author | Christian Urban <urbanc@in.tum.de> |
Thu, 18 Mar 2010 23:39:26 +0100 | |
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(*<*) |
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theory Paper |
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imports "../Nominal/Test" "LaTeXsugar" |
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begin |
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notation (latex output) |
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swap ("'(_ _')" [1000, 1000] 1000) and |
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fresh ("_ # _" [51, 51] 50) and |
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fresh_star ("_ #* _" [51, 51] 50) and |
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supp ("supp _" [78] 73) and |
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uminus ("-_" [78] 73) and |
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If ("if _ then _ else _" 10) |
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(*>*) |
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section {* Introduction *} |
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text {* |
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So far, Nominal Isabelle provides a mechanism for constructing |
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automatically alpha-equated terms such as |
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\begin{center} |
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$t ::= x \mid t\;t \mid \lambda x. t$ |
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\end{center} |
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\noindent |
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where bound variables have a name. |
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For such terms it derives automatically a reasoning |
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infrastructure, which has been used in formalisations of an equivalence |
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checking algorithm for LF \cite{UrbanCheneyBerghofer08}, Typed |
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Scheme~\cite{TobinHochstadtFelleisen08}, several calculi for concurrency |
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\cite{BengtsonParrow07,BengtsonParow09} and a strong normalisation result |
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for cut-elimination in classical logic \cite{UrbanZhu08}. It has also been |
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used by Pollack for formalisations in the locally-nameless approach to |
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binding \cite{SatoPollack10}. |
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However, Nominal Isabelle fared less well in a formalisation of |
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the algorithm W \cite{UrbanNipkow09}, where types and type-schemes |
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are of the form |
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\begin{center} |
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\begin{tabular}{l} |
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$T ::= x \mid T \rightarrow T$ \hspace{5mm} $S ::= \forall \{x_1,\ldots, x_n\}. T$ |
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\end{tabular} |
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\end{center} |
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and the quantification abstracts over a finite (possibly empty) set of type variables. |
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While it is possible to formalise such abstractions by iterating single bindings, |
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it leads to a very clumsy formalisation of W. This need of iterating single binders |
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for representing multiple binders is also the reason why Nominal Isabelle and other |
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theorem provers have not fared extremely well with the more advanced tasks |
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in the POPLmark challenge \cite{challenge05}, because also there one would be able |
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to aviod clumsy reasoning if there were a mechanisms for abstracting several variables |
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at once. |
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To see this, let us point out some interesting properties of binders abstracting multiple |
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variables. First, in the case of type-schemes, we do not like to make a distinction |
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about the order of the bound variables. Therefore we would like to regard the following two |
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type-schemes as alpha-equivalent |
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\begin{center} |
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$\forall \{x, y\}. x \rightarrow y \;\approx_\alpha\; \forall \{y, x\}. y \rightarrow x$ |
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\end{center} |
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\noindent |
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but the following two should \emph{not} be alpha-equivalent |
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$\forall \{x, y\}. x \rightarrow y \;\not\approx_\alpha\; \forall \{z\}. z \rightarrow z$ |
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\end{center} |
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\noindent |
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assuming that $x$, $y$ and $z$ are distinct. Moreover, we like to regard type-schemes as |
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alpha-equivalent, if they differ only on \emph{vacuous} binders, such as |
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$\forall \{x\}. x \rightarrow y \;\approx_\alpha\; \forall \{x, z\}. x \rightarrow y$ |
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\end{center} |
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\noindent |
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In this paper we will give a general abstraction mechanism and associated |
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notion of alpha-equivalence that can be used to faithfully represent |
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type-schemes in Nominal Isabelle. The difficulty of finding the right notion |
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for alpha-equivalence in this case can be appreciated by considering that the |
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definition given by Leroy in \cite{Leroy92} is incorrect (it omits a side-condition). |
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However, the notion of alpha-equivalence that is preserved by vacuous binders is not |
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alway wanted. For example in terms like |
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$\LET x = 3 \AND y = 2 \IN x\,\backslash\,y \END$ |
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\end{center} |
