ninems/ninems.tex
author Christian Urban <urbanc@in.tum.de>
Thu, 04 Jul 2019 10:19:35 +0100
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\documentclass[a4paper,UKenglish]{lipics}
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\usepackage{graphic}
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\usepackage{data}
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\usepackage{tikz-cd}
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\usepackage{algorithm}
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\usepackage{amsmath}
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\usepackage[noend]{algpseudocode}
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\usepackage{enumitem}
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% \documentclass{article}
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%\usepackage[utf8]{inputenc}
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%\usepackage[english]{babel}
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%\usepackage{listings}
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% \usepackage{amsthm}
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% \usepackage{hyperref}
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% \usepackage[margin=0.5in]{geometry}
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%\usepackage{pmboxdraw}
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\title{POSIX Regular Expression Matching and Lexing}
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\author{Chengsong Tan}
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\affil{King's College London\\
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London, UK\\
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\texttt{chengsong.tan@kcl.ac.uk}}
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\authorrunning{Chengsong Tan}
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\Copyright{Chengsong Tan}
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\newcommand{\dn}{\stackrel{\mbox{\scriptsize def}}{=}}%
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\newcommand{\ZERO}{\mbox{\bf 0}}
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\newcommand{\ONE}{\mbox{\bf 1}}
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\def\lexer{\mathit{lexer}}
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\def\mkeps{\mathit{mkeps}}
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\def\inj{\mathit{inj}}
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\def\Empty{\mathit{Empty}}
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\def\Left{\mathit{Left}}
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\def\Right{\mathit{Right}}
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\def\Stars{\mathit{Stars}}
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\def\Char{\mathit{Char}}
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\def\Seq{\mathit{Seq}}
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\def\Der{\mathit{Der}}
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\def\nullable{\mathit{nullable}}
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\def\Z{\mathit{Z}}
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\def\S{\mathit{S}}
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%\theoremstyle{theorem}
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%\newtheorem{theorem}{Theorem}
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%\theoremstyle{lemma}
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%\newtheorem{lemma}{Lemma}
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%\newcommand{\lemmaautorefname}{Lemma}
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%\theoremstyle{definition}
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%\newtheorem{definition}{Definition}
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\algnewcommand\algorithmicswitch{\textbf{switch}}
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\algnewcommand\algorithmiccase{\textbf{case}}
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\algnewcommand\algorithmicassert{\texttt{assert}}
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\algnewcommand\Assert[1]{\State \algorithmicassert(#1)}%
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% New "environments"
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\algdef{SE}[SWITCH]{Switch}{EndSwitch}[1]{\algorithmicswitch\ #1\ \algorithmicdo}{\algorithmicend\ \algorithmicswitch}%
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\algdef{SE}[CASE]{Case}{EndCase}[1]{\algorithmiccase\ #1}{\algorithmicend\ \algorithmiccase}%
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\algtext*{EndSwitch}%
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\algtext*{EndCase}%
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\begin{document}
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\maketitle
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\begin{abstract}
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  Brzozowski introduced in 1964 a beautifully simple algorithm for
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  regular expression matching based on the notion of derivatives of
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  regular expressions. In 2014, Sulzmann and Lu extended this
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  algorithm to not just give a YES/NO answer for whether or not a
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  regular expression matches a string, but in case it matches also
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  \emph{how} it matches the string.  This is important for
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  applications such as lexing (tokenising a string). The problem is to
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  make the algorithm by Sulzmann and Lu fast on all inputs without
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  breaking its correctness. We have already developed some
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  simplification rules for this, but have not proved that they
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  preserve the correctness of the algorithm. We also have not yet
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  looked at extended regular expressions, such as bounded repetitions,
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  negation and back-references.
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\end{abstract}
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\section{Introduction}
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This PhD-project is about regular expression matching and
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lexing. Given the maturity of this topic, the reader might wonder:
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Surely, regular expressions must have already been studied to death?
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What could possibly be \emph{not} known in this area? And surely all
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implemented algorithms for regular expression matching are blindingly
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fast?
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Unfortunately these preconceptions are not supported by evidence: Take
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for example the regular expression $(a^*)^*\,b$ and ask whether
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strings of the form $aa..a$ match this regular
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expression. Obviously they do not match---the expected $b$ in the last
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position is missing. One would expect that modern regular expression
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matching engines can find this out very quickly. Alas, if one tries
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this example in JavaScript, Python or Java 8 with strings like 28
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$a$'s, one discovers that this decision takes around 30 seconds and
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takes considerably longer when adding a few more $a$'s, as the graphs
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below show:
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\begin{center}
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\begin{tabular}{@{}c@{\hspace{0mm}}c@{\hspace{0mm}}c@{}}
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\begin{tikzpicture}
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\begin{axis}[
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    xlabel={$n$},
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    x label style={at={(1.05,-0.05)}},
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    ylabel={time in secs},
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    enlargelimits=false,
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    xtick={0,5,...,30},
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    xmax=33,
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    ymax=35,
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    ytick={0,5,...,30},
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    scaled ticks=false,
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    axis lines=left,
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    width=5cm,
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    height=4cm, 
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    legend entries={JavaScript},  
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    legend pos=north west,
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    legend cell align=left]
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\addplot[red,mark=*, mark options={fill=white}] table {re-js.data};
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\end{axis}
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\end{tikzpicture}
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  &
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\begin{tikzpicture}
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\begin{axis}[
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    xlabel={$n$},
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    x label style={at={(1.05,-0.05)}},
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    %ylabel={time in secs},
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    enlargelimits=false,
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    xtick={0,5,...,30},
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    xmax=33,
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    ymax=35,
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    ytick={0,5,...,30},
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    scaled ticks=false,
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    axis lines=left,
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    width=5cm,
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    height=4cm, 
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    legend entries={Python},  
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    legend pos=north west,
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    legend cell align=left]
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\addplot[blue,mark=*, mark options={fill=white}] table {re-python2.data};
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\end{axis}
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\end{tikzpicture}
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  &
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\begin{tikzpicture}
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\begin{axis}[
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    xlabel={$n$},
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    x label style={at={(1.05,-0.05)}},
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    %ylabel={time in secs},
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    enlargelimits=false,
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    xtick={0,5,...,30},
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    xmax=33,
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    ymax=35,
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    ytick={0,5,...,30},
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    scaled ticks=false,
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    axis lines=left,
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    width=5cm,
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    height=4cm, 
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    legend entries={Java 8},  
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    legend pos=north west,
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    legend cell align=left]
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\addplot[cyan,mark=*, mark options={fill=white}] table {re-java.data};
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\end{axis}
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\end{tikzpicture}\\
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\multicolumn{3}{c}{Graphs: Runtime for matching $(a^*)^*\,b$ with strings 
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           of the form $\underbrace{aa..a}_{n}$.}
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\end{tabular}    
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\end{center}  
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\noindent These are clearly abysmal and possibly surprising results.
