ChengsongTanPhdThesis/Chapters/Introduction.tex
author Chengsong
Mon, 12 Sep 2022 23:32:18 +0200
changeset 600 fd068f39ac23
parent 596 b306628a0eab
child 601 ce4e5151a836
permissions -rwxr-xr-x
chap4 comments done
Ignore whitespace changes - Everywhere: Within whitespace: At end of lines:
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     1
% Chapter 1
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     2
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     3
\chapter{Introduction} % Main chapter title
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     4
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     5
\label{Introduction} % For referencing the chapter elsewhere, use \ref{Chapter1} 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     6
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     7
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     8
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     9
% Define some commands to keep the formatting separated from the content 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    10
\newcommand{\keyword}[1]{\textbf{#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    11
\newcommand{\tabhead}[1]{\textbf{#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    12
\newcommand{\code}[1]{\texttt{#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    13
\newcommand{\file}[1]{\texttt{\bfseries#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    14
\newcommand{\option}[1]{\texttt{\itshape#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    15
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    16
%boxes
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    17
\newcommand*{\mybox}[1]{\framebox{\strut #1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    18
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    19
%\newcommand{\sflataux}[1]{\textit{sflat}\_\textit{aux} \, #1}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    20
\newcommand\sflat[1]{\llparenthesis #1 \rrparenthesis }
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    21
\newcommand{\ASEQ}[3]{\textit{ASEQ}_{#1} \, #2 \, #3}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
    22
\newcommand{\bderssimp}[2]{#1 \backslash_{bsimps} #2}
596
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
    23
\newcommand{\rderssimp}[2]{#1 \backslash_{rsimps} #2}
564
Chengsong
parents: 558
diff changeset
    24
\def\derssimp{\textit{ders}\_\textit{simp}}
557
812e5d112f49 more changes
Chengsong
parents: 556
diff changeset
    25
\def\rders{\textit{rders}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    26
\newcommand{\bders}[2]{#1 \backslash #2}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    27
\newcommand{\bsimp}[1]{\textit{bsimp}(#1)}
591
b2d0de6aee18 more polishing integrated comments chap2
Chengsong
parents: 590
diff changeset
    28
\def\bsimps{\textit{bsimp}}
554
Chengsong
parents: 543
diff changeset
    29
\newcommand{\rsimp}[1]{\textit{rsimp}\; #1}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    30
\newcommand{\sflataux}[1]{\llparenthesis #1 \rrparenthesis'}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    31
\newcommand{\dn}{\stackrel{\mbox{\scriptsize def}}{=}}%
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    32
\newcommand{\denote}{\stackrel{\mbox{\scriptsize denote}}{=}}%
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    33
\newcommand{\ZERO}{\mbox{\bf 0}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    34
\newcommand{\ONE}{\mbox{\bf 1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    35
\newcommand{\AALTS}[2]{\oplus {\scriptstyle #1}\, #2}
555
Chengsong
parents: 554
diff changeset
    36
\newcommand{\rdistinct}[2]{\textit{rdistinct} \;\; #1 \;\; #2}
594
Chengsong
parents: 591
diff changeset
    37
\def\rdistincts{\textit{rdistinct}}
556
Chengsong
parents: 555
diff changeset
    38
\def\rDistinct{\textit{rdistinct}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    39
\newcommand\hflat[1]{\llparenthesis  #1 \rrparenthesis_*}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    40
\newcommand\hflataux[1]{\llparenthesis #1 \rrparenthesis_*'}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    41
\newcommand\createdByStar[1]{\textit{createdByStar}(#1)}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    42
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    43
\newcommand\myequiv{\mathrel{\stackrel{\makebox[0pt]{\mbox{\normalfont\tiny equiv}}}{=}}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    44
600
fd068f39ac23 chap4 comments done
Chengsong
parents: 596
diff changeset
    45
\def\SEQ{\textit{SEQ}}
fd068f39ac23 chap4 comments done
Chengsong
parents: 596
diff changeset
    46
\def\SEQs{\textit{SEQs}}
564
Chengsong
parents: 558
diff changeset
    47
\def\case{\textit{case}}
554
Chengsong
parents: 543
diff changeset
    48
\def\sequal{\stackrel{\mbox{\scriptsize rsimp}}{=}}
Chengsong
parents: 543
diff changeset
    49
\def\rsimpalts{\textit{rsimp}_{ALTS}}
Chengsong
parents: 543
diff changeset
    50
\def\good{\textit{good}}
Chengsong
parents: 543
diff changeset
    51
\def\btrue{\textit{true}}
Chengsong
parents: 543
diff changeset
    52
\def\bfalse{\textit{false}}
542
a7344c9afbaf chapter3 finished
Chengsong
parents: 538
diff changeset
    53
\def\bnullable{\textit{bnullable}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
    54
\def\bnullables{\textit{bnullables}}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    55
\def\Some{\textit{Some}}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    56
\def\None{\textit{None}}
537
Chengsong
parents: 532
diff changeset
    57
\def\code{\textit{code}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    58
\def\decode{\textit{decode}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    59
\def\internalise{\textit{internalise}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    60
\def\lexer{\mathit{lexer}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    61
\def\mkeps{\textit{mkeps}}
557
812e5d112f49 more changes
Chengsong
parents: 556
diff changeset
    62
\newcommand{\rder}[2]{#2 \backslash_r #1}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    63
585
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    64
\def\rerases{\textit{rerase}}
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    65
554
Chengsong
parents: 543
diff changeset
    66
\def\nonnested{\textit{nonnested}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    67
\def\AZERO{\textit{AZERO}}
558
Chengsong
parents: 557
diff changeset
    68
\def\sizeNregex{\textit{sizeNregex}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    69
\def\AONE{\textit{AONE}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    70
\def\ACHAR{\textit{ACHAR}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    71
585
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    72
\def\simpsulz{\textit{simp}_{Sulz}}
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    73
557
812e5d112f49 more changes
Chengsong
parents: 556
diff changeset
    74
\def\scfrewrites{\stackrel{*}{\rightsquigarrow_{scf}}}
555
Chengsong
parents: 554
diff changeset
    75
\def\frewrite{\rightsquigarrow_f}
Chengsong
parents: 554
diff changeset
    76
\def\hrewrite{\rightsquigarrow_h}
Chengsong
parents: 554
diff changeset
    77
\def\grewrite{\rightsquigarrow_g}
Chengsong
parents: 554
diff changeset
    78
\def\frewrites{\stackrel{*}{\rightsquigarrow_f}}
Chengsong
parents: 554
diff changeset
    79
\def\hrewrites{\stackrel{*}{\rightsquigarrow_h}}
Chengsong
parents: 554
diff changeset
    80
\def\grewrites{\stackrel{*}{\rightsquigarrow_g}}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    81
\def\fuse{\textit{fuse}}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    82
\def\bder{\textit{bder}}
542
a7344c9afbaf chapter3 finished
Chengsong
parents: 538
diff changeset
    83
\def\der{\textit{der}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    84
\def\POSIX{\textit{POSIX}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    85
\def\ALTS{\textit{ALTS}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    86
\def\ASTAR{\textit{ASTAR}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    87
\def\DFA{\textit{DFA}}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    88
\def\NFA{\textit{NFA}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    89
\def\bmkeps{\textit{bmkeps}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
    90
\def\bmkepss{\textit{bmkepss}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    91
\def\retrieve{\textit{retrieve}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    92
\def\blexer{\textit{blexer}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    93
\def\flex{\textit{flex}}
573
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
    94
\def\inj{\textit{inj}}
564
Chengsong
parents: 558
diff changeset
    95
\def\Empty{\textit{Empty}}
567
28cb8089ec36 more updaates
Chengsong
parents: 564
diff changeset
    96
\def\Left{\textit{Left}}
28cb8089ec36 more updaates
Chengsong
parents: 564
diff changeset
    97
\def\Right{\textit{Right}}
573
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
    98
\def\Stars{\textit{Stars}}
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
    99
\def\Char{\textit{Char}}
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
   100
\def\Seq{\textit{Seq}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   101
\def\Der{\textit{Der}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   102
\def\Ders{\textit{Ders}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   103
\def\nullable{\mathit{nullable}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   104
\def\Z{\mathit{Z}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   105
\def\S{\mathit{S}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   106
\def\rup{r^\uparrow}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   107
%\def\bderssimp{\mathit{bders}\_\mathit{simp}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   108
\def\distinctWith{\textit{distinctWith}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   109
\def\lf{\textit{lf}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   110