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we might not care in which order the assignments $x = 3$ and $y = 2$ are |
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given, but it would be unusual to regard the above term as alpha-equivalent |
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with |
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$\LET x = 3 \AND y = 2 \AND z = loop \IN x\,\backslash\,y \END$ |
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\end{center} |
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\noindent |
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Therefore we will also provide a separate abstraction mechanism for cases |
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in which the order of binders does not matter, but the ``cardinality'' of the |
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binders has to be the same. |
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However, we found that this is still not sufficient for covering language |
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constructs frequently occuring in programming language research. For example |
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in $\mathtt{let}$s involving patterns |
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$\LET (x, y) = (3, 2) \IN x\,\backslash\,y \END$ |
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\end{center} |
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\noindent |
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we want to bind all variables from the pattern (there might be an arbitrary |
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number of them) inside the body of the $\mathtt{let}$, but we also care about |
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the order of these variables, since we do not want to identify the above term |
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with |
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$\LET (y, x) = (3, 2) \IN x\,\backslash y\,\END$ |
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\end{center} |
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As a result, we provide three general abstraction mechanisms for multiple binders |
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and allow the user to chose which one is intended when formalising a |
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programming language calculus. |
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By providing these general abstraction mechanisms, however, we have to work around |
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a problem that has been pointed out by Pottier in \cite{Pottier06}: in |
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$\mathtt{let}$-constructs of the form |
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$\LET x_1 = t_1 \AND \ldots \AND x_n = t_n \IN s \END$ |
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\end{center} |
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which bind all the $x_i$ in $s$, we might not care about the order in |
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which the $x_i = t_i$ are given, but we do care about the information that there are |
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as many $x_i$ as there are $t_i$. We lose this information if we represent the |
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$\mathtt{let}$-constructor as something like |
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$\LET [x_1,\ldots,x_n].s\;\; [t_1,\ldots,t_n]$ |
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\end{center} |
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\noindent |
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where the $[\_\!\_].\_\!\_$ indicates that a list of variables becomes |
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bound in $s$. In this representation we need additional predicates to ensure |
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that the two lists are of equal length. This can result into very |
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unintelligible reasoning (see for example~\cite{BengtsonParow09}). |
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To avoid this, we will allow for example specifications of $\mathtt{let}$s |
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as follows |
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\begin{tabular}{r@ {\hspace{2mm}}r@ {\hspace{2mm}}l} |
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$trm$ & $::=$ & \ldots\\ |
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& $\mid$ & $\mathtt{let}\;a\!::\!assn\;\;t\!::\!trm\quad\mathtt{bind}\;bn\,(a) \IN t$\\[1mm] |
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$assn$ & $::=$ & $\mathtt{anil}$\\ |
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& $\mid$ & $\mathtt{acons}\;\;name\;\;trm\;\;assn$ |
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\end{tabular} |
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\end{center} |
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\noindent |
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where $assn$ is an auxiliary type representing a list of assignments |
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and $bn$ an auxilary function identifying the variables to be bound by |
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the $\mathtt{let}$, given by |
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\begin{center} |
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$bn\,(\mathtt{anil}) = \varnothing \qquad bn\,(\mathtt{acons}\;x\;t\;as) = \{x\} \cup bn\,(as)$ |
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\end{center} |
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\noindent |
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This style of specifications for term-calculi with multiple binders is heavily |
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inspired by the Ott-tool \cite{ott-jfp}. |
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We will not be able to deal with all specifications that are allowed by |
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Ott. One reason is that we establish the reasoning infrastructure for |
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alpha-\emph{equated} terms. In contrast, Ott produces for a subset of its |
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specifiactions a reasoning infrastructure involving concrete, |
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\emph{non}-alpha-equated terms. To see the difference, note that working |
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with alpha-equated terms means that the two type-schemes with $x$, $y$ and |
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$z$ being distinct |
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\begin{center} |
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$\forall \{x\}. x \rightarrow y \;=\; \forall \{x, z\}. x \rightarrow y$ |
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\end{center} |
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\noindent |
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are not just alpha-equal, but actually equal---we are working with |
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alpha-equivalence classes, but still have that bound variables |
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carry a name. |
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Our insistence on reasoning with alpha-equated terms comes from the |
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wealth of experience we gained with the older version of Nominal |
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Isabelle: for non-trivial properties, |
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reasoning about alpha-equated terms is much easier than reasoning |
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with concrete terms. The fundamental reason is that the HOL-logic |
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underlying Nominal Isabelle allows us to replace ``equals-by-equals''. |
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Replacing ``alpha-equals-by-alpha-equals'' requires a lot of work. |
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Although a reasoning infrastructure for alpha-equated terms with names |
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is in informal reasoning nearly always taken for granted, establishing |
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it automatically in a theorem prover is a rather non-trivial task. |
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For every specification we will construct a type that contains |
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exactly the corresponding alpha-equated terms. For this we use the |
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standard HOL-technique of defining a new type that has been |
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identified as a non-empty subset of an existing type. In our |
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context we take as the starting point the type of sets of concrete |
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terms (the latter being defined as datatypes). Then quotient these |
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sets according to our alpha-equivalence relation and then identifying |
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the new type as these alpha-equivalence classes. The construction we |
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can perform in HOL is illustrated by the following picture: |
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Contributions: We provide definitions for when terms |
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involving general bindings are alpha-equivelent. |
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\begin{center} |
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figure |
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%\begin{pspicture}(0.5,0.0)(8,2.5) |
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%%\showgrid |
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%\psframe[linewidth=0.4mm,framearc=0.2](5,0.0)(7.7,2.5) |
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%\pscircle[linewidth=0.3mm,dimen=middle](6,1.5){0.6} |
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%\psframe[linewidth=0.4mm,framearc=0.2,dimen=middle](1.1,2.1)(2.3,0.9) |
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%\pcline[linewidth=0.4mm]{->}(2.6,1.5)(4.8,1.5) |
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%\pcline[linewidth=0.2mm](2.2,2.1)(6,2.1) |
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%\pcline[linewidth=0.2mm](2.2,0.9)(6,0.9) |
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%\rput(7.3,2.2){$\mathtt{phi}$} |
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%\rput(6,1.5){$\lama$} |
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%\rput[l](7.6,2.05){\begin{tabular}{l}existing\\[-1.6mm]type\end{tabular}} |
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%\rput[r](1.2,1.5){\begin{tabular}{l}new\\[-1.6mm]type\end{tabular}} |
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%\rput(6.1,0.5){\begin{tabular}{l}non-empty\\[-1.6mm]subset\end{tabular}} |
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%\rput[c](1.7,1.5){$\lama$} |
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%\rput(3.7,1.75){isomorphism} |
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%\end{pspicture} |
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\end{center} |
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\noindent |
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To ``lift'' the reasoning from the underlying type to the new type |
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is usually a tricky task. To ease this task we reimplemented in Isabelle/HOL |
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the quotient package described by Homeier in \cite{Homeier05}. This |
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re-implementation will automate the proofs we require for our |
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reasoning infrastructure over alpha-equated terms.\medskip |
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\noindent |
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{\bf Contributions:} We provide new definitions for when terms |
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involving multiple binders are alpha-equivalent. These definitions are |
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inspired by earlier work of Pitts \cite{}. By means of automatic |
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proofs, we establish a reasoning infrastructure for alpha-equated |
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terms, including properties about support, freshness and equality |
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conditions for alpha-equated terms. We will also derive for these |
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terms a strong induction principle that has the variable convention |
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already built in. |
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*} |
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section {* A Short Review of the Nominal Logic Work *} |
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text {* |
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At its core, Nominal Isabelle is based on the nominal logic work by Pitts |
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\cite{Pitts03}. The implementation of this work are described in |
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\cite{HuffmanUrban10}, which we review here briefly to aid the description |
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of what follows in the next sections. Two central notions in the nominal |
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logic work are sorted atoms and permutations of atoms. The sorted atoms |
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represent different kinds of variables, such as term- and type-variables in |
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Core-Haskell, and it is assumed that there is an infinite supply of atoms |
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for each sort. However, in order to simplify the description of our work, we |