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One would expect these systems doing much better than that---after
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all, given a DFA and a string, whether a string is matched by this DFA
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should be linear.
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Admittedly, the regular expression $(a^*)^*\,b$ is carefully chosen to
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exhibit this ``exponential behaviour''.  Unfortunately, such regular
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expressions are not just a few ``outliers'', but actually they are
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frequent enough that a separate name has been created for
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them---\emph{evil regular expressions}. In empiric work, Davis et al
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report that they have found thousands of such evil regular expressions
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in the JavaScript and Python ecosystems \cite{Davis18}.
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This exponential blowup sometimes causes real pain in real life:
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for example on 20 July 2016 one evil regular expression brought the
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webpage \href{http://stackexchange.com}{Stack Exchange} to its knees \footnote{https://stackstatus.net/post/147710624694/outage-postmortem-july-20-2016}.
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In this instance, a regular expression intended to just trim white
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spaces from the beginning and the end of a line actually consumed
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massive amounts of CPU-resources and because of this the web servers
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ground to a halt. This happened when a post with 20,000 white spaces
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was submitted, but importantly the white spaces were neither at the
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beginning nor at the end. As a result, the regular expression matching
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engine needed to backtrack over many choices.
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The underlying problem is that many ``real life'' regular expression
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matching engines do not use DFAs for matching. This is because they
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support regular expressions that are not covered by the classical
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automata theory, and in this more general setting there are quite a
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few research questions still unanswered and fast algorithms still need
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to be developed.
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There is also another under-researched problem to do with regular
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expressions and lexing, i.e.~the process of breaking up strings into
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sequences of tokens according to some regular expressions. In this
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setting one is not just interested in whether or not a regular
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expression matches a string, but if it matches also in \emph{how} it
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matches the string.  Consider for example a regular expression
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$r_{key}$ for recognising keywords such as \textit{if}, \textit{then}
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and so on; and a regular expression $r_{id}$ for recognising
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identifiers (say, a single character followed by characters or
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numbers). One can then form the compound regular expression
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$(r_{key} + r_{id})^*$ and use it to tokenise strings.  But then how
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should the string \textit{iffoo} be tokenised?  It could be tokenised
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as a keyword followed by an identifier, or the entire string as a
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single identifier.  Similarly, how should the string \textit{if} be
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tokenised? Both regular expressions, $r_{key}$ and $r_{id}$, would
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``fire''---so is it an identifier or a keyword?  While in applications
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there is a well-known strategy to decide these questions, called POSIX
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matching, only relatively recently precise definitions of what POSIX
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matching actually means have been formalised
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\cite{AusafDyckhoffUrban2016,OkuiSuzuki2010,Vansummeren2006}. Roughly,
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POSIX matching means matching the longest initial substring.
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In the case of a tie, the initial submatch is chosen according to some priorities attached to the
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regular expressions (e.g.~keywords have a higher priority than
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identifiers). This sounds rather simple, but according to Grathwohl et
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al \cite[Page 36]{CrashCourse2014} this is not the case. They wrote:
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\begin{quote}
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\it{}``The POSIX strategy is more complicated than the greedy because of 
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the dependence on information about the length of matched strings in the 
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various subexpressions.''
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\end{quote}
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\noindent
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This is also supported by evidence collected by Kuklewicz
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\cite{Kuklewicz} who noticed that a number of POSIX regular expression
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matchers calculate incorrect results.
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Our focus is on an algorithm introduced by Sulzmann and Lu in 2014 for
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regular expression matching according to the POSIX strategy
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\cite{Sulzmann2014}. Their algorithm is based on an older algorithm by
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Brzozowski from 1964 where he introduced the notion of derivatives of
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regular expressions \cite{Brzozowski1964}. We shall briefly explain
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the algorithms next.
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\section{The Algorithms by  Brzozowski, and Sulzmann and Lu}
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Suppose (basic) regular expressions are given by the following grammar:
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\[			r ::=   \ZERO \mid  \ONE
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			 \mid  c  
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			 \mid  r_1 \cdot r_2
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			 \mid  r_1 + r_2   
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			 \mid r^*         
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\]
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\noindent
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The intended meaning of the constructors is as usual: $\ZERO$
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cannot match any string, $\ONE$ can match the empty string, the
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character regular expression $c$ can match the character $c$, and so
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on.
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The brilliant contribution by Brzozowski is the notion of
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\emph{derivatives} of regular expressions.  The idea behind this
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notion is as follows: suppose a regular expression $r$ can match a
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string of the form $c\!::\! s$ (that is a list of characters starting
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with $c$), what does the regular expression look like that can match
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just $s$? Brzozowski gave a neat answer to this question. He started
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with the definition of $nullable$:
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\begin{center}
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		\begin{tabular}{lcl}
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			$\nullable(\ZERO)$     & $\dn$ & $\mathit{false}$ \\  
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			$\nullable(\ONE)$      & $\dn$ & $\mathit{true}$ \\
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			$\nullable(c)$ 	       & $\dn$ & $\mathit{false}$ \\
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			$\nullable(r_1 + r_2)$ & $\dn$ & $\nullable(r_1) \vee \nullable(r_2)$ \\
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			$\nullable(r_1\cdot r_2)$  & $\dn$ & $\nullable(r_1) \wedge \nullable(r_2)$ \\
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			$\nullable(r^*)$       & $\dn$ & $\mathit{true}$ \\
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		\end{tabular}
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	\end{center}
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This function simply tests whether the empty string is in $L(r)$.
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He then defined
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the following operation on regular expressions, written
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$r\backslash c$ (the derivative of $r$ w.r.t.~the character $c$):
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\begin{center}
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\begin{tabular}{lcl}
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		$\ZERO \backslash c$ & $\dn$ & $\ZERO$\\  
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		$\ONE \backslash c$  & $\dn$ & $\ZERO$\\
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		$d \backslash c$     & $\dn$ & 
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		$\mathit{if} \;c = d\;\mathit{then}\;\ONE\;\mathit{else}\;\ZERO$\\
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$(r_1 + r_2)\backslash c$     & $\dn$ & $r_1 \backslash c \,+\, r_2 \backslash c$\\
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$(r_1 \cdot r_2)\backslash c$ & $\dn$ & $\mathit{if} \, nullable(r_1)$\\
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	&   & $\mathit{then}\;(r_1\backslash c) \cdot r_2 \,+\, r_2\backslash c$\\
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	&   & $\mathit{else}\;(r_1\backslash c) \cdot r_2$\\
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	$(r^*)\backslash c$           & $\dn$ & $(r\backslash c) \cdot r^*$\\
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\end{tabular}
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\end{center}
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\noindent
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 %Assuming the classic notion of a
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%\emph{language} of a regular expression, written $L(\_)$, t
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\noindent
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The main property of the derivative operation is that
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\begin{center}
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$c\!::\!s \in L(r)$ holds
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if and only if $s \in L(r\backslash c)$.