\def\PD{\textit{PD}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   111
\def\suffix{\textit{Suffix}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   112
\def\distinctBy{\textit{distinctBy}}
558
Chengsong
parents: 557
diff changeset
   113
\def\starupdate{\textit{starUpdate}}
Chengsong
parents: 557
diff changeset
   114
\def\starupdates{\textit{starUpdates}}
Chengsong
parents: 557
diff changeset
   115
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   116
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   117
\def\size{\mathit{size}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   118
\def\rexp{\mathbf{rexp}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   119
\def\simp{\mathit{simp}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   120
\def\simpALTs{\mathit{simp}\_\mathit{ALTs}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   121
\def\map{\mathit{map}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   122
\def\distinct{\mathit{distinct}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   123
\def\blexersimp{\mathit{blexer}\_\mathit{simp}}
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   124
\def\blexerStrong{\textit{blexerStrong}}
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   125
\def\bsimpStrong{\textit{bsimpStrong}}
591
b2d0de6aee18 more polishing integrated comments chap2
Chengsong
parents: 590
diff changeset
   126
\def\bdersStrongs{\textit{bdersStrong}}
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   127
\newcommand{\bdersStrong}[2]{#1 \backslash_{bsimpStrongs} #2}
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   128
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   129
\def\map{\textit{map}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   130
\def\rrexp{\textit{rrexp}}
554
Chengsong
parents: 543
diff changeset
   131
\newcommand\rnullable[1]{\textit{rnullable} \; #1 }
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   132
\newcommand\rsize[1]{\llbracket #1 \rrbracket_r}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   133
\newcommand\asize[1]{\llbracket #1 \rrbracket}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   134
\newcommand\rerase[1]{ (#1)_{\downarrow_r}}
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   135
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   136
\newcommand\ChristianComment[1]{\textcolor{blue}{#1}\\}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   137
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   138
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   139
\def\rflts{\textit{rflts}}
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   140
\def\rrewrite{\textit{rrewrite}}
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   141
\def\bsimpalts{\textit{bsimp}_{ALTS}}
596
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
   142
\def\bsimpaseq{\textit{bsimp}_{ASEQ}}
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
   143
\def\rsimlalts{\textit{rsimp}_{ALTs}}
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
   144
\def\rsimpseq{\textit{rsimp}_{SEQ}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   145
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   146
\def\erase{\textit{erase}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   147
\def\STAR{\textit{STAR}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   148
\def\flts{\textit{flts}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   149
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   150
579
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   151
\def\zeroable{\textit{zeroable}}
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   152
\def\nub{\textit{nub}}
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   153
\def\filter{\textit{filter}}
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   154
\def\not{\textit{not}}
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   155
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   156
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   157
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   158
\def\RZERO{\mathbf{0}_r }
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   159
\def\RONE{\mathbf{1}_r}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   160
\newcommand\RCHAR[1]{\mathbf{#1}_r}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   161
\newcommand\RSEQ[2]{#1 \cdot #2}
558
Chengsong
parents: 557
diff changeset
   162
\newcommand\RALTS[1]{\sum #1}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   163
\newcommand\RSTAR[1]{#1^*}
558
Chengsong
parents: 557
diff changeset
   164
\newcommand\vsuf[2]{\textit{Suffix} \;#1\;#2}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   165
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   166
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   167
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   168
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   169
\lstdefinestyle{myScalastyle}{
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   170
  frame=tb,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   171
  language=scala,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   172
  aboveskip=3mm,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   173
  belowskip=3mm,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   174
  showstringspaces=false,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   175
  columns=flexible,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   176
  basicstyle={\small\ttfamily},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   177
  numbers=none,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   178
  numberstyle=\tiny\color{gray},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   179
  keywordstyle=\color{blue},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   180
  commentstyle=\color{dkgreen},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   181
  stringstyle=\color{mauve},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   182
  frame=single,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   183
  breaklines=true,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   184
  breakatwhitespace=true,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   185
  tabsize=3,
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   186
}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   187
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   188
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   189
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   190
%This part is about regular expressions, Brzozowski derivatives,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   191
%and a bit-coded lexing algorithm with proven correctness and time bounds.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   192
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   193
%TODO: look up snort rules to use here--give readers idea of what regexes look like
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   194
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   195
\begin{figure}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   196
\centering
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   197
\begin{tabular}{@{}c@{\hspace{0mm}}c@{\hspace{0mm}}c@{}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   198
\begin{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   199
\begin{axis}[
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   200
    xlabel={$n$},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   201
    x label style={at={(1.05,-0.05)}},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   202
    ylabel={time in secs},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   203
    enlargelimits=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   204
    xtick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   205
    xmax=33,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   206
    ymax=35,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   207
    ytick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   208
    scaled ticks=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   209
    axis lines=left,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   210
    width=5cm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   211
    height=4cm, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   212
    legend entries={JavaScript},  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   213
    legend pos=north west,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   214
    legend cell align=left]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   215
\addplot[red,mark=*, mark options={fill=white}] table {re-js.data};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   216
\end{axis}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   217
\end{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   218
  &
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   219
\begin{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   220
\begin{axis}[
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   221
    xlabel={$n$},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   222
    x label style={at={(1.05,-0.05)}},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   223
    %ylabel={time in secs},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   224
    enlargelimits=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   225
    xtick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   226
    xmax=33,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   227
    ymax=35,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   228
    ytick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   229
    scaled ticks=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   230
    axis lines=left,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   231
    width=5cm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   232
    height=4cm, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   233
    legend entries={Python},  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   234
    legend pos=north west,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   235