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shall assume in this paper that there is only a single sort of atoms. |
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Permutations are bijective functions from atoms to atoms that are |
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the identity everywhere except on a finite number of atoms. There is a |
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two-place permutation operation written |
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@{text[display,indent=5] "_ \<bullet> _ :: (\<alpha> \<times> \<alpha>) list \<Rightarrow> \<beta> \<Rightarrow> \<beta>"} |
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\noindent |
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with a generic type in which @{text "\<alpha>"} stands for the type of atoms |
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and @{text "\<beta>"} for the type of the objects on which the permutation |
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acts. In Nominal Isabelle the identity permutation is written as @{term "0::perm"}, |
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the composition of two permutations @{term p} and @{term q} as \mbox{@{term "p + q"}} |
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and the inverse permutation @{term p} as @{text "- p"}. The permutation |
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operation is defined for products, lists, sets, functions, booleans etc |
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(see \cite{HuffmanUrban10}). |
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The most original aspect of the nominal logic work of Pitts et al is a general |
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definition for ``the set of free variables of an object @{text "x"}''. This |
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definition is general in the sense that it applies not only to lambda-terms, |
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but also to lists, products, sets and even functions. The definition depends |
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only on the permutation operation and on the notion of equality defined for |
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the type of @{text x}, namely: |
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@{thm[display,indent=5] supp_def[no_vars, THEN eq_reflection]} |
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\noindent |
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There is also the derived notion for when an atom @{text a} is \emph{fresh} |
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for an @{text x}, defined as |
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@{thm[display,indent=5] fresh_def[no_vars]} |
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\noindent |
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We also use for sets of atoms the abbreviation |
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@{thm (lhs) fresh_star_def[no_vars]} defined as |
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@{thm (rhs) fresh_star_def[no_vars]}. |
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A striking consequence of these definitions is that we can prove |
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without knowing anything about the structure of @{term x} that |
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swapping two fresh atoms, say @{text a} and @{text b}, leave |
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@{text x} unchanged. |
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\begin{property} |
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@{thm[mode=IfThen] swap_fresh_fresh[no_vars]} |
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\end{property} |
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\noindent |
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For a proof see \cite{HuffmanUrban10}. |
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\begin{property} |
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@{thm[mode=IfThen] at_set_avoiding[no_vars]} |
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\end{property} |
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*} |
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section {* Abstractions *} |
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text {* |
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General notion of alpha-equivalence (depends on a free-variable |
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function and a relation). |
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*} |
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section {* Alpha-Equivalence and Free Variables *} |
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text {* |
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Restrictions |
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\begin{itemize} |
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\item non-emptyness |
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\item positive datatype definitions |
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\item finitely supported abstractions |
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\item respectfulness of the bn-functions\bigskip |
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\item binders can only have a ``single scope'' |
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\end{itemize} |
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*} |
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section {* Examples *} |
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section {* Adequacy *} |
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section {* Related Work *} |
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section {* Conclusion *} |
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text {* |
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Complication when the single scopedness restriction is lifted (two |
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overlapping permutations) |
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*} |
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text {* |
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TODO: function definitions: |
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\medskip |
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\noindent |
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{\bf Acknowledgements:} We are very grateful to Andrew Pitts for |
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many discussions about Nominal Isabelle. We thank Peter Sewell for |
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making the informal notes \cite{SewellBestiary} available to us and |
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also for explaining some of the finer points about the abstract |
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definitions and about the implmentation of the Ott-tool. |
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*} |
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(*<*) |
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end |
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(*>*) |