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\end{center}
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\noindent
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 For us the main advantage is that derivatives can be
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straightforwardly implemented in any functional programming language,
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and are easily definable and reasoned about in theorem provers---the
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definitions just consist of inductive datatypes and simple recursive
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functions. Moreover, the notion of derivatives can be easily
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generalised to cover extended regular expression constructors such as
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the not-regular expression, written $\neg\,r$, or bounded repetitions
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(for example $r^{\{n\}}$ and $r^{\{n..m\}}$), which cannot be so
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straightforwardly realised within the classic automata approach.
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For the moment however, we focus only on the usual basic regular expressions.
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Now if we want to find out whether a string $s$ matches with a regular
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expression $r$, build the derivatives of $r$ w.r.t.\ (in succession)
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all the characters of the string $s$. Finally, test whether the
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resulting regular expression can match the empty string.  If yes, then
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$r$ matches $s$, and no in the negative case. To implement this idea
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we can generalise the derivative operation to strings like this:
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\begin{center}
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\begin{tabular}{lcl}
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$r \backslash (c\!::\!s) $ & $\dn$ & $(r \backslash c) \backslash s$ \\
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$r \backslash [\,] $ & $\dn$ & $r$
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\end{tabular}
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\end{center}
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\noindent
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Using this definition we obtain a simple and elegant regular
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expression matching algorithm: 
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\[
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match\;s\;r \;\dn\; nullable(r\backslash s)
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\]
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\noindent
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Pictorially this algorithm can be illustrated as follows:
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\begin{center}
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\begin{tikzcd}\label{graph:*} 
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r_0 \arrow[r, "\backslash c_0"]  & r_1 \arrow[r, "\backslash c_1"] & r_2 \arrow[r, dashed]  & r_n  \arrow[r,"nullable?"] & Yes/No
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\end{tikzcd}
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\end{center}
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\noindent
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where we start with  a regular expression  $r_0$, build successive derivatives
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until we exhaust the string and then use \textit{nullable} to test whether the
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result can match the empty string. It can  be relatively  easily shown that this
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matcher is correct.
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One limitation, however, of Brzozowski's algorithm is that it only
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produces a YES/NO answer for whether a string is being matched by a
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regular expression.  Sulzmann and Lu~\cite{Sulzmann2014} extended this
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algorithm to allow generation of an actual matching, called a
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\emph{value}.
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\begin{center}
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	\begin{tabular}{c@{\hspace{20mm}}c}
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		\begin{tabular}{@{}rrl@{}}
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			\multicolumn{3}{@{}l}{\textbf{Regular Expressions}}\medskip\\
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			$r$ & $::=$  & $\ZERO$\\
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			& $\mid$ & $\ONE$   \\
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			& $\mid$ & $c$          \\
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			& $\mid$ & $r_1 \cdot r_2$\\
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			& $\mid$ & $r_1 + r_2$   \\
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			\\
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			& $\mid$ & $r^*$         \\
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		\end{tabular}
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		&
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		\begin{tabular}{@{\hspace{0mm}}rrl@{}}
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			\multicolumn{3}{@{}l}{\textbf{Values}}\medskip\\
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			$v$ & $::=$  & \\
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			&        & $\Empty$   \\
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			& $\mid$ & $\Char(c)$          \\
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			& $\mid$ & $\Seq\,v_1\, v_2$\\
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			& $\mid$ & $\Left(v)$   \\
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			& $\mid$ & $\Right(v)$  \\
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			& $\mid$ & $\Stars\,[v_1,\ldots\,v_n]$ \\
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		\end{tabular}
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	\end{tabular}
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\end{center}
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\noindent
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Values and regular expressions correspond to each other as illustrated by placing corresponding values next to the regular expressions.
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The idea of values is to express parse trees. 
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   396
Suppose by using a flatten operation, written $|v|$, we can extract the underlying string of v.
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For example, $|\mathit{Seq} \, \mathit{Char(c)} \, \mathit{Char(d)}|$ = $cd$. We omit this straightforward definition.
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Using this flatten notation, we now elaborate how values can express parse trees. $\Seq\,v_1\, v_2$ tells us how the string $|v_1| \cdot |v_2|$ matches the regex $r_1 \cdot r_2$: $r_1$ matches $|v_1|$ and respectively $r_2$ matches $|v_2|$. Exactly how these two are matched are contained in the sub-structure of $v_1$ and $v_2$. 
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 To give a concrete example of how value works, consider the string $xy$ and the
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regular expression $(x + (y + xy))^*$. We can view this regular
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expression as a tree and if the string $xy$ is matched by two Star
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``iterations'', then the $x$ is matched by the left-most alternative
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in this tree and the $y$ by the right-left alternative. This suggests
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to record this matching as
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\begin{center}
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$\Stars\,[\Left\,(\Char\,x), \Right(\Left(\Char\,y))]$
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\end{center}
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   410
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\noindent
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where $\Stars$ records how many
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iterations were used; and $\Left$, respectively $\Right$, which
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alternative is used. The value for
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matching $xy$ in a single ``iteration'', i.e.~the POSIX value,
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would look as follows
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   417
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\begin{center}
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$\Stars\,[\Seq\,(\Char\,x)\,(\Char\,y)]$
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\end{center}
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\noindent
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where $\Stars$ has only a single-element list for the single iteration
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and $\Seq$ indicates that $xy$ is matched by a sequence regular
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expression.
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   426
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The contribution of Sulzmann and Lu is an extension of Brzozowski's
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algorithm by a second phase (the first phase being building successive
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derivatives). In this second phase, for every successful match the
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   430
corresponding POSIX value is computed. Pictorially, the Sulzmann and Lu algorithm looks like the following diagram(the working flow of the simple matching algorithm that just gives a $YES/NO$ answer is given before \ref{graph:*}):\\
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\begin{tikzcd}
36
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r_0 \arrow[r, "\backslash c_0"]  \arrow[d] & r_1 \arrow[r, "\backslash c_1"] \arrow[d] & r_2 \arrow[r, dashed] \arrow[d] & r_n \arrow[d, "mkeps" description] \\
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v_0           & v_1 \arrow[l,"inj_{r_0} c_0"]                & v_2 \arrow[l, "inj_{r_1} c_1"]              & v_n \arrow[l, dashed]         
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\end{tikzcd}
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   435
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   436
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We shall briefly explain this interesting process.\\ For the convenience of explanation, we have the following notations: the regular expression $r$ used for matching is also called $r_0$ and the string $s$ is composed of $n$ characters $c_0 c_1 ... c_{n-1}$.
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   438
First, we do the derivative operation on $r_0$, $r_1$, ..., using characters $c_0$, $c_1$, ...  until we get the final derivative $r_n$.We test whether it is $nullable$ or not. If no we know immediately the string does not match the regex. If yes, we start building the parse tree incrementally. We first call $mkeps$(which stands for make epsilon--make the parse tree for how the empty word matched the empty regular expression epsilon) to construct the parse tree $v_n$ for how the final derivative $r_n$ matches the empty string:
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a1f90febbc7f example
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   440
$mkeps $ $1 \,[] $ $= Empty$
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   441
......
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   442
a1f90febbc7f example
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   443
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 After this, we inject back the characters one by one, in reverse order as they were chopped off, to build the parse tree $v_i$ for how the regex $r_i$ matches the string $s_i$($s_i$ means the string s with the first $i$ characters being chopped off) from the previous parse tree. After $n$ transformations, we get the parse tree for how $r_0$ matches $s$, exactly as we wanted.
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   445
An inductive proof can be routinely established.
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   446
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   447
It is instructive to see how it works by a little example. Suppose we have a regular expression $(a+b+ab+c+abc)*$ and we want to match it against the string $abc$. By POSIX rules the lexer should go for the longest matching, i.e. it should match the string $abc$ in one star iteration, using the longest string $abc$ in the sub-expression $a+b+ab+c+abc$(we use $r$ to denote this sub-expression for conciseness). Here is how the lexer achieves a parse tree for this matching.
a1f90febbc7f example
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   448
First, we build successive derivatives until we exhaust the string, as illustrated here( we omitted some parenthesis for better readability):
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   449
a1f90febbc7f example
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   450
\[ r^* \xrightarrow{\backslash a} r_1 = (1+0+1 \cdot b + 0 + 1 \cdot b \cdot c) \cdot r* \xrightarrow{\backslash b}\]
a1f90febbc7f example
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   451
\[r_2 = (0+0+1 \cdot 1 + 0 + 1 \cdot 1 \cdot c) \cdot r^* +(0+1+0  + 0 + 0) \cdot r* \xrightarrow{\backslash c}\] 
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   452
\[r_3 = ((0+0+0 + 0 + 1 \cdot 1 \cdot 1) \cdot r^* + (0+0+0  + 1 + 0) \cdot r*) +((0+1+0  + 0 + 0) \cdot r*+(0+0+0  + 1 + 0) \cdot r* )
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   453
\]
a1f90febbc7f example
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diff changeset
   454
a1f90febbc7f example
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   455
Now instead of using $nullable$ to give a $yes$, we  call $mkeps$ to construct a parse tree for how $r_3$ matched the string $abc$. $mkeps$ gives the following value $v_3$: \\$Left(Left(Seq(Right(Right(Right(Seq(Empty, Seq(Empty, Empty)))))), Stars []))$\\
a1f90febbc7f example
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   456
This corresponds to the leftmost term $((0+0+0 + 0 + 1 \cdot 1 \cdot 1) \cdot r^* $ in $r_3$. Note that its leftmost location allows $mkeps$ to choose  it as the first candidate that meets the requirement of being $nullable$. This location is naturally generated by the splitting clause\\ $(r_1 \cdot r_2)\backslash c  (when \, r_1 \, nullable)) \, = (r_1\backslash c) \cdot r_2 \,+\, r_2\backslash c.  \\$. By this clause, we put
a1f90febbc7f example
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   457
$r_1 \backslash c \cdot r_2 $ at the front and $r_2 \backslash c$ at the back. This allows $mkeps$ to always pick up among two matches the one with a longer prefix. The value \\
a1f90febbc7f example
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diff changeset
   458
$Left(Left(Seq(Right(Right(Right(Seq(Empty, Seq(Empty, Empty)))))), Stars []))$\\
a1f90febbc7f example
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diff changeset
   459
tells us how about the empty string matches the final regular expression after doing all the derivatives: among the regular expressions $(0+0+0 + 0 + 1 \cdot 1 \cdot 1) \cdot r^* + (0+0+0  + 1 + 0) \cdot r*) +((0+1+0  + 0 + 0) \cdot r*+(0+0+0  + 1 + 0) \cdot r* )$ we choose the left most nullable one, which is composed of a sequence of a nested alternative and a folded star that iterates 0 times. In that nested alternative we take the rightmost alternative.
a1f90febbc7f example
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   460
42
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   461
Using the value $v_3$, the character c, and the regular expression $r_2$, we can recover how $r_2$ matched the string $[c]$ : we inject $c$ back to $v_3$, and get \\ $v_2 = Left(Seq(Right(Right(Right(Seq(Empty, Seq(Empty, c)))))), Stars [])$, which tells us how $r_2$ matched $c$. After this we inject back the character $b$, and get\\ $v_1 = Seq(Right(Right(Right(Seq(Empty, Seq(b, c)))))), Stars [])$ for how $r_1= (1+0+1 \cdot b + 0 + 1 \cdot b \cdot c) \cdot r*$ matched  the string $bc$ before it split into 2 pieces. Finally, after injecting character a back to $v_1$, we get  the parse tree $v_0= Stars [Right(Right(Right(Seq(a, Seq(b, c)))))]$ for how r matched $abc$.
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   462
We omit the details of injection function, which is provided by Sulzmann and Lu's paper \cite{Sulzmann2014}. 
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diff changeset
   463
Readers might have noticed that the parse tree information as actually already available when doing derivatives. For example, immediately after the operation $\backslash a$ we know that if we want to match a string that starts with a, we can either take the initial match to be 
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   464
\begin{enumerate}
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diff changeset
   465
    \item[1)] just $a$ or
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diff changeset
   466
    \item[2)] string $ab$ or 
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diff changeset
   467
    \item[3)] string $abc$.
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diff changeset
   468
\end{enumerate}
45
60cb82639691 spell check
Christian Urban <urbanc@in.tum.de>
parents: 44
diff changeset
   469
In order to differentiate between these choices, we just need to remember their positions--$a$ is on the left, $ab$ is in the middle , and $abc$ is on the right. Which one of these alternatives is chosen later does not affect their relative position because our algorithm does not change this order. There is no need to traverse this information twice. This leads to a new approach of lexing-- if we store the information for parse trees  in the corresponding regular expression pieces, update this information when we do derivative operation on them, and collect the information when finished with derivatives and calling $mkeps$ for deciding which branch is POSIX, we can generate the parse tree in one pass, instead of doing an n-step backward transformation.This leads to Sulzmann and Lu's novel idea of using bit-codes on derivatives.
42
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   470
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diff changeset
   471
In the next section, we shall focus on the bit-coded algorithm and the natural
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   472
process of simplification of regular expressions using bit-codes, which is needed in
30
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   473
order to obtain \emph{fast} versions of the Brzozowski's, and Sulzmann
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   474
and Lu's algorithms.  This is where the PhD-project hopes to advance
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   475
the state-of-the-art.
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   476
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   477
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   478
\section{Simplification of Regular Expressions}
42
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   479
Using bit-codes to guide  parsing is not a new idea.
45
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Christian Urban <urbanc@in.tum.de>
parents: 44
diff changeset
   480
It was applied to context free grammars and then adapted by Henglein and Nielson for efficient regular expression parsing \cite{nielson11bcre}. Sulzmann and Lu took a step further by integrating bitcodes into derivatives.
30
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   481
43
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diff changeset
   482
The argument for complicating the data structures from basic regular expressions to those with bitcodes
Chengsong
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diff changeset
   483
is that we can introduce simplification without making the algorithm crash or impossible to reason about.
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diff changeset
   484
The reason why we need simplification is due to the shortcoming of a naive algorithm using Brzozowski's definition only. 
30
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   485
The main drawback of building successive derivatives according to
bd9eb959dbce changed file name to ninems
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   486
Brzozowski's definition is that they can grow very quickly in size.
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   487
This is mainly due to the fact that the derivative operation generates
bd9eb959dbce changed file name to ninems
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   488
often ``useless'' $\ZERO$s and $\ONE$s in derivatives.  As a result,
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   489
if implemented naively both algorithms by Brzozowski and by Sulzmann
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   490
and Lu are excruciatingly slow. For example when starting with the
bd9eb959dbce changed file name to ninems
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   491
regular expression $(a + aa)^*$ and building 12 successive derivatives
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   492
w.r.t.~the character $a$, one obtains a derivative regular expression
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   493
with more than 8000 nodes (when viewed as a tree). Operations like
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   494
derivative and $\nullable$ need to traverse such trees and
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   495
consequently the bigger the size of the derivative the slower the
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   496
algorithm. Fortunately, one can simplify regular expressions after
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   497
each derivative step. Various simplifications of regular expressions
bd9eb959dbce changed file name to ninems
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   498
are possible, such as the simplifications of $\ZERO + r$,
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   499
$r + \ZERO$, $\ONE\cdot r$, $r \cdot \ONE$, and $r + r$ to just
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   500
$r$. These simplifications do not affect the answer for whether a
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   501
regular expression matches a string or not, but fortunately also do
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   502
not affect the POSIX strategy of how regular expressions match
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   503
strings---although the latter is much harder to establish. Some
bd9eb959dbce changed file name to ninems
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   504
initial results in this regard have been obtained in
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   505
\cite{AusafDyckhoffUrban2016}. However, what has not been achieved yet
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   506
is a very tight bound for the size. Such a tight bound is suggested by
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   507
work of Antimirov who proved that (partial) derivatives can be bound
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   508
by the number of characters contained in the initial regular
35
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   509
expression \cite{Antimirov95}.
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   510
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   511
Antimirov defined the "partial derivatives" of regular expressions to be this:
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   512
%TODO definition of partial derivatives
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   513
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   514
it is essentially a set of regular expressions that come from the sub-structure of the original regular expression. 
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   515
Antimirov has proved a nice size bound of the size of partial derivatives. Roughly speaking the size will not exceed the fourth power of the number of nodes in that regular expression.  Interestingly, we observed from experiment that after the simplification step, our regular expression has the same size or is smaller than the partial derivatives. This allows us to prove a tight bound on the size of regular expression during the running time of the algorithm if we can establish the connection between our simplification rules and partial derivatives.
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   516
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   517
 %We believe, and have generated test
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   518
%data, that a similar bound can be obtained for the derivatives in
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   519
%Sulzmann and Lu's algorithm. Let us give some details about this next.
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   520
43
Chengsong
parents: 42
diff changeset
   521
Bit-codes look like this:
Chengsong
parents: 42
diff changeset
   522
\[			b ::=   S \mid  Z \; \;\;
Chengsong
parents: 42
diff changeset
   523
bs ::= [] \mid b:bs    
Chengsong
parents: 42
diff changeset
   524
\]
Chengsong
parents: 42
diff changeset
   525
They are just a string of bits, the names "S" and "Z"  here are kind of arbitrary, we can use 0 and 1 or binary symbol to substitute them. They are a compact form of parse trees.
Chengsong
parents: 42
diff changeset
   526
Here is how values and bit-codes are related:
Chengsong
parents: 42
diff changeset
   527
Bitcodes are essentially incomplete values.
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   528
This can be straightforwardly seen in the following transformation: 
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   529
\begin{center}
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   530
\begin{tabular}{lcl}
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   531
  $\textit{code}(\Empty)$ & $\dn$ & $[]$\\
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   532
  $\textit{code}(\Char\,c)$ & $\dn$ & $[]$\\
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   533
  $\textit{code}(\Left\,v)$ & $\dn$ & $\Z :: code(v)$\\
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   534
  $\textit{code}(\Right\,v)$ & $\dn$ & $\S :: code(v)$\\
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   535
  $\textit{code}(\Seq\,v_1\,v_2)$ & $\dn$ & $code(v_1) \,@\, code(v_2)$\\
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   536
  $\textit{code}(\Stars\,[])$ & $\dn$ & $[\S]$\\
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   537
  $\textit{code}(\Stars\,(v\!::\!vs))$ & $\dn$ & $\Z :: code(v) \;@\;
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   538
                                                 code(\Stars\,vs)$
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   539
\end{tabular}    
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   540
\end{center} 
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   541
where $\Z$ and $\S$ are arbitrary names for the bits in the
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   542
bitsequences. 
