ChengsongTanPhdThesis/Chapters/Introduction.tex
author Chengsong
Fri, 23 Sep 2022 00:44:22 +0100
changeset 602 46db6ae66448
parent 601 ce4e5151a836
child 603 370fe1dde7c7
permissions -rwxr-xr-x
chap1
Ignore whitespace changes - Everywhere: Within whitespace: At end of lines:
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     1
% Chapter 1
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     2
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     3
\chapter{Introduction} % Main chapter title
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     4
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     5
\label{Introduction} % For referencing the chapter elsewhere, use \ref{Chapter1} 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     6
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     7
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     8
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
     9
% Define some commands to keep the formatting separated from the content 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    10
\newcommand{\keyword}[1]{\textbf{#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    11
\newcommand{\tabhead}[1]{\textbf{#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    12
\newcommand{\code}[1]{\texttt{#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    13
\newcommand{\file}[1]{\texttt{\bfseries#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    14
\newcommand{\option}[1]{\texttt{\itshape#1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    15
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    16
%boxes
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    17
\newcommand*{\mybox}[1]{\framebox{\strut #1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    18
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    19
%\newcommand{\sflataux}[1]{\textit{sflat}\_\textit{aux} \, #1}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    20
\newcommand\sflat[1]{\llparenthesis #1 \rrparenthesis }
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    21
\newcommand{\ASEQ}[3]{\textit{ASEQ}_{#1} \, #2 \, #3}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
    22
\newcommand{\bderssimp}[2]{#1 \backslash_{bsimps} #2}
596
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
    23
\newcommand{\rderssimp}[2]{#1 \backslash_{rsimps} #2}
564
Chengsong
parents: 558
diff changeset
    24
\def\derssimp{\textit{ders}\_\textit{simp}}
557
812e5d112f49 more changes
Chengsong
parents: 556
diff changeset
    25
\def\rders{\textit{rders}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    26
\newcommand{\bders}[2]{#1 \backslash #2}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    27
\newcommand{\bsimp}[1]{\textit{bsimp}(#1)}
591
b2d0de6aee18 more polishing integrated comments chap2
Chengsong
parents: 590
diff changeset
    28
\def\bsimps{\textit{bsimp}}
554
Chengsong
parents: 543
diff changeset
    29
\newcommand{\rsimp}[1]{\textit{rsimp}\; #1}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    30
\newcommand{\sflataux}[1]{\llparenthesis #1 \rrparenthesis'}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    31
\newcommand{\dn}{\stackrel{\mbox{\scriptsize def}}{=}}%
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    32
\newcommand{\denote}{\stackrel{\mbox{\scriptsize denote}}{=}}%
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    33
\newcommand{\ZERO}{\mbox{\bf 0}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    34
\newcommand{\ONE}{\mbox{\bf 1}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    35
\newcommand{\AALTS}[2]{\oplus {\scriptstyle #1}\, #2}
555
Chengsong
parents: 554
diff changeset
    36
\newcommand{\rdistinct}[2]{\textit{rdistinct} \;\; #1 \;\; #2}
594
Chengsong
parents: 591
diff changeset
    37
\def\rdistincts{\textit{rdistinct}}
556
Chengsong
parents: 555
diff changeset
    38
\def\rDistinct{\textit{rdistinct}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    39
\newcommand\hflat[1]{\llparenthesis  #1 \rrparenthesis_*}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    40
\newcommand\hflataux[1]{\llparenthesis #1 \rrparenthesis_*'}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    41
\newcommand\createdByStar[1]{\textit{createdByStar}(#1)}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    42
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    43
\newcommand\myequiv{\mathrel{\stackrel{\makebox[0pt]{\mbox{\normalfont\tiny equiv}}}{=}}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    44
600
fd068f39ac23 chap4 comments done
Chengsong
parents: 596
diff changeset
    45
\def\SEQ{\textit{SEQ}}
fd068f39ac23 chap4 comments done
Chengsong
parents: 596
diff changeset
    46
\def\SEQs{\textit{SEQs}}
564
Chengsong
parents: 558
diff changeset
    47
\def\case{\textit{case}}
554
Chengsong
parents: 543
diff changeset
    48
\def\sequal{\stackrel{\mbox{\scriptsize rsimp}}{=}}
Chengsong
parents: 543
diff changeset
    49
\def\rsimpalts{\textit{rsimp}_{ALTS}}
Chengsong
parents: 543
diff changeset
    50
\def\good{\textit{good}}
Chengsong
parents: 543
diff changeset
    51
\def\btrue{\textit{true}}
Chengsong
parents: 543
diff changeset
    52
\def\bfalse{\textit{false}}
542
a7344c9afbaf chapter3 finished
Chengsong
parents: 538
diff changeset
    53
\def\bnullable{\textit{bnullable}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
    54
\def\bnullables{\textit{bnullables}}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    55
\def\Some{\textit{Some}}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    56
\def\None{\textit{None}}
537
Chengsong
parents: 532
diff changeset
    57
\def\code{\textit{code}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    58
\def\decode{\textit{decode}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    59
\def\internalise{\textit{internalise}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    60
\def\lexer{\mathit{lexer}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    61
\def\mkeps{\textit{mkeps}}
557
812e5d112f49 more changes
Chengsong
parents: 556
diff changeset
    62
\newcommand{\rder}[2]{#2 \backslash_r #1}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    63
585
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    64
\def\rerases{\textit{rerase}}
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    65
554
Chengsong
parents: 543
diff changeset
    66
\def\nonnested{\textit{nonnested}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    67
\def\AZERO{\textit{AZERO}}
558
Chengsong
parents: 557
diff changeset
    68
\def\sizeNregex{\textit{sizeNregex}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    69
\def\AONE{\textit{AONE}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    70
\def\ACHAR{\textit{ACHAR}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    71
585
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    72
\def\simpsulz{\textit{simp}_{Sulz}}
4969ef817d92 chap4 more
Chengsong
parents: 579
diff changeset
    73
557
812e5d112f49 more changes
Chengsong
parents: 556
diff changeset
    74
\def\scfrewrites{\stackrel{*}{\rightsquigarrow_{scf}}}
555
Chengsong
parents: 554
diff changeset
    75
\def\frewrite{\rightsquigarrow_f}
Chengsong
parents: 554
diff changeset
    76
\def\hrewrite{\rightsquigarrow_h}
Chengsong
parents: 554
diff changeset
    77
\def\grewrite{\rightsquigarrow_g}
Chengsong
parents: 554
diff changeset
    78
\def\frewrites{\stackrel{*}{\rightsquigarrow_f}}
Chengsong
parents: 554
diff changeset
    79
\def\hrewrites{\stackrel{*}{\rightsquigarrow_h}}
Chengsong
parents: 554
diff changeset
    80
\def\grewrites{\stackrel{*}{\rightsquigarrow_g}}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    81
\def\fuse{\textit{fuse}}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    82
\def\bder{\textit{bder}}
542
a7344c9afbaf chapter3 finished
Chengsong
parents: 538
diff changeset
    83
\def\der{\textit{der}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    84
\def\POSIX{\textit{POSIX}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    85
\def\ALTS{\textit{ALTS}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    86
\def\ASTAR{\textit{ASTAR}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    87
\def\DFA{\textit{DFA}}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
    88
\def\NFA{\textit{NFA}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    89
\def\bmkeps{\textit{bmkeps}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
    90
\def\bmkepss{\textit{bmkepss}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    91
\def\retrieve{\textit{retrieve}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    92
\def\blexer{\textit{blexer}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
    93
\def\flex{\textit{flex}}
573
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
    94
\def\inj{\textit{inj}}
564
Chengsong
parents: 558
diff changeset
    95
\def\Empty{\textit{Empty}}
567
28cb8089ec36 more updaates
Chengsong
parents: 564
diff changeset
    96
\def\Left{\textit{Left}}
28cb8089ec36 more updaates
Chengsong
parents: 564
diff changeset
    97
\def\Right{\textit{Right}}
573
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
    98
\def\Stars{\textit{Stars}}
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
    99
\def\Char{\textit{Char}}
454ced557605 chapter2 finished polishing
Chengsong
parents: 567
diff changeset
   100
\def\Seq{\textit{Seq}}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   101
\def\Der{\textit{Der}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   102
\def\Ders{\textit{Ders}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   103
\def\nullable{\mathit{nullable}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   104
\def\Z{\mathit{Z}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   105
\def\S{\mathit{S}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   106
\def\rup{r^\uparrow}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   107
%\def\bderssimp{\mathit{bders}\_\mathit{simp}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   108
\def\distinctWith{\textit{distinctWith}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   109
\def\lf{\textit{lf}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   110
\def\PD{\textit{PD}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   111
\def\suffix{\textit{Suffix}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   112
\def\distinctBy{\textit{distinctBy}}
558
Chengsong
parents: 557
diff changeset
   113
\def\starupdate{\textit{starUpdate}}
Chengsong
parents: 557
diff changeset
   114
\def\starupdates{\textit{starUpdates}}
Chengsong
parents: 557
diff changeset
   115
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   116
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   117
\def\size{\mathit{size}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   118
\def\rexp{\mathbf{rexp}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   119
\def\simp{\mathit{simp}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   120
\def\simpALTs{\mathit{simp}\_\mathit{ALTs}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   121
\def\map{\mathit{map}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   122
\def\distinct{\mathit{distinct}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   123
\def\blexersimp{\mathit{blexer}\_\mathit{simp}}
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   124
\def\blexerStrong{\textit{blexerStrong}}
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   125
\def\bsimpStrong{\textit{bsimpStrong}}
591
b2d0de6aee18 more polishing integrated comments chap2
Chengsong
parents: 590
diff changeset
   126
\def\bdersStrongs{\textit{bdersStrong}}
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   127
\newcommand{\bdersStrong}[2]{#1 \backslash_{bsimpStrongs} #2}
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   128
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   129
\def\map{\textit{map}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   130
\def\rrexp{\textit{rrexp}}
554
Chengsong
parents: 543
diff changeset
   131
\newcommand\rnullable[1]{\textit{rnullable} \; #1 }
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   132
\newcommand\rsize[1]{\llbracket #1 \rrbracket_r}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   133
\newcommand\asize[1]{\llbracket #1 \rrbracket}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   134
\newcommand\rerase[1]{ (#1)_{\downarrow_r}}
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   135
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   136
\newcommand\ChristianComment[1]{\textcolor{blue}{#1}\\}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   137
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   138
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   139
\def\rflts{\textit{rflts}}
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   140
\def\rrewrite{\textit{rrewrite}}
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   141
\def\bsimpalts{\textit{bsimp}_{ALTS}}
596
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
   142
\def\bsimpaseq{\textit{bsimp}_{ASEQ}}
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
   143
\def\rsimlalts{\textit{rsimp}_{ALTs}}
b306628a0eab more chap 56
Chengsong
parents: 594
diff changeset
   144
\def\rsimpseq{\textit{rsimp}_{SEQ}}
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   145
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   146
\def\erase{\textit{erase}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   147
\def\STAR{\textit{STAR}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   148
\def\flts{\textit{flts}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   149
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   150
579
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   151
\def\zeroable{\textit{zeroable}}
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   152
\def\nub{\textit{nub}}
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   153
\def\filter{\textit{filter}}
601
Chengsong
parents: 600
diff changeset
   154
%\def\not{\textit{not}}
579
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   155
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   156
35df9cdd36ca more chap3
Chengsong
parents: 573
diff changeset
   157
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   158
\def\RZERO{\mathbf{0}_r }
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   159
\def\RONE{\mathbf{1}_r}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   160
\newcommand\RCHAR[1]{\mathbf{#1}_r}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   161
\newcommand\RSEQ[2]{#1 \cdot #2}
558
Chengsong
parents: 557
diff changeset
   162
\newcommand\RALTS[1]{\sum #1}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   163
\newcommand\RSTAR[1]{#1^*}
558
Chengsong
parents: 557
diff changeset
   164
\newcommand\vsuf[2]{\textit{Suffix} \;#1\;#2}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   165
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   166
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   167
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   168
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   169
\lstdefinestyle{myScalastyle}{
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   170
  frame=tb,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   171
  language=scala,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   172
  aboveskip=3mm,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   173
  belowskip=3mm,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   174
  showstringspaces=false,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   175
  columns=flexible,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   176
  basicstyle={\small\ttfamily},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   177
  numbers=none,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   178
  numberstyle=\tiny\color{gray},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   179
  keywordstyle=\color{blue},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   180
  commentstyle=\color{dkgreen},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   181
  stringstyle=\color{mauve},
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   182
  frame=single,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   183
  breaklines=true,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   184
  breakatwhitespace=true,
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   185
  tabsize=3,
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   186
}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   187
590
988e92a70704 more chap5 and chap6 bsimp_idem
Chengsong
parents: 585
diff changeset
   188
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   189
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   190
%This part is about regular expressions, Brzozowski derivatives,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   191
%and a bit-coded lexing algorithm with proven correctness and time bounds.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   192
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   193
%TODO: look up snort rules to use here--give readers idea of what regexes look like
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   194
601
Chengsong
parents: 600
diff changeset
   195
Chengsong
parents: 600
diff changeset
   196
Chengsong
parents: 600
diff changeset
   197
Chengsong
parents: 600
diff changeset
   198
Chengsong
parents: 600
diff changeset
   199
Chengsong
parents: 600
diff changeset
   200
Regular expressions are widely used in computer science: 
Chengsong
parents: 600
diff changeset
   201
be it in text-editors \parencite{atomEditor} with syntax highlighting and auto-completion;
Chengsong
parents: 600
diff changeset
   202
command-line tools like $\mathit{grep}$ that facilitate easy 
Chengsong
parents: 600
diff changeset
   203
text-processing; network intrusion
Chengsong
parents: 600
diff changeset
   204
detection systems that reject suspicious traffic; or compiler
Chengsong
parents: 600
diff changeset
   205
front ends--the majority of the solutions to these tasks 
Chengsong
parents: 600
diff changeset
   206
involve lexing with regular 
Chengsong
parents: 600
diff changeset
   207
expressions.
Chengsong
parents: 600
diff changeset
   208
Given its usefulness and ubiquity, one would imagine that
Chengsong
parents: 600
diff changeset
   209
modern regular expression matching implementations
Chengsong
parents: 600
diff changeset
   210
are mature and fully studied.
602
Chengsong
parents: 601
diff changeset
   211
Indeed, in a popular programming language's regex engine, 
Chengsong
parents: 601
diff changeset
   212
supplying it with regular expressions and strings,
Chengsong
parents: 601
diff changeset
   213
in most cases one can
Chengsong
parents: 601
diff changeset
   214
get the matching information in a very short time.
Chengsong
parents: 601
diff changeset
   215
Those matchers can be blindingly fast--some 
Chengsong
parents: 601
diff changeset
   216
network intrusion detection systems
601
Chengsong
parents: 600
diff changeset
   217
use regex engines that are able to process 
Chengsong
parents: 600
diff changeset
   218
megabytes or even gigabytes of data per second \parencite{Turo_ov__2020}.
602
Chengsong
parents: 601
diff changeset
   219
However, those matchers can exhibit a surprising security vulnerability
Chengsong
parents: 601
diff changeset
   220
under a certain class of inputs.
Chengsong
parents: 601
diff changeset
   221
%However, , this is not the case for $\mathbf{all}$ inputs.
601
Chengsong
parents: 600
diff changeset
   222
%TODO: get source for SNORT/BRO's regex matching engine/speed
Chengsong
parents: 600
diff changeset
   223
Chengsong
parents: 600
diff changeset
   224
\begin{figure}[p]
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   225
\begin{tabular}{@{}c@{\hspace{0mm}}c@{\hspace{0mm}}c@{}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   226
\begin{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   227
\begin{axis}[
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   228
    xlabel={$n$},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   229
    x label style={at={(1.05,-0.05)}},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   230
    ylabel={time in secs},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   231
    enlargelimits=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   232
    xtick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   233
    xmax=33,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   234
    ymax=35,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   235
    ytick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   236
    scaled ticks=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   237
    axis lines=left,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   238
    width=5cm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   239
    height=4cm, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   240
    legend entries={JavaScript},  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   241
    legend pos=north west,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   242
    legend cell align=left]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   243
\addplot[red,mark=*, mark options={fill=white}] table {re-js.data};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   244
\end{axis}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   245
\end{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   246
  &
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   247
\begin{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   248
\begin{axis}[
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   249
    xlabel={$n$},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   250
    x label style={at={(1.05,-0.05)}},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   251
    %ylabel={time in secs},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   252
    enlargelimits=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   253
    xtick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   254
    xmax=33,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   255
    ymax=35,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   256
    ytick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   257
    scaled ticks=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   258
    axis lines=left,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   259
    width=5cm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   260
    height=4cm, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   261
    legend entries={Python},  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   262
    legend pos=north west,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   263
    legend cell align=left]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   264
\addplot[blue,mark=*, mark options={fill=white}] table {re-python2.data};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   265
\end{axis}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   266
\end{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   267
  &
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   268
\begin{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   269
\begin{axis}[
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   270
    xlabel={$n$},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   271
    x label style={at={(1.05,-0.05)}},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   272
    %ylabel={time in secs},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   273
    enlargelimits=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   274
    xtick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   275
    xmax=33,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   276
    ymax=35,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   277
    ytick={0,5,...,30},
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   278
    scaled ticks=false,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   279
    axis lines=left,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   280
    width=5cm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   281
    height=4cm, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   282
    legend entries={Java 8},  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   283
    legend pos=north west,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   284
    legend cell align=left]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   285
\addplot[cyan,mark=*, mark options={fill=white}] table {re-java.data};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   286
\end{axis}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   287
\end{tikzpicture}\\
601
Chengsong
parents: 600
diff changeset
   288
\begin{tikzpicture}
Chengsong
parents: 600
diff changeset
   289
\begin{axis}[
Chengsong
parents: 600
diff changeset
   290
    xlabel={$n$},
Chengsong
parents: 600
diff changeset
   291
    x label style={at={(1.05,-0.05)}},
Chengsong
parents: 600
diff changeset
   292
    ylabel={time in secs},
Chengsong
parents: 600
diff changeset
   293
    enlargelimits=false,
Chengsong
parents: 600
diff changeset
   294
    xtick={0,5,...,30},
Chengsong
parents: 600
diff changeset
   295
    xmax=33,
Chengsong
parents: 600
diff changeset
   296
    ymax=35,
Chengsong
parents: 600
diff changeset
   297
    ytick={0,5,...,30},
Chengsong
parents: 600
diff changeset
   298
    scaled ticks=false,
Chengsong
parents: 600
diff changeset
   299
    axis lines=left,
Chengsong
parents: 600
diff changeset
   300
    width=5cm,
Chengsong
parents: 600
diff changeset
   301
    height=4cm, 
Chengsong
parents: 600
diff changeset
   302
    legend entries={Dart},  
Chengsong
parents: 600
diff changeset
   303
    legend pos=north west,
Chengsong
parents: 600
diff changeset
   304
    legend cell align=left]
Chengsong
parents: 600
diff changeset
   305
\addplot[green,mark=*, mark options={fill=white}] table {re-dart.data};
Chengsong
parents: 600
diff changeset
   306
\end{axis}
Chengsong
parents: 600
diff changeset
   307
\end{tikzpicture}
Chengsong
parents: 600
diff changeset
   308
  &
Chengsong
parents: 600
diff changeset
   309
\begin{tikzpicture}
Chengsong
parents: 600
diff changeset
   310
\begin{axis}[
Chengsong
parents: 600
diff changeset
   311
    xlabel={$n$},
Chengsong
parents: 600
diff changeset
   312
    x label style={at={(1.05,-0.05)}},
Chengsong
parents: 600
diff changeset
   313
    %ylabel={time in secs},
Chengsong
parents: 600
diff changeset
   314
    enlargelimits=false,
Chengsong
parents: 600
diff changeset
   315
    xtick={0,5,...,30},
Chengsong
parents: 600
diff changeset
   316
    xmax=33,
Chengsong
parents: 600
diff changeset
   317
    ymax=35,
Chengsong
parents: 600
diff changeset
   318
    ytick={0,5,...,30},
Chengsong
parents: 600
diff changeset
   319
    scaled ticks=false,
Chengsong
parents: 600
diff changeset
   320
    axis lines=left,
Chengsong
parents: 600
diff changeset
   321
    width=5cm,
Chengsong
parents: 600
diff changeset
   322
    height=4cm, 
Chengsong
parents: 600
diff changeset
   323
    legend entries={Swift},  
Chengsong
parents: 600
diff changeset
   324
    legend pos=north west,
Chengsong
parents: 600
diff changeset
   325
    legend cell align=left]
Chengsong
parents: 600
diff changeset
   326
\addplot[purple,mark=*, mark options={fill=white}] table {re-swift.data};
Chengsong
parents: 600
diff changeset
   327
\end{axis}
Chengsong
parents: 600
diff changeset
   328
\end{tikzpicture}
Chengsong
parents: 600
diff changeset
   329
  & \\
Chengsong
parents: 600
diff changeset
   330
\multicolumn{3}{c}{Graphs}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   331
\end{tabular}    
601
Chengsong
parents: 600
diff changeset
   332
\caption{Graphs showing runtime for matching $(a^*)^*\,b$ with strings 
Chengsong
parents: 600
diff changeset
   333
           of the form $\protect\underbrace{aa..a}_{n}$ in various existing regular expression libraries.
Chengsong
parents: 600
diff changeset
   334
   The reason for their superlinear behaviour is that they do a depth-first-search.
Chengsong
parents: 600
diff changeset
   335
   If the string does not match, the engine starts to explore all possibilities. 
Chengsong
parents: 600
diff changeset
   336
}\label{fig:aStarStarb}
Chengsong
parents: 600
diff changeset
   337
\end{figure}\afterpage{\clearpage}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   338
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   339
Take $(a^*)^*\,b$ and ask whether
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   340
strings of the form $aa..a$ match this regular
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   341
expression. Obviously this is not the case---the expected $b$ in the last
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   342
position is missing. One would expect that modern regular expression
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   343
matching engines can find this out very quickly. Alas, if one tries
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   344
this example in JavaScript, Python or Java 8, even with strings of a small
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   345
length, say around 30 $a$'s, one discovers that 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   346
this decision takes crazy time to finish given the simplicity of the problem.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   347
This is clearly exponential behaviour, and 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   348
is triggered by some relatively simple regex patterns, as the graphs
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   349
 in \ref{fig:aStarStarb} show.
601
Chengsong
parents: 600
diff changeset
   350
Java 9 and newer
Chengsong
parents: 600
diff changeset
   351
versions improves this behaviour, but is still slow compared 
Chengsong
parents: 600
diff changeset
   352
with the approach we are going to use.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   353
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   354
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   355
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   356
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   357
This superlinear blowup in regular expression engines
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   358
had repeatedly caused grief in real life.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   359
For example, on 20 July 2016 one evil
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   360
regular expression brought the webpage
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   361
\href{http://stackexchange.com}{Stack Exchange} to its
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   362
knees.\footnote{\url{https://stackstatus.net/post/147710624694/outage-postmortem-july-20-2016}(Last accessed in 2019)}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   363
In this instance, a regular expression intended to just trim white
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   364
spaces from the beginning and the end of a line actually consumed
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   365
massive amounts of CPU resources---causing web servers to grind to a
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   366
halt. In this example, the time needed to process
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   367
the string was $O(n^2)$ with respect to the string length. This
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   368
quadratic overhead was enough for the homepage of Stack Exchange to
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   369
respond so slowly that the load balancer assumed a $\mathit{DoS}$ 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   370
attack and therefore stopped the servers from responding to any
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   371
requests. This made the whole site become unavailable. 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   372
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   373
A more recent example is a global outage of all Cloudflare servers on 2 July
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   374
2019. A poorly written regular expression exhibited exponential
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   375
behaviour and exhausted CPUs that serve HTTP traffic. Although the outage
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   376
had several causes, at the heart was a regular expression that
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   377
was used to monitor network
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   378
traffic.\footnote{\url{https://blog.cloudflare.com/details-of-the-cloudflare-outage-on-july-2-2019/}(Last accessed in 2022)}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   379
These problems with regular expressions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   380
are not isolated events that happen
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   381
very occasionally, but actually widespread.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   382
They occur so often that they get a 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   383
name--Regular-Expression-Denial-Of-Service (ReDoS)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   384
attack.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   385
\citeauthor{Davis18} detected more
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   386
than 1000 super-linear (SL) regular expressions
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   387
in Node.js, Python core libraries, and npm and pypi. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   388
They therefore concluded that evil regular expressions
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   389
are problems "more than a parlour trick", but one that
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   390
requires
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   391
more research attention.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   392
602
Chengsong
parents: 601
diff changeset
   393
Chengsong
parents: 601
diff changeset
   394
\ChristianComment{I am not totally sure where this sentence should be
Chengsong
parents: 601
diff changeset
   395
put, seems a little out-standing here.}
601
Chengsong
parents: 600
diff changeset
   396
Regular expressions and regular expression matchers 
Chengsong
parents: 600
diff changeset
   397
have of course been studied for many, many years.
Chengsong
parents: 600
diff changeset
   398
One of the most recent work in the context of lexing
Chengsong
parents: 600
diff changeset
   399
is the Verbatim lexer by Egolf, Lasser and Fisher\cite{Verbatim}.
Chengsong
parents: 600
diff changeset
   400
This is relevant work and we will compare later on
Chengsong
parents: 600
diff changeset
   401
our derivative-based matcher we are going to present.
Chengsong
parents: 600
diff changeset
   402
There is also some newer work called
Chengsong
parents: 600
diff changeset
   403
Verbatim++\cite{Verbatimpp}, this does not use derivatives, but automaton instead.
602
Chengsong
parents: 601
diff changeset
   404
For that the problem is dealing with the bounded regular expressions of the form
Chengsong
parents: 601
diff changeset
   405
$r^{n}$ where $n$ is a constant specifying that $r$ must repeat
Chengsong
parents: 601
diff changeset
   406
exactly $n$ times.
Chengsong
parents: 601
diff changeset
   407
The other repetition constructs include
Chengsong
parents: 601
diff changeset
   408
$r^{\ldots m}$, $r^{n\ldots}$ and $r^{n\ldots m}$ which respectively mean repeating
Chengsong
parents: 601
diff changeset
   409
at most $m$ times, repeating at least $n$ times and repeating between $n$ and $m$ times.
Chengsong
parents: 601
diff changeset
   410
Their formal definitions will be given later.
Chengsong
parents: 601
diff changeset
   411
Bounded repetitions are important because they
Chengsong
parents: 601
diff changeset
   412
tend to occur often in practical use\cite{xml2015}, for example in RegExLib,
Chengsong
parents: 601
diff changeset
   413
Snort, as well as in XML Schema definitions (XSDs).
Chengsong
parents: 601
diff changeset
   414
One XSD that seems to be related to the MPEG-7 standard involves
Chengsong
parents: 601
diff changeset
   415
the below regular expression:
Chengsong
parents: 601
diff changeset
   416
\begin{verbatim}
Chengsong
parents: 601
diff changeset
   417
<sequence minOccurs="0" maxOccurs="65535">
Chengsong
parents: 601
diff changeset
   418
    <element name="TimeIncr" type="mpeg7:MediaIncrDurationType"/>
Chengsong
parents: 601
diff changeset
   419
    <element name="MotionParams" type="float" minOccurs="2" maxOccurs="12"/>
Chengsong
parents: 601
diff changeset
   420
</sequence>
Chengsong
parents: 601
diff changeset
   421
\end{verbatim}
Chengsong
parents: 601
diff changeset
   422
This is just a fancy way of writing the regular expression 
Chengsong
parents: 601
diff changeset
   423
$(ab^{2\ldots 12})^{0 \ldots 65535}$, where $a$ and $b$ are themselves
Chengsong
parents: 601
diff changeset
   424
regular expressions 
Chengsong
parents: 601
diff changeset
   425
satisfy certain constraints such as floating point number format.
601
Chengsong
parents: 600
diff changeset
   426
Chengsong
parents: 600
diff changeset
   427
The problems are not limited to slowness on certain 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   428
cases. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   429
Another thing about these libraries is that there
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   430
is no correctness guarantee.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   431
In some cases, they either fail to generate a lexing result when there exists a match,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   432
or give results that are inconsistent with the $\POSIX$ standard.
601
Chengsong
parents: 600
diff changeset
   433
A concrete example would be the regex
Chengsong
parents: 600
diff changeset
   434
\begin{center}
Chengsong
parents: 600
diff changeset
   435
	$(aba + ab + a)* \text{and the string} ababa$
Chengsong
parents: 600
diff changeset
   436
\end{center}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   437
The correct $\POSIX$ match for the above would be 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   438
with the entire string $ababa$, 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   439
split into two Kleene star iterations, $[ab] [aba]$ at positions
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   440
$[0, 2), [2, 5)$
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   441
respectively.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   442
But trying this out in regex101\parencite{regex101}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   443
with different language engines would yield 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   444
the same two fragmented matches: $[aba]$ at $[0, 3)$
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   445
and $a$ at $[4, 5)$.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   446
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   447
Kuklewicz\parencite{KuklewiczHaskell} commented that most regex libraries are not
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   448
correctly implementing the POSIX (maximum-munch)
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   449
rule of regular expression matching.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   450
601
Chengsong
parents: 600
diff changeset
   451
As Grathwohl\parencite{grathwohl2014crash} wrote,
Chengsong
parents: 600
diff changeset
   452
\begin{quote}
Chengsong
parents: 600
diff changeset
   453
	The POSIX strategy is more complicated than the 
Chengsong
parents: 600
diff changeset
   454
	greedy because of the dependence on information about 
Chengsong
parents: 600
diff changeset
   455
	the length of matched strings in the various subexpressions.
Chengsong
parents: 600
diff changeset
   456
\end{quote}
Chengsong
parents: 600
diff changeset
   457
%\noindent
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   458
To summarise the above, regular expressions are important.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   459
They are popular and programming languages' library functions
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   460
for them are very fast on non-catastrophic cases.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   461
But there are problems with current practical implementations.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   462
First thing is that the running time might blow up.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   463
The second problem is that they might be error-prone on certain
543
b2bea5968b89 thesis_thys
Chengsong
parents: 542
diff changeset
   464
very simple cases.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   465
In the next part of the chapter, we will look into reasons why 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   466
certain regex engines are running horribly slow on the "catastrophic"
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   467
cases and propose a solution that addresses both of these problems
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   468
based on Brzozowski and Sulzmann and Lu's work.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   469
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   470
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   471
 \section{Why are current regex engines slow?}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   472
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   473
%find literature/find out for yourself that REGEX->DFA on basic regexes
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   474
%does not blow up the size
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   475
Shouldn't regular expression matching be linear?
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   476
How can one explain the super-linear behaviour of the 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   477
regex matching engines we have?
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   478
The time cost of regex matching algorithms in general
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   479
involve two different phases, and different things can go differently wrong on 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   480
these phases.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   481
$\DFA$s usually have problems in the first (construction) phase
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   482
, whereas $\NFA$s usually run into trouble
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   483
on the second phase.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   484
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   485
\subsection{Different Phases of a Matching/Lexing Algorithm}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   486
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   487
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   488
Most lexing algorithms can be roughly divided into 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   489
two phases during its run.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   490
The first phase is the "construction" phase,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   491
in which the algorithm builds some  
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   492
suitable data structure from the input regex $r$, so that
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   493
it can be easily operated on later.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   494
We denote
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   495
the time cost for such a phase by $P_1(r)$.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   496
The second phase is the lexing phase, when the input string 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   497
$s$ is read and the data structure
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   498
representing that regex $r$ is being operated on. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   499
We represent the time
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   500
it takes by $P_2(r, s)$.\\
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   501
For $\mathit{DFA}$,
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   502
we have $P_2(r, s) = O( |s| )$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   503
because we take at most $|s|$ steps, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   504
and each step takes
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   505
at most one transition--
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   506
a deterministic-finite-automata
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   507
by definition has at most one state active and at most one
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   508
transition upon receiving an input symbol.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   509
But unfortunately in the  worst case
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   510
$P_1(r) = O(exp^{|r|})$. An example will be given later. 
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   511
For $\mathit{NFA}$s, we have $P_1(r) = O(|r|)$ if we do not unfold 
601
Chengsong
parents: 600
diff changeset
   512
expressions like $r^n$ into 
Chengsong
parents: 600
diff changeset
   513
\[
Chengsong
parents: 600
diff changeset
   514
	\underbrace{r \cdots r}_{\text{n copies of r}}.
Chengsong
parents: 600
diff changeset
   515
\]
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   516
The $P_2(r, s)$ is bounded by $|r|\cdot|s|$, if we do not backtrack.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   517
On the other hand, if backtracking is used, the worst-case time bound bloats
601
Chengsong
parents: 600
diff changeset
   518
to $|r| * 2^{|s|}$.
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   519
%on the input
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   520
%And when calculating the time complexity of the matching algorithm,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   521
%we are assuming that each input reading step requires constant time.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   522
%which translates to that the number of 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   523
%states active and transitions taken each time is bounded by a
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   524
%constant $C$.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   525
%But modern  regex libraries in popular language engines
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   526
% often want to support much richer constructs than just
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   527
% sequences and Kleene stars,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   528
%such as negation, intersection, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   529
%bounded repetitions and back-references.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   530
%And de-sugaring these "extended" regular expressions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   531
%into basic ones might bloat the size exponentially.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   532
%TODO: more reference for exponential size blowup on desugaring. 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   533
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   534
\subsection{Why $\mathit{DFA}s$ can be slow in the first phase}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   535
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   536
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   537
The good things about $\mathit{DFA}$s is that once
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   538
generated, they are fast and stable, unlike
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   539
backtracking algorithms. 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   540
However, they do not scale well with bounded repetitions.
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   541
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   542
\subsubsection{Problems with Bounded Repetitions}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   543
Bounded repetitions, usually written in the form
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   544
$r^{\{c\}}$ (where $c$ is a constant natural number),
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   545
denotes a regular expression accepting strings
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   546
that can be divided into $c$ substrings, where each 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   547
substring is in $r$. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   548
For the regular expression $(a|b)^*a(a|b)^{\{2\}}$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   549
an $\mathit{NFA}$ describing it would look like:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   550
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   551
\begin{tikzpicture}[shorten >=1pt,node distance=2cm,on grid,auto] 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   552
   \node[state,initial] (q_0)   {$q_0$}; 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   553
   \node[state, red] (q_1) [right=of q_0] {$q_1$}; 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   554
   \node[state, red] (q_2) [right=of q_1] {$q_2$}; 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   555
   \node[state, accepting, red](q_3) [right=of q_2] {$q_3$};
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   556
    \path[->] 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   557
    (q_0) edge  node {a} (q_1)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   558
    	  edge [loop below] node {a,b} ()
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   559
    (q_1) edge  node  {a,b} (q_2)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   560
    (q_2) edge  node  {a,b} (q_3);
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   561
\end{tikzpicture}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   562
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   563
The red states are "countdown states" which counts down 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   564
the number of characters needed in addition to the current
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   565
string to make a successful match.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   566
For example, state $q_1$ indicates a match that has
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   567
gone past the $(a|b)^*$ part of $(a|b)^*a(a|b)^{\{2\}}$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   568
and just consumed the "delimiter" $a$ in the middle, and 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   569
need to match 2 more iterations of $(a|b)$ to complete.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   570
State $q_2$ on the other hand, can be viewed as a state
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   571
after $q_1$ has consumed 1 character, and just waits
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   572
for 1 more character to complete.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   573
$q_3$ is the last state, requiring 0 more character and is accepting.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   574
Depending on the suffix of the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   575
input string up to the current read location,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   576
the states $q_1$ and $q_2$, $q_3$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   577
may or may
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   578
not be active, independent from each other.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   579
A $\mathit{DFA}$ for such an $\mathit{NFA}$ would
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   580
contain at least $2^3$ non-equivalent states that cannot be merged, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   581
because the subset construction during determinisation will generate
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   582
all the elements in the power set $\mathit{Pow}\{q_1, q_2, q_3\}$.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   583
Generalizing this to regular expressions with larger
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   584
bounded repetitions number, we have that
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   585
regexes shaped like $r^*ar^{\{n\}}$ when converted to $\mathit{DFA}$s
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   586
would require at least $2^{n+1}$ states, if $r$ contains
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   587
more than 1 string.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   588
This is to represent all different 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   589
scenarios which "countdown" states are active.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   590
For those regexes, tools that uses $\DFA$s will get
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   591
out of memory errors.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   592
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   593
\subsubsection{Tools that uses $\mathit{DFA}$s}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   594
%TODO:more tools that use DFAs?
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   595
$\mathit{LEX}$ and $\mathit{JFLEX}$ are tools
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   596
in $C$ and $\mathit{JAVA}$ that generates $\mathit{DFA}$-based
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   597
lexers. The user provides a set of regular expressions
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   598
and configurations to such lexer generators, and then 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   599
gets an output program encoding a minimized $\mathit{DFA}$
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   600
that can be compiled and run. 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   601
When given the above countdown regular expression,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   602
a small number $n$ would result in a determinised automata
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   603
with millions of states.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   604
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   605
For this reason, regex libraries that support 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   606
bounded repetitions often choose to use the $\mathit{NFA}$ 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   607
approach.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   608
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   609
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   610
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   611
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   612
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   613
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   614
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   615
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   616
\subsection{Why $\mathit{NFA}$s can be slow in the second phase}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   617
When one constructs an $\NFA$ out of a regular expression
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   618
there is often very little to be done in the first phase, one simply 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   619
construct the $\NFA$ states based on the structure of the input regular expression.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   620
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   621
In the lexing phase, one can simulate the $\mathit{NFA}$ running in two ways:
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   622
one by keeping track of all active states after consuming 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   623
a character, and update that set of states iteratively.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   624
This can be viewed as a breadth-first-search of the $\mathit{NFA}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   625
for a path terminating
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   626
at an accepting state.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   627
Languages like $\mathit{Go}$ and $\mathit{Rust}$ use this
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   628
type of $\mathit{NFA}$ simulation and guarantees a linear runtime
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   629
in terms of input string length.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   630
%TODO:try out these lexers
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   631
The other way to use $\mathit{NFA}$ for matching is choosing  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   632
a single transition each time, keeping all the other options in 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   633
a queue or stack, and backtracking if that choice eventually 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   634
fails. This method, often called a  "depth-first-search", 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   635
is efficient in a lot of cases, but could end up
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   636
with exponential run time.\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   637
%TODO:COMPARE java python lexer speed with Rust and Go
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   638
The reason behind backtracking algorithms in languages like
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   639
Java and Python is that they support back-references.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   640
\subsubsection{Back References}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   641
If we have a regular expression like this (the sequence
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   642
operator is omitted for brevity):
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   643
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   644
	$r_1(r_2(r_3r_4))$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   645
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   646
We could label sub-expressions of interest 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   647
by parenthesizing them and giving 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   648
them a number by the order in which their opening parentheses appear.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   649
One possible way of parenthesizing and labelling is given below:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   650
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   651
	$\underset{1}{(}r_1\underset{2}{(}r_2\underset{3}{(}r_3)\underset{4}{(}r_4)))$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   652
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   653
$r_1r_2r_3r_4$, $r_1r_2r_3$, $r_3$, $r_4$ are labelled
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   654
by 1 to 4. $1$ would refer to the entire expression 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   655
$(r_1(r_2(r_3)(r_4)))$, $2$ referring to $r_2(r_3)(r_4)$, etc.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   656
These sub-expressions are called "capturing groups".
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   657
We can use the following syntax to denote that we want a string just matched by a 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   658
sub-expression (capturing group) to appear at a certain location again, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   659
exactly as it was:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   660
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   661
$\ldots\underset{\text{i-th lparen}}{(}{r_i})\ldots 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   662
\underset{s_i \text{ which just matched} \;r_i}{\backslash i}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   663
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   664
The backslash and number $i$ are used to denote such 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   665
so-called "back-references".
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   666
Let $e$ be an expression made of regular expressions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   667
and back-references. $e$ contains the expression $e_i$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   668
as its $i$-th capturing group.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   669
The semantics of back-reference can be recursively
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   670
written as:
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   671
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   672
	\begin{tabular}{c}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   673
		$L ( e \cdot \backslash i) = \{s @ s_i \mid s \in L (e)\quad s_i \in L(r_i)$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   674
		$s_i\; \text{match of ($e$, $s$)'s $i$-th capturing group string}\}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   675
	\end{tabular}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   676
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   677
The concrete example
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   678
$((a|b|c|\ldots|z)^*)\backslash 1$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   679
would match the string like $\mathit{bobo}$, $\mathit{weewee}$ and etc.\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   680
Back-reference is a construct in the "regex" standard
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   681
that programmers found useful, but not exactly 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   682
regular any more.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   683
In fact, that allows the regex construct to express 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   684
languages that cannot be contained in context-free
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   685
languages either.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   686
For example, the back-reference $((a^*)b\backslash1 b \backslash 1$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   687
expresses the language $\{a^n b a^n b a^n\mid n \in \mathbb{N}\}$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   688
which cannot be expressed by context-free grammars\parencite{campeanu2003formal}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   689
Such a language is contained in the context-sensitive hierarchy
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   690
of formal languages. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   691
Solving the back-reference expressions matching problem
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   692
is NP-complete\parencite{alfred2014algorithms} and a non-bactracking,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   693
efficient solution is not known to exist.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   694
%TODO:read a bit more about back reference algorithms
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   695
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   696
It seems that languages like Java and Python made the trade-off
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   697
to support back-references at the expense of having to backtrack,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   698
even in the case of regexes not involving back-references.\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   699
Summing these up, we can categorise existing 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   700
practical regex libraries into the ones  with  linear
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   701
time guarantees like Go and Rust, which impose restrictions
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   702
on the user input (not allowing back-references, 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   703
bounded repetitions cannot exceed 1000 etc.), and ones  
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   704
 that allows the programmer much freedom, but grinds to a halt
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   705
 in some non-negligible portion of cases.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   706
 %TODO: give examples such as RE2 GOLANG 1000 restriction, rust no repetitions 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   707
% For example, the Rust regex engine claims to be linear, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   708
% but does not support lookarounds and back-references.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   709
% The GoLang regex library does not support over 1000 repetitions.  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   710
% Java and Python both support back-references, but shows
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   711
%catastrophic backtracking behaviours on inputs without back-references(
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   712
%when the language is still regular).
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   713
 %TODO: test performance of Rust on (((((a*a*)b*)b){20})*)c  baabaabababaabaaaaaaaaababaaaababababaaaabaaabaaaaaabaabaabababaababaaaaaaaaababaaaababababaaaaaaaaaaaaac
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   714
 %TODO: verify the fact Rust does not allow 1000+ reps
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   715
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   716
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   717
So we have practical implementations 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   718
on regular expression matching/lexing which are fast
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   719
but do not come with any guarantees that it will not grind to a halt
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   720
or give wrong answers.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   721
Our goal is to have a regex lexing algorithm that comes with 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   722
\begin{itemize}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   723
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   724
proven correctness 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   725
\item 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   726
proven non-catastrophic properties
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   727
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   728
easy extensions to
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   729
constructs like 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   730
 bounded repetitions, negation,  lookarounds, and even back-references.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   731
 \end{itemize}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   732
 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   733
\section{Our Solution--Formal Specification of POSIX and Brzozowski Derivatives}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   734
We propose Brzozowski derivatives on regular expressions as
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   735
  a solution to this.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   736
In the last fifteen or so years, Brzozowski's derivatives of regular
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   737
expressions have sparked quite a bit of interest in the functional
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   738
programming and theorem prover communities.   
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   739
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   740
\subsection{Motivation}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   741
  
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   742
Derivatives give a simple solution
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   743
to the problem of matching a string $s$ with a regular
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   744
expression $r$: if the derivative of $r$ w.r.t.\ (in
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   745
succession) all the characters of the string matches the empty string,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   746
then $r$ matches $s$ (and {\em vice versa}).  
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   747
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   748
The beauty of
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   749
Brzozowski's derivatives \parencite{Brzozowski1964} is that they are neatly
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   750
expressible in any functional language, and easily definable and
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   751
reasoned about in theorem provers---the definitions just consist of
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   752
inductive datatypes and simple recursive functions. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   753
And an algorithms based on it by 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   754
Suzmann and Lu  \parencite{Sulzmann2014} allows easy extension
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   755
to include  extended regular expressions and 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   756
 simplification of internal data structures 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   757
 eliminating the exponential behaviours.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   758
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   759
However, two difficulties with derivative-based matchers exist:
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   760
\subsubsection{Problems with Current Brzozowski Matchers}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   761
First, Brzozowski's original matcher only generates a yes/no answer
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   762
for whether a regular expression matches a string or not.  This is too
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   763
little information in the context of lexing where separate tokens must
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   764
be identified and also classified (for example as keywords
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   765
or identifiers).  Sulzmann and Lu~\cite{Sulzmann2014} overcome this
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   766
difficulty by cleverly extending Brzozowski's matching
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   767
algorithm. Their extended version generates additional information on
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   768
\emph{how} a regular expression matches a string following the POSIX
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   769
rules for regular expression matching. They achieve this by adding a
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   770
second ``phase'' to Brzozowski's algorithm involving an injection
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   771
function.  In our own earlier work, we provided the formal
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   772
specification of what POSIX matching means and proved in Isabelle/HOL
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   773
the correctness
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   774
of Sulzmann and Lu's extended algorithm accordingly
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   775
\cite{AusafDyckhoffUrban2016}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   776
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   777
The second difficulty is that Brzozowski's derivatives can 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   778
grow to arbitrarily big sizes. For example if we start with the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   779
regular expression $(a+aa)^*$ and take
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   780
successive derivatives according to the character $a$, we end up with
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   781
a sequence of ever-growing derivatives like 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   782
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   783
\def\ll{\stackrel{\_\backslash{} a}{\longrightarrow}}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   784
\begin{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   785
\begin{tabular}{rll}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   786
$(a + aa)^*$ & $\ll$ & $(\ONE + \ONE{}a) \cdot (a + aa)^*$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   787
& $\ll$ & $(\ZERO + \ZERO{}a + \ONE) \cdot (a + aa)^* \;+\; (\ONE + \ONE{}a) \cdot (a + aa)^*$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   788
& $\ll$ & $(\ZERO + \ZERO{}a + \ZERO) \cdot (a + aa)^* + (\ONE + \ONE{}a) \cdot (a + aa)^* \;+\; $\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   789
& & $\qquad(\ZERO + \ZERO{}a + \ONE) \cdot (a + aa)^* + (\ONE + \ONE{}a) \cdot (a + aa)^*$\\
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   790
& $\ll$ & \ldots \hspace{15mm}(regular expressions of sizes 98, 169, 283, 468, 767, \ldots)
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   791
\end{tabular}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   792
\end{center}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   793
 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   794
\noindent where after around 35 steps we run out of memory on a
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   795
typical computer (we shall define shortly the precise details of our
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   796
regular expressions and the derivative operation).  Clearly, the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   797
notation involving $\ZERO$s and $\ONE$s already suggests
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   798
simplification rules that can be applied to regular regular
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   799
expressions, for example $\ZERO{}\,r \Rightarrow \ZERO$, $\ONE{}\,r
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   800
\Rightarrow r$, $\ZERO{} + r \Rightarrow r$ and $r + r \Rightarrow
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   801
r$. While such simple-minded simplifications have been proved in our
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   802
earlier work to preserve the correctness of Sulzmann and Lu's
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   803
algorithm \cite{AusafDyckhoffUrban2016}, they unfortunately do
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   804
\emph{not} help with limiting the growth of the derivatives shown
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   805
above: the growth is slowed, but the derivatives can still grow rather
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   806
quickly beyond any finite bound.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   807
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   808
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   809
Sulzmann and Lu overcome this ``growth problem'' in a second algorithm
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   810
\cite{Sulzmann2014} where they introduce bit-coded
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   811
regular expressions. In this version, POSIX values are
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   812
represented as bit sequences and such sequences are incrementally generated
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   813
when derivatives are calculated. The compact representation
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   814
of bit sequences and regular expressions allows them to define a more
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   815
``aggressive'' simplification method that keeps the size of the
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   816
derivatives finite no matter what the length of the string is.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   817
They make some informal claims about the correctness and linear behaviour
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   818
of this version, but do not provide any supporting proof arguments, not
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   819
even ``pencil-and-paper'' arguments. They write about their bit-coded
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   820
\emph{incremental parsing method} (that is the algorithm to be formalised
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   821
in this dissertation)
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   822
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   823
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   824
  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   825
  \begin{quote}\it
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   826
  ``Correctness Claim: We further claim that the incremental parsing
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   827
  method [..] in combination with the simplification steps [..]