    legend cell align=left]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   236
\addplot[blue,mark=*, mark options={fill=white}] table {re-python2.data};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   237
\end{axis}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   238
\end{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   239
  &
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   240
\begin{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   241
\begin{axis}[
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   242
    xlabel={$n$},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   243
    x label style={at={(1.05,-0.05)}},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   244
    %ylabel={time in secs},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   245
    enlargelimits=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   246
    xtick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   247
    xmax=33,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   248
    ymax=35,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   249
    ytick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   250
    scaled ticks=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   251
    axis lines=left,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   252
    width=5cm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   253
    height=4cm, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   254
    legend entries={Java 8},  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   255
    legend pos=north west,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   256
    legend cell align=left]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   257
\addplot[cyan,mark=*, mark options={fill=white}] table {re-java.data};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   258
\end{axis}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   259
\end{tikzpicture}\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   260
\multicolumn{3}{c}{Graphs: Runtime for matching $(a^*)^*\,b$ with strings 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   261
           of the form $\underbrace{aa..a}_{n}$.}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   262
\end{tabular}    
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   263
\caption{aStarStarb} \label{fig:aStarStarb}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   264
\end{figure}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   265
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   266
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   267
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   268
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   269
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   270
Regular expressions are widely used in computer science: 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   271
be it in text-editors \parencite{atomEditor} with syntax highlighting and auto-completion;
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   272
command-line tools like $\mathit{grep}$ that facilitate easy 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   273
text-processing; network intrusion
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   274
detection systems that reject suspicious traffic; or compiler
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   275
front ends--the majority of the solutions to these tasks 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   276
involve lexing with regular 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   277
expressions.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   278
Given its usefulness and ubiquity, one would imagine that
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   279
modern regular expression matching implementations
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   280
are mature and fully studied.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   281
Indeed, in a popular programming language' regex engine, 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   282
supplying it with regular expressions and strings, one can
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   283
get rich matching information in a very short time.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   284
Some network intrusion detection systems
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   285
use regex engines that are able to process 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   286
megabytes or even gigabytes of data per second \parencite{Turo_ov__2020}.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   287
Unfortunately, this is not the case for $\mathbf{all}$ inputs.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   288
%TODO: get source for SNORT/BRO's regex matching engine/speed
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   289
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   290
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   291
Take $(a^*)^*\,b$ and ask whether
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   292
strings of the form $aa..a$ match this regular
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   293
expression. Obviously this is not the case---the expected $b$ in the last
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   294
position is missing. One would expect that modern regular expression
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   295
matching engines can find this out very quickly. Alas, if one tries
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   296
this example in JavaScript, Python or Java 8, even with strings of a small
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   297
length, say around 30 $a$'s, one discovers that 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   298
this decision takes crazy time to finish given the simplicity of the problem.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   299
This is clearly exponential behaviour, and 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   300
is triggered by some relatively simple regex patterns, as the graphs
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   301
 in \ref{fig:aStarStarb} show.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   302
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   303
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   304
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   305
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   306
\ChristianComment{Superlinear I just leave out the explanation 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   307
which I find once used would distract the flow. Plus if i just say exponential
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   308
here the 2016 event in StackExchange was not exponential, but just quardratic so would be 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   309
in accurate}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   310
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   311
This superlinear blowup in regular expression engines
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   312
had repeatedly caused grief in real life.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   313
For example, on 20 July 2016 one evil
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   314
regular expression brought the webpage
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   315
\href{http://stackexchange.com}{Stack Exchange} to its
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   316
knees.\footnote{\url{https://stackstatus.net/post/147710624694/outage-postmortem-july-20-2016}(Last accessed in 2019)}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   317
In this instance, a regular expression intended to just trim white
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   318
spaces from the beginning and the end of a line actually consumed
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   319
massive amounts of CPU resources---causing web servers to grind to a
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   320
halt. In this example, the time needed to process
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   321
the string was $O(n^2)$ with respect to the string length. This
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   322
quadratic overhead was enough for the homepage of Stack Exchange to
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   323
respond so slowly that the load balancer assumed a $\mathit{DoS}$ 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   324
attack and therefore stopped the servers from responding to any
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   325
requests. This made the whole site become unavailable. 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   326
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   327
A more recent example is a global outage of all Cloudflare servers on 2 July
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   328
2019. A poorly written regular expression exhibited exponential
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   329
behaviour and exhausted CPUs that serve HTTP traffic. Although the outage
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   330
had several causes, at the heart was a regular expression that
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   331
was used to monitor network
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   332
traffic.\footnote{\url{https://blog.cloudflare.com/details-of-the-cloudflare-outage-on-july-2-2019/}(Last accessed in 2022)}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   333
%TODO: data points for some new versions of languages
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   334
These problems with regular expressions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   335
are not isolated events that happen
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   336
very occasionally, but actually widespread.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   337
They occur so often that they get a 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   338
name--Regular-Expression-Denial-Of-Service (ReDoS)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   339
attack.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   340
\citeauthor{Davis18} detected more
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   341
than 1000 super-linear (SL) regular expressions
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   342
in Node.js, Python core libraries, and npm and pypi. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   343
They therefore concluded that evil regular expressions
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   344
are problems "more than a parlour trick", but one that
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   345
requires
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   346
more research attention.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   347
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   348
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   349
But the problems are not limited to slowness on certain 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   350
cases. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   351
Another thing about these libraries is that there
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   352
is no correctness guarantee.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   353
In some cases, they either fail to generate a lexing result when there exists a match,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   354
or give results that are inconsistent with the $\POSIX$ standard.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   355
A concrete example would be 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   356
the regex
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   357
\begin{verbatim}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   358
(aba|ab|a)*
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   359
\end{verbatim}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   360
and the string
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   361
\begin{verbatim}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   362
ababa
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   363
\end{verbatim}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   364
The correct $\POSIX$ match for the above would be 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   365
with the entire string $ababa$, 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   366
split into two Kleene star iterations, $[ab] [aba]$ at positions
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   367
$[0, 2), [2, 5)$
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   368
respectively.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   369
But trying this out in regex101\parencite{regex101}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   370
with different language engines would yield 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   371
the same two fragmented matches: $[aba]$ at $[0, 3)$
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   372
and $a$ at $[4, 5)$.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   373
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   374
Kuklewicz\parencite{KuklewiczHaskell} commented that most regex libraries are not
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   375
correctly implementing the POSIX (maximum-munch)
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   376
rule of regular expression matching.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   377
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   378
As Grathwohl\parencite{grathwohl2014crash} commented,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   379
\begin{center}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   380
	``The POSIX strategy is more complicated than the greedy because of the dependence on information about the length of matched strings in the various subexpressions.''
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   381
\end{center}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   382
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   383
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   384
To summarise the above, regular expressions are important.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   385
They are popular and programming languages' library functions
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   386
for them are very fast on non-catastrophic cases.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   387
But there are problems with current practical implementations.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   388
First thing is that the running time might blow up.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   389
The second problem is that they might be error-prone on certain
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   390
very simple cases.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   391
In the next part of the chapter, we will look into reasons why 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   392
certain regex engines are running horribly slow on the "catastrophic"
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   393
cases and propose a solution that addresses both of these problems
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   394
based on Brzozowski and Sulzmann and Lu's work.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   395
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   396
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   397
 \section{Why are current regex engines slow?}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   398
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   399
%find literature/find out for yourself that REGEX->DFA on basic regexes
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   400
%does not blow up the size
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   401
Shouldn't regular expression matching be linear?
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   402
How can one explain the super-linear behaviour of the 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   403
regex matching engines we have?
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   404
The time cost of regex matching algorithms in general
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   405
involve two different phases, and different things can go differently wrong on 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   406
these phases.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   407
$\DFA$s usually have problems in the first (construction) phase
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   408
, whereas $\NFA$s usually run into trouble
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   409
on the second phase.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   410
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   411
\subsection{Different Phases of a Matching/Lexing Algorithm}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   412
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   413
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   414
Most lexing algorithms can be roughly divided into 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   415
two phases during its run.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   416
The first phase is the "construction" phase,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   417
in which the algorithm builds some  
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   418
suitable data structure from the input regex $r$, so that
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   419
it can be easily operated on later.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   420
We denote
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   421
the time cost for such a phase by $P_1(r)$.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   422
The second phase is the lexing phase, when the input string 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   423
$s$ is read and the data structure
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   424
representing that regex $r$ is being operated on. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   425
We represent the time
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   426
it takes by $P_2(r, s)$.\\
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   427
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   428
For $\mathit{DFA}$,
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   429
we have $P_2(r, s) = O( |s| )$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   430
because we take at most $|s|$ steps, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   431
and each step takes
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   432
at most one transition--
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   433
a deterministic-finite-automata
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   434
by definition has at most one state active and at most one
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   435
transition upon receiving an input symbol.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   436
But unfortunately in the  worst case
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   437
$P_1(r) = O(exp^{|r|})$. An example will be given later. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   438
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   439
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   440
For $\mathit{NFA}$s, we have $P_1(r) = O(|r|)$ if we do not unfold 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   441
expressions like $r^n$ into $\underbrace{r \cdots r}_{\text{n copies of r}}$.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   442
The $P_2(r, s)$ is bounded by $|r|\cdot|s|$, if we do not backtrack.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   443
On the other hand, if backtracking is used, the worst-case time bound bloats
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   444
to $|r| * 2^|s|$.
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   445
%on the input
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   446
%And when calculating the time complexity of the matching algorithm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   447
%we are assuming that each input reading step requires constant time.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   448
%which translates to that the number of 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   449
%states active and transitions taken each time is bounded by a
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   450
%constant $C$.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   451
%But modern  regex libraries in popular language engines
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   452
% often want to support much richer constructs than just
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   453
% sequences and Kleene stars,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   454
%such as negation, intersection, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   455
%bounded repetitions and back-references.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   456
%And de-sugaring these "extended" regular expressions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   457
%into basic ones might bloat the size exponentially.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   458
%TODO: more reference for exponential size blowup on desugaring. 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   459
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   460
\subsection{Why $\mathit{DFA}s$ can be slow in the first phase}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   461
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   462
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   463
The good things about $\mathit{DFA}$s is that once
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   464
generated, they are fast and stable, unlike
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   465
backtracking algorithms. 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   466
However, they do not scale well with bounded repetitions.
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   467
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   468
\subsubsection{Problems with Bounded Repetitions}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   469
Bounded repetitions, usually written in the form
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   470
$r^{\{c\}}$ (where $c$ is a constant natural number),
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   471
denotes a regular expression accepting strings
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   472
that can be divided into $c$ substrings, where each 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   473
substring is in $r$. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   474
For the regular expression $(a|b)^*a(a|b)^{\{2\}}$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   475
an $\mathit{NFA}$ describing it would look like:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   476
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   477
\begin{tikzpicture}[shorten >=1pt,node distance=2cm,on grid,auto] 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   478
   \node[state,initial] (q_0)   {$q_0$}; 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   479
   \node[state, red] (q_1) [right=of q_0] {$q_1$}; 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   480
   \node[state, red] (q_2) [right=of q_1] {$q_2$}; 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   481
   \node[state, accepting, red](q_3) [right=of q_2] {$q_3$};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   482
    \path[->] 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   483
    (q_0) edge  node {a} (q_1)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   484
    	  edge [loop below] node {a,b} ()
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   485
    (q_1) edge  node  {a,b} (q_2)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   486
    (q_2) edge  node  {a,b} (q_3);
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   487
\end{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   488
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   489
The red states are "countdown states" which counts down 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   490
the number of characters needed in addition to the current
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   491
string to make a successful match.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   492
For example, state $q_1$ indicates a match that has
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   493
gone past the $(a|b)^*$ part of $(a|b)^*a(a|b)^{\{2\}}$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   494
and just consumed the "delimiter" $a$ in the middle, and 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   495
need to match 2 more iterations of $(a|b)$ to complete.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   496
State $q_2$ on the other hand, can be viewed as a state
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   497
after $q_1$ has consumed 1 character, and just waits
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   498
for 1 more character to complete.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   499
$q_3$ is the last state, requiring 0 more character and is accepting.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   500
Depending on the suffix of the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   501
input string up to the current read location,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   502
the states $q_1$ and $q_2$, $q_3$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   503
may or may
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   504
not be active, independent from each other.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   505
A $\mathit{DFA}$ for such an $\mathit{NFA}$ would
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   506
contain at least $2^3$ non-equivalent states that cannot be merged, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   507
because the subset construction during determinisation will generate
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   508
all the elements in the power set $\mathit{Pow}\{q_1, q_2, q_3\}$.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   509
Generalizing this to regular expressions with larger
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   510
bounded repetitions number, we have that
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   511
regexes shaped like $r^*ar^{\{n\}}$ when converted to $\mathit{DFA}$s
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   512
would require at least $2^{n+1}$ states, if $r$ contains
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   513
more than 1 string.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   514
This is to represent all different 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   515
scenarios which "countdown" states are active.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   516
For those regexes, tools that uses $\DFA$s will get
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   517
out of memory errors.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   518
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   519
\subsubsection{Tools that uses $\mathit{DFA}$s}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   520
%TODO:more tools that use DFAs?
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   521
$\mathit{LEX}$ and $\mathit{JFLEX}$ are tools
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   522
in $C$ and $\mathit{JAVA}$ that generates $\mathit{DFA}$-based
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   523
lexers. The user provides a set of regular expressions
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   524
and configurations to such lexer generators, and then 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   525
gets an output program encoding a minimized $\mathit{DFA}$
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   526
that can be compiled and run. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   527
When given the above countdown regular expression,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   528
a small number $n$ would result in a determinised automata
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   529
with millions of states.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   530
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   531
For this reason, regex libraries that support 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   532
bounded repetitions often choose to use the $\mathit{NFA}$ 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   533
approach.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   534
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   535
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   536
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   537
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   539
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   540
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   541
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   542
\subsection{Why $\mathit{NFA}$s can be slow in the second phase}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   543
When one constructs an $\NFA$ out of a regular expression
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   544
there is often very little to be done in the first phase, one simply 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   545
construct the $\NFA$ states based on the structure of the input regular expression.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   546
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   547
In the lexing phase, one can simulate the $\mathit{NFA}$ running in two ways:
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   548
one by keeping track of all active states after consuming 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   549
a character, and update that set of states iteratively.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   550
This can be viewed as a breadth-first-search of the $\mathit{NFA}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   551
for a path terminating
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   552
at an accepting state.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   553
Languages like $\mathit{Go}$ and $\mathit{Rust}$ use this
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   554
type of $\mathit{NFA}$ simulation and guarantees a linear runtime
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   555
in terms of input string length.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   556
%TODO:try out these lexers
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   557
The other way to use $\mathit{NFA}$ for matching is choosing  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   558
a single transition each time, keeping all the other options in 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   559
a queue or stack, and backtracking if that choice eventually 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   560
fails. This method, often called a  "depth-first-search", 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   561
is efficient in a lot of cases, but could end up
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   562
with exponential run time.\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   563
%TODO:COMPARE java python lexer speed with Rust and Go
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   564
The reason behind backtracking algorithms in languages like
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   565
Java and Python is that they support back-references.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   566
\subsubsection{Back References}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   567
If we have a regular expression like this (the sequence
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   568
operator is omitted for brevity):
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   569
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   570
	$r_1(r_2(r_3r_4))$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   571
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   572
We could label sub-expressions of interest 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   573
by parenthesizing them and giving 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   574
them a number by the order in which their opening parentheses appear.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   575
One possible way of parenthesizing and labelling is given below:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   576
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   577
	$\underset{1}{(}r_1\underset{2}{(}r_2\underset{3}{(}r_3)\underset{4}{(}r_4)))$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   578
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   579
$r_1r_2r_3r_4$, $r_1r_2r_3$, $r_3$, $r_4$ are labelled
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   580
by 1 to 4. $1$ would refer to the entire expression 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   581
$(r_1(r_2(r_3)(r_4)))$, $2$ referring to $r_2(r_3)(r_4)$, etc.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   582
These sub-expressions are called "capturing groups".
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   583
We can use the following syntax to denote that we want a string just matched by a 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   584
sub-expression (capturing group) to appear at a certain location again, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   585
exactly as it was:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   586
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   587
$\ldots\underset{\text{i-th lparen}}{(}{r_i})\ldots 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   588
\underset{s_i \text{ which just matched} \;r_i}{\backslash i}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   589
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   590
The backslash and number $i$ are used to denote such 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   591
so-called "back-references".
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   592
Let $e$ be an expression made of regular expressions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   593
and back-references. $e$ contains the expression $e_i$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   594
as its $i$-th capturing group.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   595
The semantics of back-reference can be recursively
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   596
written as:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   597
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   598
	\begin{tabular}{c}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   599
		$L ( e \cdot \backslash i) = \{s @ s_i \mid s \in L (e)\quad s_i \in L(r_i)$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   600
		$s_i\; \text{match of ($e$, $s$)'s $i$-th capturing group string}\}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   601
	\end{tabular}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   602
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   603
The concrete example
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   604
$((a|b|c|\ldots|z)^*)\backslash 1$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   605
would match the string like $\mathit{bobo}$, $\mathit{weewee}$ and etc.\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   606
Back-reference is a construct in the "regex" standard
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   607
that programmers found useful, but not exactly 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   608
regular any more.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   609
In fact, that allows the regex construct to express 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   610
languages that cannot be contained in context-free
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   611
languages either.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   612
For example, the back-reference $((a^*)b\backslash1 b \backslash 1$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   613
expresses the language $\{a^n b a^n b a^n\mid n \in \mathbb{N}\}$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   614
which cannot be expressed by context-free grammars\parencite{campeanu2003formal}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   615
Such a language is contained in the context-sensitive hierarchy
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   616
of formal languages. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   617
Solving the back-reference expressions matching problem
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   618
is NP-complete\parencite{alfred2014algorithms} and a non-bactracking,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   619
efficient solution is not known to exist.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   620
%TODO:read a bit more about back reference algorithms
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   621
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   622
It seems that languages like Java and Python made the trade-off
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   623
to support back-references at the expense of having to backtrack,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   624
even in the case of regexes not involving back-references.\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   625
Summing these up, we can categorise existing 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   626
practical regex libraries into the ones  with  linear
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   627
time guarantees like Go and Rust, which impose restrictions
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   628
on the user input (not allowing back-references, 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   629
bounded repetitions cannot exceed 1000 etc.), and ones  
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   630
 that allows the programmer much freedom, but grinds to a halt
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   631
 in some non-negligible portion of cases.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   632
 %TODO: give examples such as RE2 GOLANG 1000 restriction, rust no repetitions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   633
% For example, the Rust regex engine claims to be linear, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   634
% but does not support lookarounds and back-references.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   635
% The GoLang regex library does not support over 1000 repetitions.  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   636
% Java and Python both support back-references, but shows
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   637
%catastrophic backtracking behaviours on inputs without back-references(
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   638
%when the language is still regular).
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   639
 %TODO: test performance of Rust on (((((a*a*)b*)b){20})*)c  baabaabababaabaaaaaaaaababaaaababababaaaabaaabaaaaaabaabaabababaababaaaaaaaaababaaaababababaaaaaaaaaaaaac
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   640
 %TODO: verify the fact Rust does not allow 1000+ reps
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   641
\ChristianComment{Comment required: Java 17 updated graphs? Is it ok to still use Java 8 graphs?}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   642
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   643
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   644
So we have practical implementations 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   645
on regular expression matching/lexing which are fast
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   646
but do not come with any guarantees that it will not grind to a halt
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   647
or give wrong answers.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   648
Our goal is to have a regex lexing algorithm that comes with 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   649
\begin{itemize}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   650
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   651
proven correctness 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   652
\item 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   653
proven non-catastrophic properties
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   654
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   655
easy extensions to
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   656
constructs like 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   657
 bounded repetitions, negation,  lookarounds, and even back-references.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   658
 \end{itemize}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   659
 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   660
\section{Our Solution--Formal Specification of POSIX and Brzozowski Derivatives}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   661
We propose Brzozowski derivatives on regular expressions as
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   662
  a solution to this.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   663
In the last fifteen or so years, Brzozowski's derivatives of regular
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   664
expressions have sparked quite a bit of interest in the functional
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   665
programming and theorem prover communities.   
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   666
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   667
\subsection{Motivation}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   668
  
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   669
Derivatives give a simple solution
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   670
to the problem of matching a string $s$ with a regular
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   671
expression $r$: if the derivative of $r$ w.r.t.\ (in
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   672
succession) all the characters of the string matches the empty string,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   673
then $r$ matches $s$ (and {\em vice versa}).  
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   674
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   675
The beauty of
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   676
Brzozowski's derivatives \parencite{Brzozowski1964} is that they are neatly
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   677
expressible in any functional language, and easily definable and
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   678
reasoned about in theorem provers---the definitions just consist of
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   679
inductive datatypes and simple recursive functions. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   680
And an algorithms based on it by 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   681
Suzmann and Lu  \parencite{Sulzmann2014} allows easy extension
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   682
to include  extended regular expressions and 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   683
 simplification of internal data structures 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   684
 eliminating the exponential behaviours.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   685
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   686
However, two difficulties with derivative-based matchers exist:
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   687
\subsubsection{Problems with Current Brzozowski Matchers}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   688
First, Brzozowski's original matcher only generates a yes/no answer
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   689
for whether a regular expression matches a string or not.  This is too
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   690
little information in the context of lexing where separate tokens must
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   691
be identified and also classified (for example as keywords
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   692
or identifiers).  Sulzmann and Lu~\cite{Sulzmann2014} overcome this
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   693
difficulty by cleverly extending Brzozowski's matching
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   694
algorithm. Their extended version generates additional information on
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   695
\emph{how} a regular expression matches a string following the POSIX
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   696
rules for regular expression matching. They achieve this by adding a
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   697
second ``phase'' to Brzozowski's algorithm involving an injection
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   698
function.  In our own earlier work, we provided the formal
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   699
specification of what POSIX matching means and proved in Isabelle/HOL
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   700
the correctness
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   701
of Sulzmann and Lu's extended algorithm accordingly
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   702
\cite{AusafDyckhoffUrban2016}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   703
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   704
The second difficulty is that Brzozowski's derivatives can 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   705
grow to arbitrarily big sizes. For example if we start with the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   706
regular expression $(a+aa)^*$ and take
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   707
successive derivatives according to the character $a$, we end up with
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   708
a sequence of ever-growing derivatives like 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   709
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   710
\def\ll{\stackrel{\_\backslash{} a}{\longrightarrow}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   711
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   712
\begin{tabular}{rll}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   713
$(a + aa)^*$ & $\ll$ & $(\ONE + \ONE{}a) \cdot (a + aa)^*$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   714
& $\ll$ & $(\ZERO + \ZERO{}a + \ONE) \cdot (a + aa)^* \;+\; (\ONE + \ONE{}a) \cdot (a + aa)^*$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   715
& $\ll$ & $(\ZERO + \ZERO{}a + \ZERO) \cdot (a + aa)^* + (\ONE + \ONE{}a) \cdot (a + aa)^* \;+\; $\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   716
& & $\qquad(\ZERO + \ZERO{}a + \ONE) \cdot (a + aa)^* + (\ONE + \ONE{}a) \cdot (a + aa)^*$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   717
& $\ll$ & \ldots \hspace{15mm}(regular expressions of sizes 98, 169, 283, 468, 767, \ldots)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   718
\end{tabular}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   719
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   720
 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   721
\noindent where after around 35 steps we run out of memory on a
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   722
typical computer (we shall define shortly the precise details of our
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   723
regular expressions and the derivative operation).  Clearly, the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   724
notation involving $\ZERO$s and $\ONE$s already suggests
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   725
simplification rules that can be applied to regular regular
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   726
expressions, for example $\ZERO{}\,r \Rightarrow \ZERO$, $\ONE{}\,r
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   727
\Rightarrow r$, $\ZERO{} + r \Rightarrow r$ and $r + r \Rightarrow
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   728
r$. While such simple-minded simplifications have been proved in our
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   729
earlier work to preserve the correctness of Sulzmann and Lu's
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   730
algorithm \cite{AusafDyckhoffUrban2016}, they unfortunately do
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   731
\emph{not} help with limiting the growth of the derivatives shown
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   732
above: the growth is slowed, but the derivatives can still grow rather
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   733
quickly beyond any finite bound.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   734
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   735
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   736
Sulzmann and Lu overcome this ``growth problem'' in a second algorithm
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   737
\cite{Sulzmann2014} where they introduce bit-coded
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   738
regular expressions. In this version, POSIX values are
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   739
represented as bit sequences and such sequences are incrementally generated
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   740
when derivatives are calculated. The compact representation
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   741
of bit sequences and regular expressions allows them to define a more
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   742
``aggressive'' simplification method that keeps the size of the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   743
derivatives finite no matter what the length of the string is.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   744
They make some informal claims about the correctness and linear behaviour
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   745
of this version, but do not provide any supporting proof arguments, not
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   746
even ``pencil-and-paper'' arguments. They write about their bit-coded
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   747
\emph{incremental parsing method} (that is the algorithm to be formalised
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   748
in this dissertation)
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   749
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   750
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   751
  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   752
  \begin{quote}\it
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   753
  ``Correctness Claim: We further claim that the incremental parsing
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   754
  method [..] in combination with the simplification steps [..]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   755
  yields POSIX parse trees. We have tested this claim
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   756
  extensively [..] but yet
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   757
  have to work out all proof details.'' \cite[Page 14]{Sulzmann2014}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   758
\end{quote}  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   759
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   760
Ausaf and Urban were able to back this correctness claim with
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   761
a formal proof.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   762
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   763
But as they stated,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   764
  \begin{quote}\it
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   765
The next step would be to implement a more aggressive simplification procedure on annotated regular expressions and then prove the corresponding algorithm generates the same values as blexer. Alas due to time constraints we are unable to do so here.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   766
\end{quote}  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   767
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   768
This thesis implements the aggressive simplifications envisioned
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   769
by Ausaf and Urban,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   770
and gives a formal proof of the correctness with those simplifications.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   771
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   772
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   773
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   774
\section{Contribution}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   775
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   776
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   777
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   778
This work addresses the vulnerability of super-linear and
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   779
buggy regex implementations by the combination
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   780
of Brzozowski's derivatives and interactive theorem proving. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   781
We give an 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   782
improved version of  Sulzmann and Lu's bit-coded algorithm using 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   783
derivatives, which come with a formal guarantee in terms of correctness and 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   784
running time as an Isabelle/HOL proof.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   785
Further improvements to the algorithm with an even stronger version of 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   786
simplification is made.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   787
We have not yet come up with one, but believe that it leads to a 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   788
formalised proof with a time bound linear to input and
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   789
cubic to regular expression size using a technique by
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   790
Antimirov\cite{Antimirov}.
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   791
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   792
 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   793
The main contribution of this thesis is 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   794
\begin{itemize}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   795
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   796
a proven correct lexing algorithm
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   797
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   798
with formalized finite bounds on internal data structures' sizes.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   799
\end{itemize}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   800
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   801
To our best knowledge, no lexing libraries using Brzozowski derivatives
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   802
have a provable time guarantee, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   803
and claims about running time are usually speculative and backed by thin empirical
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   804
evidence.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   805
%TODO: give references
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   806
For example, Sulzmann and Lu had proposed an algorithm  in which they
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   807
claim a linear running time.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   808
But that was falsified by our experiments and the running time 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   809
is actually $\Omega(2^n)$ in the worst case.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   810
A similar claim about a theoretical runtime of $O(n^2)$ is made for the Verbatim
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   811
%TODO: give references
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   812
lexer, which calculates POSIX matches and is based on derivatives.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   813
They formalized the correctness of the lexer, but not the complexity.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   814
In the performance evaluation section, they simply analyzed the run time
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   815
of matching $a$ with the string $\underbrace{a \ldots a}_{\text{n a's}}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   816
and concluded that the algorithm is quadratic in terms of input length.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   817
When we tried out their extracted OCaml code with our example $(a+aa)^*$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   818
the time it took to lex only 40 $a$'s was 5 minutes.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   819
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   820
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   821
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   822
\subsection{Related Work}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   823
We are aware
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   824
of a mechanised correctness proof of Brzozowski's derivative-based matcher in HOL4 by
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   825
Owens and Slind~\parencite{Owens2008}. Another one in Isabelle/HOL is part
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   826
of the work by Krauss and Nipkow \parencite{Krauss2011}.  And another one
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   827
in Coq is given by Coquand and Siles \parencite{Coquand2012}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   828
Also Ribeiro and Du Bois give one in Agda \parencite{RibeiroAgda2017}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   829
 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   830
 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   831
 When a regular expression does not behave as intended,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   832
people usually try to rewrite the regex to some equivalent form
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   833
or they try to avoid the possibly problematic patterns completely,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   834
for which many false positives exist\parencite{Davis18}.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   835
Animated tools to "debug" regular expressions such as
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   836
 \parencite{regexploit2021} \parencite{regex101} are also popular.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   837
We are also aware of static analysis work on regular expressions that
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   838
aims to detect potentially expoential regex patterns. Rathnayake and Thielecke 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   839
\parencite{Rathnayake2014StaticAF} proposed an algorithm
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   840
that detects regular expressions triggering exponential
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   841
behavious on backtracking matchers.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   842
Weideman \parencite{Weideman2017Static} came up with 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   843
non-linear polynomial worst-time estimates
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   844
for regexes, attack string that exploit the worst-time 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   845
scenario, and "attack automata" that generates
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   846
attack strings.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   847
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   848
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   849
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   850
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   851
\section{Structure of the thesis}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   852
In chapter 2 \ref{Inj} we will introduce the concepts
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   853
and notations we 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   854
use for describing the lexing algorithm by Sulzmann and Lu,
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   855
and then give the lexing algorithm.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   856
We will give its variant in \ref{Bitcoded1}.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   857
Then we illustrate in \ref{Bitcoded2}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   858
how the algorithm without bitcodes falls short for such aggressive 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   859
simplifications and therefore introduce our version of the
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   860
 bit-coded algorithm and 
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   861
its correctness proof .  
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   862
In \ref{Finite} we give the second guarantee
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   863
of our bitcoded algorithm, that is a finite bound on the size of any 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   864
regex's derivatives.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   865
In \ref{Cubic} we discuss stronger simplifications to improve the finite bound
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   866
in \ref{Finite} to a polynomial one, and demonstrate how one can extend the
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   867
algorithm to include constructs such as bounded repetitions and negations.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   868
 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   869
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   870
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   871
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   872
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   873
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   874
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   875
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   876
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   877
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   878
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   879
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   880
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   881
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   882