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   543
Here code encodes a value into a bitsequence by converting Left into $\Z$, Right into $\S$, the start point of a non-empty star iteration into $\S$, and the border where a local star terminates into $\Z$. This conversion is apparently lossy, as it throws away the character information, and does not decode the boundary between the two operands of the sequence constructor. Moreover, with only the bitcode we cannot even tell whether the $\S$s and $\Z$s are for $Left/Right$ or $Stars$. The reason for choosing this compact way of storing information is that the relatively small size of bits can be easily moved around during the lexing process. In order to recover the bitcode back into values, we will need the regular expression as the extra information and decode them back into value:\\
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   544
%\begin{definition}[Bitdecoding of Values]\mbox{}
36
Chengsong
parents: 35
diff changeset
   545
\begin{center}
Chengsong
parents: 35
diff changeset
   546
\begin{tabular}{@{}l@{\hspace{1mm}}c@{\hspace{1mm}}l@{}}
Chengsong
parents: 35
diff changeset
   547
  $\textit{decode}'\,bs\,(\ONE)$ & $\dn$ & $(\Empty, bs)$\\
Chengsong
parents: 35
diff changeset
   548
  $\textit{decode}'\,bs\,(c)$ & $\dn$ & $(\Char\,c, bs)$\\
Chengsong
parents: 35
diff changeset
   549
  $\textit{decode}'\,(\Z\!::\!bs)\;(r_1 + r_2)$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   550
     $\textit{let}\,(v, bs_1) = \textit{decode}'\,bs\,r_1\;\textit{in}\;
Chengsong
parents: 35
diff changeset
   551
       (\Left\,v, bs_1)$\\
Chengsong
parents: 35
diff changeset
   552
  $\textit{decode}'\,(\S\!::\!bs)\;(r_1 + r_2)$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   553
     $\textit{let}\,(v, bs_1) = \textit{decode}'\,bs\,r_2\;\textit{in}\;
Chengsong
parents: 35
diff changeset
   554
       (\Right\,v, bs_1)$\\                           
Chengsong
parents: 35
diff changeset
   555
  $\textit{decode}'\,bs\;(r_1\cdot r_2)$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   556
        $\textit{let}\,(v_1, bs_1) = \textit{decode}'\,bs\,r_1\;\textit{in}$\\
Chengsong
parents: 35
diff changeset
   557
  & &   $\textit{let}\,(v_2, bs_2) = \textit{decode}'\,bs_1\,r_2$\\
Chengsong
parents: 35
diff changeset
   558
  & &   \hspace{35mm}$\textit{in}\;(\Seq\,v_1\,v_2, bs_2)$\\
Chengsong
parents: 35
diff changeset
   559
  $\textit{decode}'\,(\Z\!::\!bs)\,(r^*)$ & $\dn$ & $(\Stars\,[], bs)$\\
Chengsong
parents: 35
diff changeset
   560
  $\textit{decode}'\,(\S\!::\!bs)\,(r^*)$ & $\dn$ & 
Chengsong
parents: 35
diff changeset
   561
         $\textit{let}\,(v, bs_1) = \textit{decode}'\,bs\,r\;\textit{in}$\\
Chengsong
parents: 35
diff changeset
   562
  & &   $\textit{let}\,(\Stars\,vs, bs_2) = \textit{decode}'\,bs_1\,r^*$\\
Chengsong
parents: 35
diff changeset
   563
  & &   \hspace{35mm}$\textit{in}\;(\Stars\,v\!::\!vs, bs_2)$\bigskip\\
Chengsong
parents: 35
diff changeset
   564
  
Chengsong
parents: 35
diff changeset
   565
  $\textit{decode}\,bs\,r$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   566
     $\textit{let}\,(v, bs') = \textit{decode}'\,bs\,r\;\textit{in}$\\
Chengsong
parents: 35
diff changeset
   567
  & & $\textit{if}\;bs' = []\;\textit{then}\;\textit{Some}\,v\;
Chengsong
parents: 35
diff changeset
   568
       \textit{else}\;\textit{None}$                       
Chengsong
parents: 35
diff changeset
   569
\end{tabular}    
Chengsong
parents: 35
diff changeset
   570
\end{center}    
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   571
%\end{definition}
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   572
43
Chengsong
parents: 42
diff changeset
   573
45
60cb82639691 spell check
Christian Urban <urbanc@in.tum.de>
parents: 44
diff changeset
   574
Sulzmann and Lu's integrated the bitcodes into annotated regular expressions by attaching them to the head of every substructure of a regular expression\emph{annotated regular expressions}~\cite{Sulzmann2014}. They are
43
Chengsong
parents: 42
diff changeset
   575
defined by the following grammar:
Chengsong
parents: 42
diff changeset
   576
Chengsong
parents: 42
diff changeset
   577
\begin{center}
Chengsong
parents: 42
diff changeset
   578
\begin{tabular}{lcl}
Chengsong
parents: 42
diff changeset
   579
  $\textit{a}$ & $::=$  & $\textit{ZERO}$\\
Chengsong
parents: 42
diff changeset
   580
                  & $\mid$ & $\textit{ONE}\;\;bs$\\
Chengsong
parents: 42
diff changeset
   581
                  & $\mid$ & $\textit{CHAR}\;\;bs\,c$\\
Chengsong
parents: 42
diff changeset
   582
                  & $\mid$ & $\textit{ALTS}\;\;bs\,as$\\
Chengsong
parents: 42
diff changeset
   583
                  & $\mid$ & $\textit{SEQ}\;\;bs\,a_1\,a_2$\\
Chengsong
parents: 42
diff changeset
   584
                  & $\mid$ & $\textit{STAR}\;\;bs\,a$
Chengsong
parents: 42
diff changeset
   585
\end{tabular}    
Chengsong
parents: 42
diff changeset
   586
\end{center}  
Chengsong
parents: 42
diff changeset
   587
Chengsong
parents: 42
diff changeset
   588
\noindent
Chengsong
parents: 42
diff changeset
   589
where $bs$ stands for bitsequences, and $as$ (in \textit{ALTS}) for a
Chengsong
parents: 42
diff changeset
   590
list of annotated regular expressions. These bitsequences encode
Chengsong
parents: 42
diff changeset
   591
information about the (POSIX) value that should be generated by the
Chengsong
parents: 42
diff changeset
   592
Sulzmann and Lu algorithm. 
Chengsong
parents: 42
diff changeset
   593
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   594
To do lexing using annotated regular expressions, we shall first transform the
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   595
usual (un-annotated) regular expressions into annotated regular
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   596
expressions:\\
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   597
%\begin{definition}
36
Chengsong
parents: 35
diff changeset
   598
\begin{center}
Chengsong
parents: 35
diff changeset
   599
\begin{tabular}{lcl}
Chengsong
parents: 35
diff changeset
   600
  $(\ZERO)^\uparrow$ & $\dn$ & $\textit{ZERO}$\\
Chengsong
parents: 35
diff changeset
   601
  $(\ONE)^\uparrow$ & $\dn$ & $\textit{ONE}\,[]$\\
Chengsong
parents: 35
diff changeset
   602
  $(c)^\uparrow$ & $\dn$ & $\textit{CHAR}\,[]\,c$\\
Chengsong
parents: 35
diff changeset
   603
  $(r_1 + r_2)^\uparrow$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   604
         $\textit{ALT}\;[]\,(\textit{fuse}\,[\Z]\,r_1^\uparrow)\,
Chengsong
parents: 35
diff changeset
   605
                            (\textit{fuse}\,[\S]\,r_2^\uparrow)$\\
Chengsong
parents: 35
diff changeset
   606
  $(r_1\cdot r_2)^\uparrow$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   607
         $\textit{SEQ}\;[]\,r_1^\uparrow\,r_2^\uparrow$\\
Chengsong
parents: 35
diff changeset
   608
  $(r^*)^\uparrow$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   609
         $\textit{STAR}\;[]\,r^\uparrow$\\
Chengsong
parents: 35
diff changeset
   610
\end{tabular}    
Chengsong
parents: 35
diff changeset
   611
\end{center}    
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   612
%\end{definition}
44
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   613
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   614
Here $fuse$ is an auxiliary  function that helps to attach bits to the front of an annotated regular expression. Its definition goes as follows:
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   615
\begin{center}
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   616
\begin{tabular}{lcl}
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   617
  $\textit{fuse}\,bs\,(\textit{ZERO})$ & $\dn$ & $\textit{ZERO}$\\
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   618
  $\textit{fuse}\,bs\,(\textit{ONE}\,bs')$ & $\dn$ &
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   619
     $\textit{ONE}\,(bs\,@\,bs')$\\
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   620
  $\textit{fuse}\,bs\,(\textit{CHAR}\,bs'\,c)$ & $\dn$ &
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   621
     $\textit{CHAR}\,(bs\,@\,bs')\,c$\\
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   622
  $\textit{fuse}\,bs\,(\textit{ALT}\,bs'\,a_1\,a_2)$ & $\dn$ &
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   623
     $\textit{ALT}\,(bs\,@\,bs')\,a_1\,a_2$\\
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   624
  $\textit{fuse}\,bs\,(\textit{SEQ}\,bs'\,a_1\,a_2)$ & $\dn$ &
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   625
     $\textit{SEQ}\,(bs\,@\,bs')\,a_1\,a_2$\\
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   626
  $\textit{fuse}\,bs\,(\textit{STAR}\,bs'\,a)$ & $\dn$ &
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   627
     $\textit{STAR}\,(bs\,@\,bs')\,a$
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   628
\end{tabular}    
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   629
\end{center}  
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   630
43
Chengsong
parents: 42
diff changeset
   631
After internalise we do successive derivative operations on the annotated regular expression.
44
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   632
 This derivative operation is the same as what we previously have for the simple regular expressions, except that we take special care of the bits :\\
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   633
%\begin{definition}{bder}
36
Chengsong
parents: 35
diff changeset
   634
\begin{center}
Chengsong
parents: 35
diff changeset
   635
  \begin{tabular}{@{}lcl@{}}
Chengsong
parents: 35
diff changeset
   636
  $(\textit{ZERO})\backslash c$ & $\dn$ & $\textit{ZERO}$\\  
Chengsong
parents: 35
diff changeset
   637
  $(\textit{ONE}\;bs)\backslash c$ & $\dn$ & $\textit{ZERO}$\\  
Chengsong
parents: 35
diff changeset
   638
  $(\textit{CHAR}\;bs\,d)\backslash c$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   639
        $\textit{if}\;c=d\; \;\textit{then}\;
Chengsong
parents: 35
diff changeset
   640
         \textit{ONE}\;bs\;\textit{else}\;\textit{ZERO}$\\  
Chengsong
parents: 35
diff changeset
   641
  $(\textit{ALT}\;bs\,a_1\,a_2)\backslash c$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   642
        $\textit{ALT}\,bs\,(a_1\backslash c)\,(a_2\backslash c)$\\
Chengsong
parents: 35
diff changeset
   643
  $(\textit{SEQ}\;bs\,a_1\,a_2)\backslash c$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   644
     $\textit{if}\;\textit{bnullable}\,a_1$\\
Chengsong
parents: 35
diff changeset
   645
  & &$\textit{then}\;\textit{ALT}\,bs\,(\textit{SEQ}\,[]\,(a_1\backslash c)\,a_2)$\\
Chengsong
parents: 35
diff changeset
   646
  & &$\phantom{\textit{then}\;\textit{ALT}\,bs\,}(\textit{fuse}\,(\textit{bmkeps}\,a_1)\,(a_2\backslash c))$\\
Chengsong
parents: 35
diff changeset
   647
  & &$\textit{else}\;\textit{SEQ}\,bs\,(a_1\backslash c)\,a_2$\\
Chengsong
parents: 35
diff changeset
   648
  $(\textit{STAR}\,bs\,a)\backslash c$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   649
      $\textit{SEQ}\;bs\,(\textit{fuse}\, [\Z] (r\backslash c))\,
Chengsong
parents: 35
diff changeset
   650
       (\textit{STAR}\,[]\,r)$
Chengsong
parents: 35
diff changeset
   651
\end{tabular}    
Chengsong
parents: 35
diff changeset
   652
\end{center}    
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   653
%\end{definition}
44
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   654
For instance, when we unfold $STAR \; bs \; a$ into a sequence, we attach an additional bit Z to the front of $r \backslash c$ to indicate that there is one more star iteration. 
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   655
The other example, the $SEQ$ clause is more subtle-- when $a_1$ is $bnullable$(here bnullable is exactly the same as nullable, except that it is for annotated regular expressions, therefore we omit the definition).
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   656
Assume that $bmkeps$ correctly extracts the bitcode for how $a_1$ matches the string prior to character c(more on this later), then the right branch of $ALTS$, which is $fuse \; bmkeps \;  a_1 (a_2 \backslash c)$ will collapse the regular expression $a_1$(as it has already been fully matched) and store the parsing information at the head of the regular expression $a_2 \backslash c$ by fusing to it. The bitsequence $bs$, which was initially attached to the head of $SEQ$, has now been elevated to the top-level of ALT,
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   657
as this information will be needed whichever way the $SEQ$ is matched--no matter whether c belongs to $a_1$ or $ a_2$.
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   658
After carefully doing these derivatives and maintaining all the parsing information, we complete the parsing by collecting the bits using a special $mkeps$ function for annotated regular expressions--$bmkeps$:
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   659
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   660
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   661
%\begin{definition}[\textit{bmkeps}]\mbox{}
36
Chengsong
parents: 35
diff changeset
   662
\begin{center}
Chengsong
parents: 35
diff changeset
   663
\begin{tabular}{lcl}
Chengsong
parents: 35
diff changeset
   664
  $\textit{bmkeps}\,(\textit{ONE}\,bs)$ & $\dn$ & $bs$\\
Chengsong
parents: 35
diff changeset
   665
  $\textit{bmkeps}\,(\textit{ALT}\,bs\,a_1\,a_2)$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   666
     $\textit{if}\;\textit{bnullable}\,a_1$\\
Chengsong
parents: 35
diff changeset
   667
  & &$\textit{then}\;bs\,@\,\textit{bmkeps}\,a_1$\\
Chengsong
parents: 35
diff changeset
   668
  & &$\textit{else}\;bs\,@\,\textit{bmkeps}\,a_2$\\
Chengsong
parents: 35
diff changeset
   669
  $\textit{bmkeps}\,(\textit{SEQ}\,bs\,a_1\,a_2)$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   670
     $bs \,@\,\textit{bmkeps}\,a_1\,@\, \textit{bmkeps}\,a_2$\\
Chengsong
parents: 35
diff changeset
   671
  $\textit{bmkeps}\,(\textit{STAR}\,bs\,a)$ & $\dn$ &
Chengsong
parents: 35
diff changeset
   672
     $bs \,@\, [\S]$
Chengsong
parents: 35
diff changeset
   673
\end{tabular}    
Chengsong
parents: 35
diff changeset
   674
\end{center}    
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   675
%\end{definition}
44
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   676
This function completes the parse tree information by 
45
60cb82639691 spell check
Christian Urban <urbanc@in.tum.de>
parents: 44
diff changeset
   677
travelling along the path on the regular expression that corresponds to a POSIX value snd collect all the bits, and
44
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   678
using S to indicate the end of star iterations. If we take the bitsproduced by $bmkeps$ and decode it, 
4d674a971852 another changes. have written more. but havent typed them. tomorrow will continue.
Chengsong
parents: 43
diff changeset
   679
we get the parse tree we need, the working flow looks like this:\\
37
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   680
\begin{center}
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   681
\begin{tabular}{lcl}
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   682
  $\textit{blexer}\;r\,s$ & $\dn$ &
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   683
      $\textit{let}\;a = (r^\uparrow)\backslash s\;\textit{in}$\\                
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   684
  & & $\;\;\textit{if}\; \textit{bnullable}(a)$\\
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   685
  & & $\;\;\textit{then}\;\textit{decode}\,(\textit{bmkeps}\,a)\,r$\\
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   686
  & & $\;\;\textit{else}\;\textit{None}$
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   687
\end{tabular}
17d8e7599a01 new changes
Chengsong
parents: 36
diff changeset
   688
\end{center}
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   689
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   690
The main point of the bitsequences and annotated regular expressions
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   691
is that we can apply rather aggressive (in terms of size)
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   692
simplification rules in order to keep derivatives small.  
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   693
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   694
We have
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   695
developed such ``aggressive'' simplification rules and generated test
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   696
data that show that the expected bound can be achieved. Obviously we
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   697
could only partially cover  the search space as there are infinitely
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   698
many regular expressions and strings. One modification we introduced
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   699
is to allow a list of annotated regular expressions in the
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   700
\textit{ALTS} constructor. This allows us to not just delete
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   701
unnecessary $\ZERO$s and $\ONE$s from regular expressions, but also
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   702
unnecessary ``copies'' of regular expressions (very similar to
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   703
simplifying $r + r$ to just $r$, but in a more general
35
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   704
setting). 
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   705
A psuedocode version of our algorithm is given below:\\
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   706
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   707
\begin{algorithm}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   708
\caption{simplification of annotated regular expression}\label{euclid}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   709
\begin{algorithmic}[1]
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   710
\Procedure{$Simp$}{$areg$}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   711
\Switch{$areg$}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   712
	\Case{$ALTS(bs, rs)$}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   713
		\For{\textit{rs[i] in array rs}}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   714
        			\State $\textit{rs[i]} \gets$ \textit{Simp(rs[i])}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   715
      		\EndFor
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   716
		\For{\textit{rs[i] in array rs}}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   717
        			\If{$rs[i] == ALTS(bs', rs')$}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   718
				\State $rs'' \gets$ attach bits $bs'$ to all elements in $rs'$
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   719
				\State Insert $rs''$ into $rs$ at position $i$ ($rs[i]$ is destroyed, replaced by its list of children regular expressions)
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   720
			\EndIf
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   721
      		\EndFor
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   722
		\State Remove all duplicates in $rs$, only keeping the first copy for multiple occurrences of the same regular expression
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   723
		\State Remove all $0$s in $rs$
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   724
		\If{$ rs.length == 0$} \Return $ZERO$ \EndIf
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   725
		\If {$ rs.length == 1$} \Return$ rs[0] $\EndIf
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   726
	\EndCase
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   727
	\Case{$SEQ(bs, r_1, r_2)$}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   728
		\If{$ r_1$ or $r_2$ is $ZERO$} \Return ZERO \EndIf
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   729
		\State update $r_1$ and $r_2$ by attaching $bs$ to their front
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   730
		\If {$r_1$ or $r_2$ is $ONE(bs')$} \Return $r_2$ or $r_1$ \EndIf
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   731
	\EndCase
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   732
	\Case{$Others$}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   733
		\Return $areg$ as it is
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   734
	\EndCase
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   735
\EndSwitch
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   736
\EndProcedure
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   737
\end{algorithmic}
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   738
\end{algorithm}
36
Chengsong
parents: 35
diff changeset
   739
With this simplification our previous $(a + aa)^*$ example's 8000 nodes will be reduced to only 6.
35
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   740
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   741
Another modification is that we use simplification rules
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   742
inspired by Antimirov's work on partial derivatives. They maintain the
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   743
idea that only the first ``copy'' of a regular expression in an
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   744
alternative contributes to the calculation of a POSIX value. All
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   745
subsequent copies can be pruned from the regular expression.
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   746
35
f70e9ab4e680 psuedocode added
Chengsong
parents: 34
diff changeset
   747
30
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   748
We are currently engaged with proving that our simplification rules
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   749
actually do not affect the POSIX value that should be generated by the
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   750
algorithm according to the specification of a POSIX value and
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   751
furthermore that our derivatives stay small for all derivatives. For
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   752
this proof we use the theorem prover Isabelle. Once completed, this
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   753
result will advance the state-of-the-art: Sulzmann and Lu wrote in
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   754
their paper \cite{Sulzmann2014} about the bitcoded ``incremental
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   755
parsing method'' (that is the matching algorithm outlined in this
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   756
section):
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   757
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   758
\begin{quote}\it
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   759
  ``Correctness Claim: We further claim that the incremental parsing
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   760
  method in Figure~5 in combination with the simplification steps in
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   761
  Figure 6 yields POSIX parse trees. We have tested this claim
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   762
  extensively by using the method in Figure~3 as a reference but yet
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   763
  have to work out all proof details.''
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   764
\end{quote}  
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   765
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   766
\noindent
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   767
We would settle the correctness claim and furthermore obtain a much
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   768
tighter bound on the sizes of derivatives. The result is that our
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   769
algorithm should be correct and faster on all inputs.  The original
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   770
blow-up, as observed in JavaScript, Python and Java, would be excluded
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   771
from happening in our algorithm.
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   772
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   773
\section{Conclusion}
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   774
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   775
In this PhD-project we are interested in fast algorithms for regular
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   776
expression matching. While this seems to be a ``settled'' area, in
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   777
fact interesting research questions are popping up as soon as one steps
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   778
outside the classic automata theory (for example in terms of what kind
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   779
of regular expressions are supported). The reason why it is
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   780
interesting for us to look at the derivative approach introduced by
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   781
Brzozowski for regular expression matching, and then much further
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   782
developed by Sulzmann and Lu, is that derivatives can elegantly deal
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   783
with some of the regular expressions that are of interest in ``real
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   784
life''. This includes the not-regular expression, written $\neg\,r$
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   785
(that is all strings that are not recognised by $r$), but also bounded
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   786
regular expressions such as $r^{\{n\}}$ and $r^{\{n..m\}}$). There is
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   787
also hope that the derivatives can provide another angle for how to
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   788
deal more efficiently with back-references, which are one of the
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   789
reasons why regular expression engines in JavaScript, Python and Java
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   790
choose to not implement the classic automata approach of transforming
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   791
regular expressions into NFAs and then DFAs---because we simply do not
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   792
know how such back-references can be represented by DFAs.
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   793
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   794
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   795
\bibliographystyle{plain}
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   796
\bibliography{root}
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   797
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   798
bd9eb959dbce changed file name to ninems
Chengsong
parents:
diff changeset
   799
\end{document}