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   828
  yields POSIX parse trees. We have tested this claim
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   829
  extensively [..] but yet
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   830
  have to work out all proof details.'' \cite[Page 14]{Sulzmann2014}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   831
\end{quote}  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   832
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   833
Ausaf and Urban were able to back this correctness claim with
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   834
a formal proof.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   835
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   836
But as they stated,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   837
  \begin{quote}\it
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   838
The next step would be to implement a more aggressive simplification procedure on annotated regular expressions and then prove the corresponding algorithm generates the same values as blexer. Alas due to time constraints we are unable to do so here.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   839
\end{quote}  
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   840
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   841
This thesis implements the aggressive simplifications envisioned
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   842
by Ausaf and Urban,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   843
and gives a formal proof of the correctness with those simplifications.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   844
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   845
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   846
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   847
\section{Contribution}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   848
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   849
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   850
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   851
This work addresses the vulnerability of super-linear and
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   852
buggy regex implementations by the combination
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   853
of Brzozowski's derivatives and interactive theorem proving. 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   854
We give an 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   855
improved version of  Sulzmann and Lu's bit-coded algorithm using 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   856
derivatives, which come with a formal guarantee in terms of correctness and 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   857
running time as an Isabelle/HOL proof.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   858
Further improvements to the algorithm with an even stronger version of 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   859
simplification is made.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   860
We have not yet come up with one, but believe that it leads to a 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   861
formalised proof with a time bound linear to input and
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   862
cubic to regular expression size using a technique by
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   863
Antimirov\cite{Antimirov}.
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   864
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   865
 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   866
The main contribution of this thesis is 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   867
\begin{itemize}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   868
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   869
a proven correct lexing algorithm
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   870
\item
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   871
with formalized finite bounds on internal data structures' sizes.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   872
\end{itemize}
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   873
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   874
To our best knowledge, no lexing libraries using Brzozowski derivatives
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   875
have a provable time guarantee, 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   876
and claims about running time are usually speculative and backed by thin empirical
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   877
evidence.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   878
%TODO: give references
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   879
For example, Sulzmann and Lu had proposed an algorithm  in which they
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   880
claim a linear running time.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   881
But that was falsified by our experiments and the running time 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   882
is actually $\Omega(2^n)$ in the worst case.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   883
A similar claim about a theoretical runtime of $O(n^2)$ is made for the Verbatim
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   884
%TODO: give references
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   885
lexer, which calculates POSIX matches and is based on derivatives.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   886
They formalized the correctness of the lexer, but not the complexity.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   887
In the performance evaluation section, they simply analyzed the run time
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   888
of matching $a$ with the string $\underbrace{a \ldots a}_{\text{n a's}}$
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   889
and concluded that the algorithm is quadratic in terms of input length.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   890
When we tried out their extracted OCaml code with our example $(a+aa)^*$,
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   891
the time it took to lex only 40 $a$'s was 5 minutes.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   892
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   893
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   894
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   895
\subsection{Related Work}
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   896
We are aware
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   897
of a mechanised correctness proof of Brzozowski's derivative-based matcher in HOL4 by
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   898
Owens and Slind~\parencite{Owens2008}. Another one in Isabelle/HOL is part
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   899
of the work by Krauss and Nipkow \parencite{Krauss2011}.  And another one
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   900
in Coq is given by Coquand and Siles \parencite{Coquand2012}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   901
Also Ribeiro and Du Bois give one in Agda \parencite{RibeiroAgda2017}.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   902
 
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   903
 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   904
 When a regular expression does not behave as intended,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   905
people usually try to rewrite the regex to some equivalent form
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   906
or they try to avoid the possibly problematic patterns completely,
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   907
for which many false positives exist\parencite{Davis18}.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   908
Animated tools to "debug" regular expressions such as
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   909
 \parencite{regexploit2021} \parencite{regex101} are also popular.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   910
We are also aware of static analysis work on regular expressions that
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   911
aims to detect potentially expoential regex patterns. Rathnayake and Thielecke 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   912
\parencite{Rathnayake2014StaticAF} proposed an algorithm
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   913
that detects regular expressions triggering exponential
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   914
behavious on backtracking matchers.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   915
Weideman \parencite{Weideman2017Static} came up with 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   916
non-linear polynomial worst-time estimates
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   917
for regexes, attack string that exploit the worst-time 
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   918
scenario, and "attack automata" that generates
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   919
attack strings.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   920
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   921
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   922
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   923
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   924
\section{Structure of the thesis}
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   925
In chapter 2 \ref{Inj} we will introduce the concepts
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   926
and notations we 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   927
use for describing the lexing algorithm by Sulzmann and Lu,
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   928
and then give the lexing algorithm.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   929
We will give its variant in \ref{Bitcoded1}.
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   930
Then we illustrate in \ref{Bitcoded2}
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   931
how the algorithm without bitcodes falls short for such aggressive 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   932
simplifications and therefore introduce our version of the
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   933
 bit-coded algorithm and 
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   934
its correctness proof .  
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   935
In \ref{Finite} we give the second guarantee
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   936
of our bitcoded algorithm, that is a finite bound on the size of any 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   937
regex's derivatives.
538
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   938
In \ref{Cubic} we discuss stronger simplifications to improve the finite bound
8016a2480704 intro and chap2
Chengsong
parents: 537
diff changeset
   939
in \ref{Finite} to a polynomial one, and demonstrate how one can extend the
532
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   940
algorithm to include constructs such as bounded repetitions and negations.
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   941
 
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   942
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   943
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   944
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   945
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   946
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   947
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   948
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   949
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   950
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   951
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   952
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   953
%----------------------------------------------------------------------------------------
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   954
cc54ce075db5 restructured
Chengsong
parents:
diff changeset
   955