handouts/ho01.tex
author Christian Urban <christian dot urban at kcl dot ac dot uk>
Fri, 27 Sep 2013 11:01:31 +0100
changeset 111 1933e88cb73e
parent 110 9353308f1c6a
child 112 95ee5cc5c05d
permissions -rw-r--r--
added

\documentclass{article}
\usepackage{charter}
\usepackage{hyperref}
\usepackage{amssymb}
\usepackage{amsmath}
\usepackage[T1]{fontenc}

\newcommand{\dn}{\stackrel{\mbox{\scriptsize def}}{=}}%

\begin{document}

\section*{Handout 1}

This course is about the processing of strings. Lets start with what we mean by \emph{strings}. Strings
(they are also sometimes referred to as \emph{words}) are lists of characters drawn from an \emph{alphabet}. 
If nothing else is specified, we usually assume 
the alphabet consists of just the lower-case letters $a$, $b$, \ldots, $z$. Sometimes, however, we explicitly
restrict strings to contain, for example, only the letters $a$ and $b$. In this case we say the alphabet is the set $\{a, b\}$.

There are many ways how we can write down strings. In programming languages, they are usually 
written as {\it "hello"} where the double quotes indicate that we dealing with a string. 
Essentially, strings are lists of characters which can be written for example as follows

\[
[\text{\it h, e, l, l, o}]
\]

\noindent
The important point is that we can always decompose strings. For example, we will often consider the
first character of a string, say $h$, and the ``rest''  of a string say {\it "ello"} when making definitions 
about strings. There are some subtleties with the empty string, sometimes written as {\it ""} but also as 
the empty list of characters $[\,]$. Two strings, for example $s_1$ and $s_2$, can be \emph{concatenated}, 
which we write as $s_1 @ s_2$. Suppose we are given two strings {\it "foo"} and {\it "bar"}, then their concatenation
gives {\it "foobar"}.

We often need to talk about sets of strings. For example the set of all strings over the alphabet $\{a, \ldots\, z\}$
is

\[
\{\text{\it "", "a", "b", "c",\ldots,"z", "aa", "ab", "ac", \ldots, "aaa", \ldots}\}
\]

\noindent
Any set of strings, not just the set-of-all-strings, is often called a \emph{language}. The idea behind
this choice of terminology is that if we enumerate, say, all words/strings from a dictionary, like 

\[
\{\text{\it "the", "of", "milk", "name", "antidisestablishmentarianism", \ldots}\}
\]

\noindent
then we have essentially described the English language, or more precisely all
strings that can be used in a sentence of the English language. French would be a
different set of strings, and so on. In the context of this course, a language might 
not necessarily make sense from a natural language point of view. For example
the set of all strings shown above is a language, as is the empty set (of strings). The
empty set of strings is often written as $\varnothing$ or $\{\,\}$. Note that there is a 
difference between the empty set, or empty language, and the set that 
contains only the empty string $\{\text{""}\}$: the former has no elements, whereas 
the latter has one element.

As seen, there are languages which contain infinitely many strings, like the set of all strings.
The ``natural'' languages like English, French and so on contain many but only finitely many 
strings (namely the ones listed in a good dictionary). It might be therefore be surprising that the
language consisting of all email addresses is infinite provided we assume it is defined by the
regular expression\footnote{See \url{http://goo.gl/5LoVX7}}

\[
([\text{\it{}a-z0-9\_.-}]^+)@([\text{\it a-z0-9.-}]^+).([\text{\it a-z.}]^{\{2,6\}})
\]

\noindent
The reason is that for example before the $@$-sign there can be any string you want assuming it 
is made up from letters, digits, underscores, dots and hyphens---clearly there are infinitely many
of those. Similarly the string after the $@$-sign can be any string. However, this does not mean 
that every string is an email address. For example

\[
\text{\it foo}@\text{\it bar}.\text{\it c}
\]

\noindent
is not, because the top-level-domains must be of length of at least two. (Note that there is
the convention that uppercase letters are treated in email-addresses as if they were
lower-case.)
\bigskip

Before we expand on the topic of regular expressions, let us review some operations on
sets. We will use capital letters $A$, $B$, $\ldots$ to stand for sets of strings. 
The union of two sets is written as usual as $A \cup B$. We also need to define the
operation of \emph{concatenating} two sets of strings. This can be defined as

\[
A @ B \dn \{s_1@ s_2 | s_1 \in A \wedge s_2 \in B \}
\]

\noindent
which essentially means take the first string from the set $A$ and concatenate it with every
string in the set $B$, then take the second string from $A$ do the same and so on. You might
like to think about what this definition means in case $A$ or $B$ is the empty set.

