + \noindent + Next, relations over lifted types can be rewritten to equalities + over lifted type. Rewriting is performed with the following theorem, + which has been shown by Homeier~\cite{Homeier05}: + + @{thm [display, indent=10] (concl) Quotient_rel_rep[no_vars]} + + \noindent + Finally, we rewrite with the preservation theorems. This will result + in two equal terms that can be solved by reflexivity. + *} + + +section {* Examples \label{sec:examples} *} + +text {* + +%%% FIXME Reviewer 1 would like an example of regularized and injected +%%% statements. He asks for the examples twice, but I would still ignore +%%% it due to lack of space... + + In this section we will show a sequence of declarations for defining the + type of integers by quotienting pairs of natural numbers, and + lifting one theorem. + + A user of our quotient package first needs to define a relation on + the raw type with which the quotienting will be performed. We give + the same integer relation as the one presented in \eqref{natpairequiv}: + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \begin{tabular}{@ {}l} + \isacommand{fun}~~@{text "int_rel :: (nat \ nat) \ (nat \ nat) \ (nat \ nat)"}\\ + \isacommand{where}~~@{text "int_rel (m, n) (p, q) = (m + q = n + p)"} + \end{tabular} + \end{isabelle} + + \noindent + Next the quotient type must be defined. This generates a proof obligation that the + relation is an equivalence relation, which is solved automatically using the + definition of equivalence and extensionality: + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \begin{tabular}{@ {}l} + \isacommand{quotient\_type}~~@{text "int"}~~\isacommand{=}~~@{text "(nat \ nat)"}~~\isacommand{/}~~@{text "int_rel"}\\ + \hspace{5mm}@{text "by (auto simp add: equivp_def expand_fun_eq)"} + \end{tabular} + \end{isabelle} + + \noindent + The user can then specify the constants on the quotient type: + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \begin{tabular}{@ {}l} + \isacommand{quotient\_definition}~~@{text "0 :: int"}~~\isacommand{is}~~@{text "(0 :: nat, 0 :: nat)"}\\[3mm] + \isacommand{fun}~~@{text "add_pair"}~~\isacommand{where}~~% + @{text "add_pair (m, n) (p, q) \ (m + p :: nat, n + q :: nat)"}\\ + \isacommand{quotient\_definition}~~@{text "+ :: int \ int \ int"}~~% + \isacommand{is}~~@{text "add_pair"}\\ + \end{tabular} + \end{isabelle} + + \noindent + The following theorem about addition on the raw level can be proved. + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \isacommand{lemma}~~@{text "add_pair_zero: int_rel (add_pair (0, 0) x) x"} + \end{isabelle} + + \noindent + If the user lifts this theorem, the quotient package performs all the lifting + automatically leaving the respectfulness proof for the constant @{text "add_pair"} + as the only remaining proof obligation. This property needs to be proved by the user: + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \begin{tabular}{@ {}l} + \isacommand{lemma}~~@{text "[quot_respect]:"}\\ + @{text "(int_rel \ int_rel \ int_rel) add_pair add_pair"} + \end{tabular} + \end{isabelle} + + \noindent + It can be discharged automatically by Isabelle when hinting to unfold the definition + of @{text "\"}. + After this, the user can prove the lifted lemma as follows: + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \isacommand{lemma}~~@{text "0 + (x :: int) = x"}~~\isacommand{by}~~@{text "lifting add_pair_zero"} + \end{isabelle} + + \noindent + or by using the completely automated mode stating just: + + \begin{isabelle}\ \ \ \ \ \ \ \ \ \ % + \isacommand{thm}~~@{text "add_pair_zero[quot_lifted]"} + \end{isabelle} + + \noindent + Both methods give the same result, namely + + @{text [display, indent=10] "0 + x = x"} + + \noindent + where @{text x} is of type integer. + Although seemingly simple, arriving at this result without the help of a quotient + package requires a substantial reasoning effort (see \cite{Paulson06}). +*} + +section {* Conclusion and Related Work\label{sec:conc}*} + +text {* + + The code of the quotient package and the examples described here are already + included in the standard distribution of Isabelle.\footnote{Available from + \href{http://isabelle.in.tum.de/}{http://isabelle.in.tum.de/}.} The package is + heavily used in the new version of Nominal Isabelle, which provides a + convenient reasoning infrastructure for programming language calculi + involving general binders. To achieve this, it builds types representing + @{text \}-equivalent terms. Earlier versions of Nominal Isabelle have been + used successfully in formalisations of an equivalence checking algorithm for + LF \cite{UrbanCheneyBerghofer08}, Typed + Scheme~\cite{TobinHochstadtFelleisen08}, several calculi for concurrency + \cite{BengtsonParow09} and a strong normalisation result for cut-elimination + in classical logic \cite{UrbanZhu08}. + + + There is a wide range of existing literature for dealing with quotients + in theorem provers. Slotosch~\cite{Slotosch97} implemented a mechanism that + automatically defines quotient types for Isabelle/HOL. But he did not + include theorem lifting. Harrison's quotient package~\cite{harrison-thesis} + is the first one that is able to automatically lift theorems, however only + first-order theorems (that is theorems where abstractions, quantifiers and + variables do not involve functions that include the quotient type). There is + also some work on quotient types in non-HOL based systems and logical + frameworks, including theory interpretations in + PVS~\cite{PVS:Interpretations}, new types in MetaPRL~\cite{Nogin02}, and + setoids in Coq \cite{ChicliPS02}. Paulson showed a construction of + quotients that does not require the Hilbert Choice operator, but also only + first-order theorems can be lifted~\cite{Paulson06}. The most related work + to our package is the package for HOL4 by Homeier~\cite{Homeier05}. He + introduced most of the abstract notions about quotients and also deals with + lifting of higher-order theorems. However, he cannot deal with quotient + compositions (needed for lifting theorems about @{text flat}). Also, a + number of his definitions, like @{text ABS}, @{text REP} and @{text INJ} etc + only exist in \cite{Homeier05} as ML-code, not included in the paper. + Like Homeier's, our quotient package can deal with partial equivalence + relations, but for lack of space we do not describe the mechanisms + needed for this kind of quotient constructions. + +%%% FIXME Reviewer 3 would like to know more about the lifting in Coq and PVS, +%%% and some comparison. I don't think we have the space for any additions... + + One feature of our quotient package is that when lifting theorems, the user + can precisely specify what the lifted theorem should look like. This feature + is necessary, for example, when lifting an induction principle for two + lists. Assuming this principle has as the conclusion a predicate of the + form @{text "P xs ys"}, then we can precisely specify whether we want to + quotient @{text "xs"} or @{text "ys"}, or both. We found this feature very + useful in the new version of Nominal Isabelle, where such a choice is + required to generate a reasoning infrastructure for alpha-equated terms. +%% +%% give an example for this +%% + \medskip + + \noindent + {\bf Acknowledgements:} We would like to thank Peter Homeier for the many + discussions about his HOL4 quotient package and explaining to us + some of its finer points in the implementation. Without his patient + help, this work would have been impossible. + +*} + + + +(*<*) +end +(*>*) diff -r fc3e8f79e698 -r 1f9360daf6e1 Quotient-Paper/document/root-lncs.tex --- /dev/null Thu Jan 01 00:00:00 1970 +0000 +++ b/Quotient-Paper/document/root-lncs.tex Fri Aug 27 13:57:00 2010 +0800 @@ -0,0 +1,69 @@ +%\documentclass{svjour3} +\documentclass{llncs} +\usepackage{times} +\usepackage{isabelle} +\usepackage{isabellesym} +\usepackage{amsmath} +\usepackage{amssymb} +\usepackage{pdfsetup} +\usepackage{tikz} +\usepackage{pgf} +\usepackage{verbdef} +\usepackage{longtable} +\usepackage{mathpartir} + +\urlstyle{rm} +\isabellestyle{it} +\renewcommand{\isastyle}{\isastyleminor} + +\def\dn{\,\stackrel{\mbox{\scriptsize def}}{=}\,} +\verbdef\singlearr|--->| +\verbdef\doublearr|===>| +\verbdef\tripple|###| + +\renewcommand{\isasymequiv}{$\dn$} +\renewcommand{\isasymemptyset}{$\varnothing$} +\renewcommand{\isacharunderscore}{\mbox{$\_\!\_$}} +\renewcommand{\isasymUnion}{$\bigcup$} + +\newcommand{\isasymsinglearr}{\singlearr} +\newcommand{\isasymdoublearr}{\doublearr} +\newcommand{\isasymtripple}{\tripple} + +\newcommand{\numbered}[1]{\refstepcounter{equation}{\rm(\arabic{equation})}\label{#1}} + +\begin{document} + +\title{Quotients Revisited for Isabelle/HOL} +\author{Cezary Kaliszyk$^*$ and Christian Urban$^*$} +\institute{$^*$ Technical University of Munich, Germany} +\maketitle + +\begin{abstract} +Higher-Order Logic (HOL) is based on a small logic kernel, whose only +mechanism for extension is the introduction of safe definitions and of +non-empty types. Both extensions are often performed in quotient +constructions. To ease the work involved with such quotient constructions, we +re-implemented in Isabelle/HOL the quotient package by Homeier. In doing so we +extended his work in order to deal with compositions of quotients. Like his +package, we designed our quotient package so that every step in a quotient construction +can be performed separately and as a result we are able to specify completely +the procedure of lifting theorems from the raw level to the quotient level. +The importance for programming language research is that many properties of +programming language calculi are easier to verify over $\alpha$-equated, or +$\alpha$-quotient, terms, than over raw terms. +\end{abstract} + +% generated text of all theories +\input{session} + +% optional bibliography +\bibliographystyle{abbrv} +\bibliography{root} + +\end{document} + +%%% Local Variables: +%%% mode: latex +%%% TeX-master: t +%%% End: diff -r fc3e8f79e698 -r 1f9360daf6e1 Quotient-Paper/document/root.tex --- a/Quotient-Paper/document/root.tex Fri Aug 27 02:25:40 2010 +0000 +++ b/Quotient-Paper/document/root.tex Fri Aug 27 13:57:00 2010 +0800 @@ -1,5 +1,6 @@ -%\documentclass{svjour3} -\documentclass{llncs} +\documentclass{sig-alternate} + \pdfpagewidth=8.5truein + \pdfpageheight=11truein \usepackage{times} \usepackage{isabelle} \usepackage{isabellesym} @@ -11,10 +12,14 @@ \usepackage{verbdef} \usepackage{longtable} \usepackage{mathpartir} +\newtheorem{definition}{Definition} +\newtheorem{proposition}{Proposition} +\newtheorem{lemma}{Lemma} \urlstyle{rm} \isabellestyle{it} -\renewcommand{\isastyle}{\isastyleminor} +\renewcommand{\isastyleminor}{\it}% +\renewcommand{\isastyle}{\normalsize\rm}% \def\dn{\,\stackrel{\mbox{\scriptsize def}}{=}\,} \verbdef\singlearr|--->| @@ -34,9 +39,23 @@ \begin{document} +\conferenceinfo{SAC'11}{March 21-25, 2011, TaiChung, Taiwan.} +\CopyrightYear{2011} +\crdata{978-1-4503-0113-8/11/03} + \title{Quotients Revisited for Isabelle/HOL} -\author{Cezary Kaliszyk$^*$ and Christian Urban$^*$} -\institute{$^*$ Technical University of Munich, Germany} +\numberofauthors{2} +\author{ +\alignauthor +Cezary Kaliszyk\\ + \affaddr{University of Tsukuba, Japan}\\ + \email{kaliszyk@score.cs.tsukuba.ac.jp} +\alignauthor +Christian Urban\\ + \affaddr{Technical University of Munich, Germany}\\ + \email{urbanc@in.tum.de} +} + \maketitle \begin{abstract} @@ -54,6 +73,10 @@ $\alpha$-quotient, terms, than over raw terms. \end{abstract} +\category{D.??}{TODO}{TODO} + +\keywords{quotients, isabelle, higher order logic} + % generated text of all theories \input{session}