We also need to define
the power of a set, written as $A^n$ with $n$ being a natural number. This is defined inductively as follows

\begin{center}
\begin{tabular}{rcl}
$A^0$ & $\dn$ & $\{[\,]\}$ \\
$A^{n+1}$ & $\dn$ & $A @ A^n$\\
\end{tabular}
\end{center}

\noindent
Finally we need the \emph{star} of a set of strings, written $A^*$. This is defined as the union
of every power of $A^n$ with $n\ge 0$. The mathematical notation for this operation is

\[
A^* \dn \bigcup_{0\le n} A^n
\]

\noindent
This definition implies that the star of a set $A$ contains always the empty string (that is $A^0$), one 
copy of every string in $A$ (that is $A^1$), two copies in $A$ (that is $A^2$) and so on. In case $A=\{"a"\}$ we therefore 
have 

\[
A^* = \{"", "a", "aa", "aaa", \ldots\}
\]

\noindent
Be aware that these operations sometimes have quite non-intuitive properties, for example

\begin{center}
\begin{tabular}{ccc}
\begin{tabular}{r@{\hspace{1mm}}c@{\hspace{1mm}}l}
$A \cup \varnothing$ & $=$ & $A$\\
$A \cup A$ & $=$ & $A$\\
$A \cup B$ & $=$ & $B \cup A$\\
\end{tabular} &
\begin{tabular}{r@{\hspace{1mm}}c@{\hspace{1mm}}l}
$A @ B$ & $\not =$ & $B @ A$\\
$A  @ \varnothing$ & $=$ & $\varnothing @ A = \varnothing$\\
$A  @ \{""\}$ & $=$ & $\{""\} @ A = A$\\
\end{tabular} &
\begin{tabular}{r@{\hspace{1mm}}c@{\hspace{1mm}}l}
$\varnothing^*$ & $=$ & $\{""\}$\\
$\{""\}^*$ & $=$ & $\{""\}$\\
$A^\star$ & $=$ & $\{""\} \cup A\cdot A^*$\\
\end{tabular} 
\end{tabular}
\end{center}
\bigskip

\noindent
\emph{Regular expressions} are meant to conveniently describe languages...at least languages
we are interested in in Computer Science.  For example there is no convenient regular expression
for describing the English language short of enumerating all English words. 
But they seem useful for describing all permitted email addresses, as seen above. 

Regular expressions are given by the following grammar:

\begin{center}
\begin{tabular}{r@{\hspace{1mm}}r@{\hspace{1mm}}l@{\hspace{13mm}}l}
  $r$ & $::=$ &   $\varnothing$         & null\\
        & $\mid$ & $\epsilon$              & empty string / "" / []\\
        & $\mid$ & $c$                         & single character\\
        & $\mid$ & $r_1 \cdot r_2$      & sequence\\
        & $\mid$ & $r_1 + r_2$            & alternative / choice\\
        & $\mid$ & $r^*$                      & star (zero or more)\\
  \end{tabular}
\end{center}

\noindent
Because we overload our notation there are some subtleties you should be aware of. The letter $c$ stands for any character from the
alphabet at hand. Second, we will use parentheses to disambiguate
regular expressions. For example we will write $(r_1 + r_2)^*$, which is different from, say $r_1 + (r_2)^*$.
The former means roughly zero or more times $r_1$ or $r_2$, while the latter means $r_1$ or zero or more times
$r_2$. We should also write $(r_1 + r_2) + r_3$, which is different from the regular expression $r_1 + (r_2 + r_3)$,
but in case of $+$ and $\cdot$ we actually do not care about the order and just write $r_1 + r_2 + r_3$, or $r_1 \cdot r_2 \cdot r_3$,
respectively. The reasons for this will become clear shortly. In the literature you will often find that the choice
$r_1 + r_2$  is written as $r_1\mid{}r_2$. Also following the convention in the literature, we will in case of $\cdot$ even 
often omit it all together. For example the regular expression for email addresses shown above is meant to be of the form

\[
([\ldots])^+ \cdot @ \cdot ([\ldots])^+ \cdot . \cdot \ldots
\]

\noindent
meaning first comes a name (specified by the regular expression $([\ldots])^+$), then an $@$-sign, then
a domain name (specified by the regular expression $([\ldots])^+$), then a top-level domain. Similarly if
we want to specify the regular expression for the string {\it "hello"} we should write

\[
{\it h} \cdot {\it e} \cdot {\it l} \cdot {\it l} \cdot {\it o}
\]

\noindent
but often just write {\it hello}.

Another source of confusion might arise from the fact that we use the term \emph{regular expressions} for the ones used in ``theory''
and also the ones in ``practice''. In this course we refer by default to the regular expressions defined by the grammar above. 
In ``practice'' we often use $r^+$ to stand for one or more times, $\backslash{}d$ to stand for a digit, $r^?$ to stand for an optional regular
expression, or ranges such as $[\text{\it a - z}]$ to stand for any lower case letter from $a$ to $z$. They are however mere convenience 
as they can be seen as shorthand for

\begin{center}
\begin{tabular}{rcl}
$r^+$ & $\mapsto$ & $r\cdot r^*$\\
$r^?$ & $\mapsto$ & $\epsilon + r$\\
$\backslash d$ & $\mapsto$ & $0 + 1 + 2 + \ldots + 9$\\
$[\text{\it a - z}]$ & $\mapsto$ & $a + b + \ldots + z$\\
\end{tabular}
\end{center}


We will see later that the \emph{not}-regular-expression can also be seen as convenience. This regular
expression is supposed to stand for every string \emph{not} matched by a regular expression. We will write
such not-regular-expressions as $\sim{}r$. While being ``convenience'' it is often not so clear what the shorthand for
these kind of not-regular-expressions is. Try to write down the regular expression which can match any
string except {\it "hello"} and {\it "world"}. It is possible in principle, but often it is easier to just include
$\sim{}r$ in the definition or regular expressions. Whenever we do so, we will state it explicitly.

So far we have only considered informally what the \emph{meaning} of a regular expression is.  
To do so more formally we will associate with every regular expression a set of strings 
that is supposed to be  are matched by this
regular expression. This can be defined recursively  as follows

\begin{center}
\begin{tabular}{rcl}
$L(\varnothing)$  & $\dn$ & $\{\,\}$\\
$L(\epsilon)$       & $\dn$ & $\{""\}$\\
$L(c)$                  & $\dn$ & $\{"c"\}$\\
$L(r_1+ r_2)$      & $\dn$ & $L(r_1) \cup L(r_2)$\\
$L(r_1 \cdot r_2)$  & $\dn$ & $\{s_1@ s_2 | s_1 \in L(r_1) \wedge s_2 \in L(r_2) \}$\\
$L(r^*)$                   & $\dn$ & $\bigcup_{n \ge 0} L(r)^n$\\
\end{tabular}
\end{center}

\noindent
This means we can now precisely state what the meaning, for example, of the regular expression 
${\it h} \cdot {\it e} \cdot {\it l} \cdot {\it l} \cdot {\it o}$ is, namely 
$L({\it h} \cdot {\it e} \cdot {\it l} \cdot {\it l} \cdot {\it o}) = \{\text{\it"hello"}\}$. Similarly if we have the choice
$a + b$, the meaning is $L(a + b) = \{\text{\it"a"}, \text{\it"b"}\}$, namely the only two strings which can possibly
be matched by this choice. 

The point of this definition is that we can now precisely specify when a string is matched by a
regular expression, namely a string, say $s$, is matched by a regular expression, say $r$, if
and only if $s \in L(r)$. In fact we will write a program {\it match} that takes any string $s$ and
any regular expression $r$ as argument and returns \emph{yes}, if $s \in L(r)$ and \emph{no},
if $s \not\in L(r)$. We leave this for the next lecture.
\end{document}

%%% Local Variables: 
%%% mode: latex
%%% TeX-master: t
%%% End: